Q4 2016 Holdings
Filed 2017-02-16 | 5535 holdings | $956.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $0 | 60,122 | 0.0% |
| Oncogenex Pharmaceuticals in | COM | 68230A106 | $4 | 10,300 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $4 | 17,160 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $4 | 13,500 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $6 | 11,000 | 0.0% |
| Threshold Pharmaceutical Inc | COM NEW | 885807206 | $8 | 20,000 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $9 | $10,000 | 0.0% |
| Stanley Furniture Co Inc | COM NEW | 854305208 | $9 | 10,000 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $10 | $10,194 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $10 | $12,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $11 | $11,000 | 0.0% |
| Forest City Enterprises Inc | NOTE 4.250% 8/1 | 345550AP2 | $11 | $10,000 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $11 | $10,850 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $12 | $11,775 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $13 | $13,313 | 0.0% |
| Rait Financial Trust | NOTE 4.000%10/0 | 749227AB0 | $14 | $13,800 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $15 | $13,000 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $15 | $13,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $16 | $15,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $17 | $16,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $17 | $17,000 | 0.0% |
| Whiting Pete Corp New | NOTE 1.250% 4/0 | 966387AL6 | $18 | $17,550 | 0.0% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $18 | $15,000 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $18 | $18,000 | 0.0% |
| Innocoll Hldgs PLC | SHS | G4783X105 | $18 | 26,400 | 0.0% |
| Navistar Intl Corp New | NOTE 4.500%10/1 | 63934EAQ1 | $20 | $19,713 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $22 | $20,894 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $22 | 10,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $23 | $20,000 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $23 | $22,931 | 0.0% |
| Fuelcell Energy Inc | COM NEW | 35952H502 | $24 | 14,797 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $24 | $24,047 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $24 | $24,000 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $25 | 11,000 | 0.0% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $25 | $25,000 | 0.0% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $25 | $25,094 | 0.0% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $26 | $25,000 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $26 | $25,688 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $28 | $30,000 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $29 | $29,475 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $29 | $26,000 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $30 | 22,050 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $30 | $30,000 | 0.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $32 | 31,000 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $32 | 10,005 | 0.0% |
| Seachange Intl Inc | COM | 811699107 | $33 | 14,280 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $34 | $33,450 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $35 | 11,181 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $35 | $35,439 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $37 | 13,075 | 0.0% |