Q4 2016 Holdings
Filed 2017-02-16 | 5535 holdings | $956.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| First Acceptance Corp(FACO) | COM | 318457108 | $41 | 39,800 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $41 | 29,225 | 0.0% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $44 | 12,389 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $44 | $19,000 | 0.0% |
| Vanguard NAT RES LLC | COM UNIT | 92205F106 | $45 | 78,505 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $48 | $48,434 | 0.0% |
| EV Energy Partners LP | COM UNITS | 26926V107 | $48 | 25,543 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $51 | $52,698 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $52 | 11,237 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $52 | 70,805 | 0.0% |
| RTW Hldgs Inc | NOTE 5.625%11/1 | 749772AB5 | $52 | $52,391 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $55 | 13,813 | 0.0% |
| Advanced Semiconductor Engr | SPONSORED ADR | 00756M404 | $56 | 11,418 | 0.0% |
| Legacy Resvs LP | UNIT LP INT | 524707304 | $56 | 25,536 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $57 | 10,014 | 0.0% |
| Alcobra LTD | SHS | M2239P109 | $58 | 27,500 | 0.0% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $58 | $57,558 | 0.0% |
| Kcap Finl Inc | COM | 48668E101 | $59 | 14,717 | 0.0% |
| Cascadian Therapeutics Inc | COM NEW | 14740B606 | $60 | 13,960 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $65 | 12,676 | 0.0% |
| Bon-Ton Stores Inc(BONTQ) | COM | 09776J101 | $67 | 49,354 | 0.0% |
| Sandstorm Gold LTD(AYS1) | COM NEW | 80013R206 | $67 | 17,280 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $67 | 21,354 | 0.0% |
| Allianzgi Conv & Income FD | COM | 018828103 | $69 | 10,595 | 0.0% |
| Ocera Therapeutics Inc | COM | 67552A108 | $71 | 34,261 | 0.0% |
| Powershares ETF Trust | WNDRHLL CLN EN | 73935X500 | $71 | 19,523 | 0.0% |
| Windstream Hldgs Inc | COM NEW | 97382A200 | $74 | 10,327 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $75 | 76,000 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $75 | 12,611 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $81 | 52,500 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $81 | 56,686 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $81 | 15,090 | 0.0% |
| Cosan LTD(CSAN) | SHS A | G25343107 | $82 | 11,049 | 0.0% |
| Long IS Iced TEA Corp | COM | 54267E104 | $83 | 20,000 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $84 | 10,990 | 0.0% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $84 | $84,094 | 0.0% |
| Cempra Inc | COM | 15130J109 | $87 | 33,953 | 0.0% |
| Mattersight Corp | COM | 577097108 | $87 | 23,565 | 0.0% |
| MDC Partners Inc(MDCA) | CL A SUB VTG | 552697104 | $88 | 13,380 | 0.0% |
| Infinera Corporation(INFNEUR) | COM | 45667G103 | $90 | 10,527 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $96 | 12,800 | 0.0% |
| Banco Santander Brasil S A(BSBR) | ADS REP 1 UNIT | 05967A107 | $97 | 11,046 | 0.0% |
| Richmont Mines Inc | COM | 76547T106 | $98 | 14,900 | 0.0% |
| ZIX Corp(ZIXI) | COM | 98974P100 | $98 | 19,859 | 0.0% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $100 | $101,624 | 0.0% |
| Wells Fargo Income Opportuni(XEADX) | WF INC OPPTY FD | 94987B105 | $103 | 11,973 | 0.0% |
| Peak Resorts Inc(SKIS) | COM | 70469L100 | $103 | 18,100 | 0.0% |
| Iconix Brand Group Inc | NOTE 1.500% 3/1 | 451055AF4 | $108 | $108,100 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $108 | 15,919 | 0.0% |
| Endocyte Inc | COM | 29269A102 | $109 | 43,642 | 0.0% |