Q3 2017 Holdings
Filed 2017-11-13 | 6842 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $95 | $94,645 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $96 | 15,823 | 0.0% |
| Tracon Pharmaceuticals Inc | COM | 89237H100 | $97 | 30,700 | 0.0% |
| Guggenheim Enhncd Eqty Incm | COM | 40167B100 | $99 | 11,354 | 0.0% |
| Invesco High Income 2023 TAR | COM | 46135X108 | $101 | 10,000 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $101 | 28,666 | 0.0% |
| Peak Resorts Inc(SKIS) | COM | 70469L100 | $102 | 23,711 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $104 | 16,959 | 0.0% |
| CM FIN Inc | COM | 12574Q103 | $105 | 11,283 | 0.0% |
| Mitek SYS Inc(MITK) | COM NEW | 606710200 | $107 | 11,102 | 0.0% |
| BRT Apartments Corp(BRT) | COM | 055645303 | $108 | 10,237 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $109 | 33,605 | 0.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $109 | $108,389 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $110 | 16,087 | 0.0% |
| Western Asset Corporate LN F | COM | 95790J102 | $111 | 10,278 | 0.0% |
| Nuveen Calif MUN Value FD(NCA) | COM | 67062C107 | $111 | 10,547 | 0.0% |
| Titan Intl Inc ILL(TWI) | COM | 88830M102 | $112 | 10,943 | 0.0% |
| Endo Intl PLC | SHS | G30401106 | $112 | 13,153 | 0.0% |
| THL CR Inc | COM | 872438106 | $115 | 12,300 | 0.0% |
| BlackRock Income TR Inc | COM | 09247F100 | $116 | 18,102 | 0.0% |
| Reaves Util Income FD | RIGHT 10/04/2017 | 756158135 | $116 | 315,204 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $117 | 48,769 | 0.0% |
| Vereit Inc | COM | 92339V100 | $120 | 14,545 | 0.0% |
| Pixelworks Inc(PXLWEUR) | COM NEW | 72581M305 | $122 | 26,189 | 0.0% |
| Center Coast MLP & Infrstr F | COM SHS | 151461100 | $123 | 11,663 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $123 | 17,919 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $125 | 12,114 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $125 | 21,100 | 0.0% |
| Pimco Income Strategy Fund I(PFN) | COM | 72201J104 | $132 | 12,181 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $135 | 14,867 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $136 | 22,595 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $136 | 11,289 | 0.0% |
| Resonant Inc | COM | 76118L102 | $137 | 31,000 | 0.0% |
| MAG Silver Corp(MQ8) | COM | 55903Q104 | $137 | 12,616 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $138 | 74,480 | 0.0% |
| First TR Exchange Traded FD(FAN) | GBL WND ENRG ETF | 33736G106 | $139 | 10,535 | 0.0% |
| Voya Glbl ADV & Prem OPP FD(IGA) | COM | 92912R104 | $140 | 12,140 | 0.0% |
| MDC Partners Inc(MDCA) | CL A SUB VTG | 552697104 | $140 | 12,770 | 0.0% |
| Nuveen NY Select TAX Free PR(XNXNX) | SH BEN INT | 67063V104 | $140 | 10,000 | 0.0% |
| Sucampo Pharmaceuticals Inc | CL A | 864909106 | $141 | 11,760 | 0.0% |
| Monroe Cap Corp(MRCC) | COM | 610335101 | $143 | 10,023 | 0.0% |
| Belmond LTD | CL A | G1154H107 | $143 | 10,508 | 0.0% |
| Allianzgi Conv & Income FD | COM | 018828103 | $143 | 20,078 | 0.0% |
| FST TR New Opport MLP & ENE | COM | 33739M100 | $144 | 11,308 | 0.0% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $145 | $146,631 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $146 | 10,449 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $149 | 24,950 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $152 | 36,500 | 0.0% |
| BlackRock Munienhanced FD in | COM | 09253Y100 | $153 | 12,981 | 0.0% |
| Madison Cvred Call & EQ STR(MCN) | COM | 557437100 | $153 | 19,752 | 0.0% |