Q4 2017 Holdings
Filed 2018-02-14 | 6981 holdings | $1.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| EV Energy Partners LP | COM UNITS | 26926V107 | $6 | 10,235 | 0.0% |
| Stanley Furniture Co Inc | COM NEW | 854305208 | $9 | 10,000 | 0.0% |
| Argos Therapeutics Inc | COM | 040221103 | $10 | 66,550 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $10 | $10,362 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $10 | $10,390 | 0.0% |
| Egalet Corp | COM | 28226B104 | $11 | 11,225 | 0.0% |
| Arvinmeritor Inc | FRNT 4.000% 2/1 | 043353AH4 | $11 | $11,069 | 0.0% |
| Janus Henderson Group PLC | NOTE 0.750% 7/1 | 47102XAH8 | $11 | $10,230 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $12 | $11,738 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $12 | $12,346 | 0.0% |
| Wmih Corp | COM | 92936P100 | $12 | 14,377 | 0.0% |
| Forest City Enterprises Inc | NOTE 4.250% 8/1 | 345550AP2 | $12 | $10,000 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $13 | $12,000 | 0.0% |
| Jones Energy Inc | COM CL A | 48019R108 | $14 | 11,700 | 0.0% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $14 | $14,325 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $15 | $13,000 | 0.0% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $15 | $14,595 | 0.0% |
| Ryland Group Inc | NOTE 1.625% 5/1 | 783764AQ6 | $15 | $14,375 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $16 | $15,518 | 0.0% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $16 | $16,238 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $17 | $13,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $17 | $17,000 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $17 | $17,360 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $18 | $18,000 | 0.0% |
| Amtrust Finl Svcs Inc | NOTE 2.750%12/1 | 032359AG6 | $22 | $21,600 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $23 | $23,000 | 0.0% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $23 | $23,388 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $23 | $23,030 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $24 | $20,000 | 0.0% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $26 | $26,194 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $26 | 27,265 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $26 | $23,989 | 0.0% |
| RTW Hldgs Inc | NOTE 5.625%11/1 | 749772AB5 | $27 | $27,203 | 0.0% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $27 | $27,128 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM NEW | 46186M209 | $27 | 35,075 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $29 | 10,747 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $29 | $30,000 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $30 | $30,000 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $31 | 10,000 | 0.0% |
| Nexgen Energy LTD(NXE) | COM | 65340P106 | $32 | 12,800 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $32 | $25,977 | 0.0% |
| Nordic American Tankers Limi(NAT) | COM | G65773106 | $32 | 12,812 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $33 | 12,440 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $34 | 10,666 | 0.0% |
| Kcap Finl Inc | COM | 48668E101 | $34 | 10,165 | 0.0% |
| Cogentix MED Inc | COM | 19243A104 | $34 | 10,786 | 0.0% |
| Evolent Health Inc | NOTE 2.000%12/0 | 30050BAB7 | $36 | 38,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $42 | $42,051 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $42 | $42,473 | 0.0% |
| Fuelcell Energy Inc | COM NEW | 35952H502 | $43 | 25,957 | 0.0% |