Q3 2018 Holdings
Filed 2018-11-13 | 7148 holdings | $1.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Franklin LTD Duration Incm T | RIGHT 10/18/2018 | 353793110 | $3 | 43,962 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $10 | $10,086 | 0.0% |
| Arvinmeritor Inc | FRNT 4.000% 2/1 | 043353AH4 | $10 | $10,262 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $11 | $12,000 | 0.0% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $15 | $15,199 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $15 | $13,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $16 | $16,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $17 | $16,899 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $18 | $18,000 | 0.0% |
| Whiting Pete Corp New | NOTE 1.250% 4/0 | 966387AL6 | $19 | $18,222 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $20 | $20,000 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $20 | $13,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $21 | $21,315 | 0.0% |
| Pier 1 Imports Inc | COM | 720279108 | $21 | 13,250 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $22 | 45,434 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $23 | $23,016 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $23 | 11,066 | 0.0% |
| Synergy Pharmaceuticals del | COM NEW | 871639308 | $23 | 13,500 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $24 | $23,060 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $24 | 32,119 | 0.0% |
| Mountain Prov Diamonds Inc(MPVDF) | COM NEW | 62426E402 | $24 | 11,666 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $25 | 15,600 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $25 | $24,981 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $27 | $26,000 | 0.0% |
| Viveve MED Inc | COM NEW | 92852W204 | $28 | 10,500 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $29 | $30,000 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $30 | $29,540 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $30 | $30,000 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $30 | 10,000 | 0.0% |
| Genesis Healthcare Inc(GENNQ) | CL A COM | 37185X106 | $34 | 25,000 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $38 | 20,890 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $40 | 11,008 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $41 | 14,400 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $42 | $42,151 | 0.0% |
| RTW Hldgs Inc | NOTE 5.625%11/1 | 749772AB5 | $47 | $47,433 | 0.0% |
| Newlink Genetics Corp | COM | 651511107 | $49 | 21,300 | 0.0% |
| Icad Inc(ICADUSD) | COM NEW | 44934S206 | $50 | 16,975 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $53 | 37,300 | 0.0% |
| Ppdai Group Inc | SPONSORED ADR | 69354V108 | $56 | 10,240 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $58 | $58,237 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $59 | 11,082 | 0.0% |
| Emerge Energy Svcs LP | COM REP PARTN | 29102H108 | $61 | 15,125 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $61 | 10,785 | 0.0% |
| Sunlands Online ED Group | ADS | 86740P108 | $62 | 10,317 | 0.0% |
| Checkpoint Therapeutics Inc(CKPTUSD) | COM | 162828107 | $64 | 17,657 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $64 | 18,879 | 0.0% |
| Aberdeen Emrg Mrkts EQT INM(AEF) | COM | 00301W105 | $66 | 10,029 | 0.0% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $68 | $66,850 | 0.0% |
| Fang Hldgs LTD | ADR | 30711Y102 | $70 | 27,367 | 0.0% |
| Horizon Global Corp | COM | 44052W104 | $71 | 10,000 | 0.0% |