Q4 2018 Holdings
Filed 2019-02-13 | 6856 holdings | $1.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pier 1 Imports Inc | COM | 720279108 | $0 | 11,450 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $5 | 44,730 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $8 | 10,000 | 0.0% |
| Arvinmeritor Inc | FRNT 4.000% 2/1 | 043353AH4 | $10 | $10,000 | 0.0% |
| Horizon Global Corp | COM | 44052W104 | $14 | 10,000 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $14 | $13,000 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $14 | $12,000 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $14 | $13,000 | 0.0% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $15 | $14,962 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $15 | 15,250 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $16 | $16,000 | 0.0% |
| Emerge Energy Svcs LP | COM REP PARTN | 29102H108 | $17 | 14,814 | 0.0% |
| Mountain Prov Diamonds Inc(MPVDF) | COM NEW | 62426E402 | $17 | 11,666 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $17 | $16,521 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $18 | $18,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $18 | $18,324 | 0.0% |
| O2micro International LTD | SPONS ADR | 67107W100 | $18 | 12,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $20 | $19,888 | 0.0% |
| Obalon Therapeutics Inc | COM | 67424L100 | $21 | 10,573 | 0.0% |
| Checkpoint Therapeutics Inc(CKPTUSD) | COM | 162828107 | $22 | 11,256 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $23 | $22,801 | 0.0% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $23 | $22,792 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $23 | 11,400 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $25 | $24,980 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $26 | 25,890 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $26 | 34,119 | 0.0% |
| RTW Hldgs Inc | NOTE 5.625%11/1 | 749772AB5 | $27 | $27,119 | 0.0% |
| Legacy Resvs Inc(LGCYQ) | COM | 524706108 | $28 | 18,580 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $29 | 12,675 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $29 | $28,958 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $29 | $30,000 | 0.0% |
| Obsidian Energy LTD | COM | 674482104 | $30 | 76,750 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $30 | $30,000 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $30 | 36,150 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $30 | 21,395 | 0.0% |
| Northern Oil & Gas Inc NEV | COM | 665531109 | $31 | 13,765 | 0.0% |
| Alta Mesa RES Inc(AMRQQ) | CL A | 02133L109 | $31 | 31,200 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $32 | 21,661 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $34 | 16,476 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $34 | 34,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $37 | 12,092 | 0.0% |
| Resonant Inc | COM | 76118L102 | $39 | 29,800 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $42 | 10,243 | 0.0% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $44 | $44,063 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $44 | 11,000 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $46 | $47,127 | 0.0% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $46 | 51,415 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $49 | $48,840 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $49 | 18,266 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $50 | 33,268 | 0.0% |