Q4 2019 Holdings
Filed 2020-02-13 | 7886 holdings | $2.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mountain Prov Diamonds Inc(MPVDF) | COM NEW | 62426E402 | $20 | 22,966 | 0.0% |
| New AGE Beverages Corp | COM | 64157V108 | $22 | 11,400 | 0.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $22 | $22,353 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $23 | 17,600 | 0.0% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $23 | $22,629 | 0.0% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $23 | $23,302 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $23 | 15,000 | 0.0% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $24 | $23,859 | 0.0% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $24 | $24,438 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $24 | $24,000 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $25 | $24,546 | 0.0% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $25 | $25,108 | 0.0% |
| ACT II Global Acquisition Co | *W EXP 04/30/202 | G0080J120 | $25 | 25,000 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $25 | $25,208 | 0.0% |
| Transenterix Inc | COM | 89366M300 | $25 | 17,487 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $25 | $24,939 | 0.0% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $26 | $26,126 | 0.0% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $26 | $26,238 | 0.0% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $26 | $25,971 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $27 | $26,738 | 0.0% |
| Western Digital Corp | NOTE 1.500% 2/0 | 958102AP0 | $27 | $27,423 | 0.0% |
| Iridex Corp(IRIX) | COM | 462684101 | $29 | 14,520 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $30 | $29,582 | 0.0% |
| Quotient Technology Inc | NOTE 1.750%12/0 | 749119AB9 | $31 | $31,453 | 0.0% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $32 | $31,886 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $32 | $32,281 | 0.0% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $33 | $32,724 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $33 | 81,500 | 0.0% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $33 | $33,090 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $35 | 16,076 | 0.0% |
| Affimed N V | COM | N01045108 | $38 | 14,000 | 0.0% |
| Horizon Global Corp | COM | 44052W104 | $38 | 10,800 | 0.0% |
| Chicos FAS Inc(CHS1USD) | COM | 168615102 | $38 | 10,000 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $39 | 13,000 | 0.0% |
| SRC Energy Inc | COM | 78470V108 | $39 | 11,078 | 0.0% |
| Selecta Biosciences Inc(SELBUSD) | COM | 816212104 | $40 | 16,900 | 0.0% |
| Lilis Energy Inc | COM NEW | 532403201 | $42 | 110,000 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $44 | 33,750 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $48 | 54,626 | 0.0% |
| Endo Intl PLC | SHS | G30401106 | $49 | 10,470 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $49 | 13,451 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $55 | 10,400 | 0.0% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $55 | 13,080 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $57 | 11,500 | 0.0% |
| FAR PT Acquisition Corp | *W EXP 06/01/202 | 30734W117 | $58 | 44,684 | 0.0% |
| Enel Chile S A(ENIC) | SPONSORED ADR | 29278D105 | $59 | 12,293 | 0.0% |
| Conduent Inc(CNDT) | COM | 206787103 | $60 | 11,015 | 0.0% |
| Park City Group Inc(TRAK) | COM NEW | 700215304 | $60 | 11,800 | 0.0% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $61 | 10,334 | 0.0% |
| Advisorshares TR(HDGEGBP) | RANGER EQUITY BE | 00768Y883 | $63 | 11,777 | 0.0% |