Q1 2020 Holdings
Filed 2020-05-14 | 7060 holdings | $1.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Opko Health Inc(OPK) | COM | 68375N103 | $15 | 11,272 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $15 | 12,700 | 0.0% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $15 | $18,136 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $15 | 13,451 | 0.0% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $15 | $15,055 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $15 | $17,000 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $16 | 10,000 | 0.0% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $17 | $20,000 | 0.0% |
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | $17 | 17,000 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $18 | 10,000 | 0.0% |
| China Lodging Group LTD | NOTE 0.375%11/0 | 16949NAC3 | $18 | 19,000 | 0.0% |
| Fortive Corp | NOTE 0.875% 2/1 | 34959JAK4 | $18 | $18,634 | 0.0% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $18 | $22,000 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $18 | $12,000 | 0.0% |
| FAR PT Acquisition Corp | *W EXP 06/01/202 | 30734W117 | $19 | 35,000 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $19 | $24,000 | 0.0% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $19 | $17,000 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $19 | $19,410 | 0.0% |
| Pivotal Invt Corp II | *W EXP 06/01/202 | 72582K118 | $20 | 25,700 | 0.0% |
| Quotient Technology Inc | NOTE 1.750%12/0 | 749119AB9 | $20 | $22,141 | 0.0% |
| Horizon Global Corp | COM | 44052W104 | $20 | 10,800 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 184692101 | $20 | 11,548 | 0.0% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $20 | $19,000 | 0.0% |
| Fiduciary Claymore Engry INF | COM | 31647Q106 | $20 | 15,400 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $21 | 10,545 | 0.0% |
| KBR Inc | NOTE 2.500%11/0 | 48242WAB2 | $21 | $20,109 | 0.0% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $21 | $20,500 | 0.0% |
| Iridex Corp(IRIX) | COM | 462684101 | $21 | 14,403 | 0.0% |
| Osprey Technlgy Aquistion Co | *W EXP 10/30/202 | 68839R120 | $21 | 25,000 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $22 | $22,387 | 0.0% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $22 | $17,000 | 0.0% |
| Docusign Inc | NOTE 0.500% 9/1 | 256163AB2 | $22 | $16,000 | 0.0% |
| Highpoint RES Corp | COM | 43114K108 | $22 | 110,942 | 0.0% |
| Envestnet Inc | NOTE 1.750% 6/0 | 29404KAB2 | $23 | $22,000 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $23 | 27,900 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $23 | 13,000 | 0.0% |
| Mizuho Finl Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $24 | 10,385 | 0.0% |
| Colony Cap Inc New(CLNSEUR) | CL A COM | 19626G108 | $24 | 13,339 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $24 | 39,346 | 0.0% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $25 | $22,000 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $25 | $26,000 | 0.0% |
| Selecta Biosciences Inc(SELBUSD) | COM | 816212104 | $26 | 10,900 | 0.0% |
| NN Inc(NNBR) | COM | 629337106 | $26 | 15,000 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $26 | 54,100 | 0.0% |
| Gopro Inc(GPRO) | CL A | 38268T103 | $27 | 10,722 | 0.0% |
| Churchill Cap Corp II | *W EXP 07/02/202 | 17143G114 | $27 | 16,654 | 0.0% |
| THL Credit Inc | COM | 872438106 | $27 | 10,000 | 0.0% |
| Portman Ridge FIN Corp(KCAPUSD) | COM | 73688F102 | $28 | 29,248 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $28 | $25,000 | 0.0% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $28 | 33,000 | 0.0% |