Q3 2020 Holdings
Filed 2020-11-16 | 7049 holdings | $2.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rivernorth Doubleline Strate | RIGHT 10/01/2020 | 76882G123 | $0 | 116,965 | 0.0% |
| Transocean Inc | DEB 0.500% 1/3 | 893830BJ7 | $2 | 12,000 | 0.0% |
| Oasis Petroleum Inc | COM | 674215108 | $3 | 10,000 | 0.0% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $3 | 16,124 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $5 | 13,000 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $7 | 30,000 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $9 | 20,000 | 0.0% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $10 | $12,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $11 | $10,913 | 0.0% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $12 | $12,074 | 0.0% |
| Reeds Inc | COM | 758338107 | $12 | 12,926 | 0.0% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $13 | $13,000 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $13 | $13,000 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $13 | 10,044 | 0.0% |
| Q2 Hldgs Inc | NOTE 0.750% 6/0 | 74736LAD1 | $15 | 12,000 | 0.0% |
| Highpoint RES Corp | COM | 43114K108 | $16 | 69,809 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $17 | 27,429 | 0.0% |
| Contango Oil & Gas Co(MCF1EUR) | COM NEW | 21075N204 | $17 | 13,000 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $17 | 21,500 | 0.0% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $18 | $19,000 | 0.0% |
| Permrock Royalty Trust(PRT) | TR UNIT | 714254109 | $19 | 10,000 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $19 | 10,288 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $20 | $20,111 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $21 | 13,944 | 0.0% |
| China Lodging Group LTD | NOTE 0.375%11/0 | 16949NAC3 | $21 | 19,000 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $22 | 13,200 | 0.0% |
| Gevo Inc(GEVO) | COM PAR | 374396406 | $24 | 23,775 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $24 | $24,000 | 0.0% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $24 | $24,453 | 0.0% |
| Iridex Corp(IRIX) | COM | 462684101 | $25 | 12,913 | 0.0% |
| First Trust Specialty Financ | COM BEN INTR | 33733G109 | $27 | 11,845 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $27 | 11,155 | 0.0% |
| Athersys Inc New(ATHXEUR) | COM | 04744L106 | $29 | 14,750 | 0.0% |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | $30 | $26,000 | 0.0% |
| Mesa AIR Group Inc | COM NEW | 590479135 | $30 | 10,000 | 0.0% |
| Liberty Latin America LTD | NOTE 2.000% 7/1 | 53069QAB5 | $30 | $36,000 | 0.0% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $30 | $29,926 | 0.0% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $32 | 33,000 | 0.0% |
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | $32 | 17,000 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $33 | $33,229 | 0.0% |
| Zynga Inc | NOTE 0.250% 6/0 | 98986TAB4 | $33 | $26,000 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $33 | 14,603 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $35 | $34,825 | 0.0% |
| CIA Energetica de Minas Gera(CIG) | SP ADR N-V PFD | 204409601 | $35 | 19,021 | 0.0% |
| Banco Bilbao Vizcaya Argenta(BBVA) | SPONSORED ADR | 05946K101 | $35 | 12,901 | 0.0% |
| Newage Inc | COM | 650194103 | $36 | 20,600 | 0.0% |
| Portman Ridge FIN Corp(KCAPUSD) | COM | 73688F102 | $36 | 26,833 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $36 | 28,350 | 0.0% |
| Harvest Cap CR Corp(HCAP) | COM | 41753F109 | $36 | 10,441 | 0.0% |
| Yunji Inc | ADS RP CL A | 98873N107 | $37 | 20,000 | 0.0% |