Q3 2020 Holdings
Filed 2020-11-16 | 7049 holdings | $2.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kopin Corp(KOPN) | COM | 500600101 | $38 | 27,000 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $38 | 38,000 | 0.0% |
| Precigen Inc(PGEN) | COM | 74017N105 | $38 | 11,052 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $39 | 16,075 | 0.0% |
| Conduent Inc(CNDT) | COM | 206787103 | $40 | 12,424 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $42 | 55,217 | 0.0% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $43 | 14,436 | 0.0% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $44 | $32,000 | 0.0% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $46 | 14,115 | 0.0% |
| Helix Energy Solutions GRP I(HLX) | COM | 42330P107 | $46 | 18,880 | 0.0% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $46 | $30,000 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $48 | 15,100 | 0.0% |
| Genesis Energy L P(GEL) | UNIT LTD PARTN | 371927104 | $49 | 10,911 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $49 | 12,836 | 0.0% |
| Wipro LTD(WIT) | SPON ADR 1 SH | 97651M109 | $49 | 10,325 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $50 | $49,693 | 0.0% |
| Gaslog LTD | SHS | G37585109 | $50 | 18,462 | 0.0% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $51 | $50,526 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $57 | 14,350 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $57 | 23,010 | 0.0% |
| Jakks PAC Inc(JAKK) | COM NEW | 47012E403 | $58 | 15,327 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $60 | 13,588 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $60 | 16,272 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $60 | 11,900 | 0.0% |
| QEP Resources Inc(QEP) | COM | 74733V100 | $61 | 66,978 | 0.0% |
| Diversified Healthcare TR(DHC) | COM SH BEN INT | 25525P107 | $61 | 17,367 | 0.0% |
| Horizon Global Corp | COM | 44052W104 | $62 | 10,800 | 0.0% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $65 | 23,508 | 0.0% |
| OFS Cap Corp(OFS) | COM | 67103B100 | $65 | 13,730 | 0.0% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $68 | $33,000 | 0.0% |
| Costamare Inc(CMRE) | SHS | Y1771G102 | $68 | 11,154 | 0.0% |
| Timkensteel Corp(MTUS) | COM | 887399103 | $70 | 19,841 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $71 | $12,000 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $71 | 20,414 | 0.0% |
| Curo Group Holdings Corp(CUROEUR) | COM | 23131L107 | $72 | 10,162 | 0.0% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $73 | 18,396 | 0.0% |
| Heritage Comm Corp(HTBK) | COM | 426927109 | $73 | 10,880 | 0.0% |
| NN Inc(NNBR) | COM | 629337106 | $77 | 15,000 | 0.0% |
| Noble Midstream Partners LP | COM UNIT REPST | 65506L105 | $77 | 10,558 | 0.0% |
| O2micro International Limite | SPONS ADR | 67107W100 | $80 | 22,700 | 0.0% |
| Reading International Inc(RDI) | CL A | 755408101 | $81 | 25,000 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $81 | 31,957 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $83 | 45,867 | 0.0% |
| Mediaco Hldg Inc(MDIA) | CL A | 58450D104 | $83 | 31,484 | 0.0% |
| SLM Corp(SLM) | COM | 78442P106 | $83 | 10,315 | 0.0% |
| Itau Unibanco Hldg S A(BVXB) | SPON ADR REP PFD | 465562106 | $85 | 21,291 | 0.0% |
| Lendingclub Corp(LC) | COM NEW | 52603A208 | $85 | 18,046 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $85 | 87,000 | 0.0% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $85 | 22,907 | 0.0% |
| Farmland Partners Inc(FPI) | COM | 31154R109 | $87 | 13,000 | 0.0% |