Q4 2020 Holdings
Filed 2021-02-12 | 7309 holdings | $2.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $7 | 10,000 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $8 | 25,000 | 0.0% |
| Reeds Inc | COM | 758338107 | $9 | 15,926 | 0.0% |
| Sanchez Midsteam Partners LP | COM UNITS REP B | 79971C201 | $10 | 16,924 | 0.0% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $10 | $10,188 | 0.0% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $13 | $13,000 | 0.0% |
| Alteryx Inc | NOTE 1.000% 8/0 | 02156BAF0 | $14 | $13,000 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $14 | $13,000 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $15 | $13,000 | 0.0% |
| Chicos FAS Inc(CHS1USD) | COM | 168615102 | $16 | 10,000 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $16 | 15,350 | 0.0% |
| Q2 Hldgs Inc | NOTE 0.750% 6/0 | 74736LAD1 | $18 | 12,000 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $24 | $24,000 | 0.0% |
| Athersys Inc New(ATHXEUR) | COM | 04744L106 | $25 | 14,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $25 | $24,875 | 0.0% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $25 | $25,166 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $25 | 10,000 | 0.0% |
| Cerecor Inc | COM | 15671L109 | $26 | 10,000 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $27 | 21,100 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $28 | 22,738 | 0.0% |
| Clear Channel Outdoor Hldgs(CCO) | COM | 18453H106 | $28 | 17,200 | 0.0% |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | $29 | $26,000 | 0.0% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $29 | $28,559 | 0.0% |
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | $31 | 17,000 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $31 | 11,691 | 0.0% |
| Ezcorp Inc | NOTE 2.375% 5/0 | 302301AE6 | $32 | $32,096 | 0.0% |
| Iridex Corp(IRIX) | COM | 462684101 | $32 | 12,913 | 0.0% |
| First Trust Specialty Financ | COM BEN INTR | 33733G109 | $32 | 10,246 | 0.0% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $32 | 33,000 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $33 | $32,511 | 0.0% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $34 | $18,000 | 0.0% |
| Liberty Latin America LTD | NOTE 2.000% 7/1 | 53069QAB5 | $35 | $36,000 | 0.0% |
| Zynga Inc | NOTE 0.250% 6/0 | 98986TAB4 | $35 | $26,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $36 | $36,321 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $38 | 13,994 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $40 | 20,462 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $40 | 10,456 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $42 | 10,600 | 0.0% |
| Diversified Healthcare TR(DHC) | COM SH BEN INT | 25525P107 | $42 | 10,288 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $43 | 17,500 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $43 | $42,867 | 0.0% |
| Telefonica S A(TELFY) | SPONSORED ADR | 879382208 | $44 | 10,802 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $47 | 11,772 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $47 | $46,777 | 0.0% |
| IMV Inc | COM | 44974L103 | $49 | 16,000 | 0.0% |
| Bilibili Inc | NOTE 1.375% 4/0 | 090040AB2 | $49 | $14,000 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $49 | 15,500 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $50 | $49,976 | 0.0% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $50 | $49,875 | 0.0% |
| Rice Acquisition Corp | *W EXP 10/26/202 | 762594117 | $51 | 22,487 | 0.0% |