Q4 2020 Holdings
Filed 2021-02-12 | 7309 holdings | $2.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $51 | $51,250 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $52 | 11,233 | 0.0% |
| CIA Energetica de Minas Gera(CIG) | SP ADR N-V PFD | 204409601 | $53 | 18,318 | 0.0% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $54 | $30,000 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $54 | 17,490 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $55 | 12,916 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $55 | $54,755 | 0.0% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $55 | $33,000 | 0.0% |
| Contango Oil & Gas Co(MCF1EUR) | COM NEW | 21075N204 | $57 | 25,000 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $60 | $59,638 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $61 | 13,200 | 0.0% |
| Anworth MTG Asset Corp(ANH) | COM | 037347101 | $61 | 22,600 | 0.0% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $64 | 21,678 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $67 | 12,893 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $67 | 38,000 | 0.0% |
| Helix Energy Solutions GRP I(HLX) | COM | 42330P107 | $70 | 16,780 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $72 | 53,170 | 0.0% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $73 | $32,000 | 0.0% |
| Wipro LTD(WIT) | SPON ADR 1 SH | 97651M109 | $73 | 12,998 | 0.0% |
| Enable Midstream Partners LP | COM UNIT RP IN | 292480100 | $76 | 14,389 | 0.0% |
| Accelerate Diagnostics Inc | COM | 00430H102 | $76 | 10,000 | 0.0% |
| Genesis Energy L P(GEL) | UNIT LTD PARTN | 371927104 | $76 | 12,232 | 0.0% |
| Harvest Cap CR Corp(HCAP) | COM | 41753F109 | $79 | 10,441 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $79 | 23,387 | 0.0% |
| Aspira Womens Health Inc | COM | 04537Y109 | $81 | 12,000 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $81 | 15,542 | 0.0% |
| Newage Inc | COM | 650194103 | $83 | 31,600 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $83 | 12,800 | 0.0% |
| First TR MLP & Energy Incom | COM | 33739B104 | $84 | 14,502 | 0.0% |
| Falcon Minerals Corp | CL A COM | 30607B109 | $85 | 26,838 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $89 | 22,287 | 0.0% |
| BNY Mellon Strategic MUN BD(DSM) | COM | 09662E109 | $90 | 11,444 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $92 | 21,457 | 0.0% |
| Timkensteel Corporation(MTUS) | COM | 887399103 | $93 | 19,850 | 0.0% |
| Tessco Technologies Inc | COM | 872386107 | $94 | 15,100 | 0.0% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $96 | 15,618 | 0.0% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $96 | $95,979 | 0.0% |
| BNY Mellon MUN Income Inc(XDMFX) | COM | 05589T104 | $96 | 10,850 | 0.0% |
| Preferred APT Cmntys Inc | COM | 74039L103 | $97 | 13,172 | 0.0% |
| OFS Cap Corp(OFS) | COM | 67103B100 | $98 | 13,730 | 0.0% |
| NN Inc(NNBR) | COM | 629337106 | $99 | 15,000 | 0.0% |
| Edesa Biotech Inc(KLHUSD) | COM | 27966L108 | $100 | 23,438 | 0.0% |
| Spark Energy Inc | CL A COM | 846511103 | $100 | 10,460 | 0.0% |
| United SEC Bancshares Calif(UBFO) | COM | 911460103 | $101 | 14,269 | 0.0% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $101 | 22,907 | 0.0% |
| Gaslog Partners LP | UNIT LTD PTNRP | Y2687W108 | $102 | 37,649 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $105 | $104,856 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $106 | $106,013 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $107 | 12,297 | 0.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $108 | 15,264 | 0.0% |