Q1 2021 Holdings
Filed 2021-05-14 | 7634 holdings | $2.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Landsea Homes Corp | *W EXP 01/07/202 | 51509P111 | $4 | 15,000 | 0.0% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $10 | $10,023 | 0.0% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $12 | $13,000 | 0.0% |
| Alteryx Inc | NOTE 1.000% 8/0 | 02156BAF0 | $12 | $13,000 | 0.0% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $12 | $11,644 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $15 | $13,000 | 0.0% |
| Q2 Hldgs Inc | NOTE 0.750% 6/0 | 74736LAD1 | $16 | 12,000 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $16 | 25,000 | 0.0% |
| Reeds Inc | COM | 758338107 | $19 | 15,926 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $21 | $21,050 | 0.0% |
| Mogu Inc | SPON ADS | 608012100 | $22 | 11,400 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $25 | $25,391 | 0.0% |
| Athersys Inc New(ATHXEUR) | COM | 04744L106 | $25 | 14,000 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $25 | 12,619 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $26 | $25,720 | 0.0% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $26 | $25,625 | 0.0% |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | $28 | $26,000 | 0.0% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $29 | $18,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $30 | $30,039 | 0.0% |
| CAN Fite Biofarma LTD | SPONSORED ADS | 13471N201 | $30 | 12,000 | 0.0% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $31 | $30,600 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $32 | 23,651 | 0.0% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $32 | 33,000 | 0.0% |
| CC Neuberger Prin Hldgs II | *W EXP 07/29/202 | G3166T111 | $33 | 30,075 | 0.0% |
| Chicos FAS Inc(CHS1USD) | COM | 168615102 | $33 | 10,000 | 0.0% |
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | $34 | 17,000 | 0.0% |
| Apollo Strategic Growth Capt | *W EXP 10/29/202 | G0411R114 | $35 | 28,000 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $35 | 10,000 | 0.0% |
| Liberty Latin America LTD | NOTE 2.000% 7/1 | 53069QAB5 | $36 | $36,000 | 0.0% |
| Zynga Inc | NOTE 0.250% 6/0 | 98986TAB4 | $36 | $26,000 | 0.0% |
| Cohn Robbins Holdings Corp | *W EXP 08/28/202 | G23726113 | $37 | 30,575 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $37 | 34,100 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $38 | 40,000 | 0.0% |
| Optimumbank Hldgs Inc(OPHC) | COM | 68401P403 | $39 | 10,000 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $39 | 14,480 | 0.0% |
| CIA Energetica de Minas Gera(CIG) | SP ADR N-V PFD | 204409601 | $42 | 18,318 | 0.0% |
| Aqua Metals Inc(AQMSEUR) | COM | 03837J101 | $45 | 11,061 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $46 | 18,744 | 0.0% |
| Livexlive Media Inc | COM NEW | 53839L208 | $47 | 10,750 | 0.0% |
| China XD Plastics Co LTD(CXDC) | COM | 16948F107 | $51 | 47,674 | 0.0% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $51 | $51,440 | 0.0% |
| Paysafe Limited(PSFE) | *W EXP 08/11/202 | G6964L115 | $52 | 12,000 | 0.0% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $52 | $30,000 | 0.0% |
| Kindred Biosciences Inc | COM | 494577109 | $52 | 10,500 | 0.0% |
| Telefonica S A(TELFY) | SPONSORED ADR | 879382208 | $53 | 11,791 | 0.0% |
| Hycroft Mining Holding Corp(HYMCUSD) | COM CL A | 44862P109 | $55 | 15,712 | 0.0% |
| Information Svcs Group Inc(III) | COM | 45675Y104 | $56 | 12,806 | 0.0% |
| Energous Corp | COM | 29272C103 | $56 | 13,837 | 0.0% |
| Diversified Healthcare TR(DHC) | COM SH BEN INT | 25525P107 | $60 | 12,500 | 0.0% |
| Bilibili Inc | NOTE 1.375% 4/0 | 090040AB2 | $61 | $14,000 | 0.0% |