Q4 2021 Holdings
Filed 2022-02-14 | 8217 holdings | $3.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Triterras Inc | *W EXP 11/10/202 | G9103H110 | $3 | 10,500 | 0.0% |
| Reeds Inc | COM | 758338107 | $6 | 15,926 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $8 | 25,000 | 0.0% |
| GEE Group Inc(JOB) | COM | 36165A102 | $9 | 15,000 | 0.0% |
| Hycroft Mining Holding Corp(HYMCUSD) | COM CL A | 44862P109 | $10 | 17,029 | 0.0% |
| Marriott Vacations Worldwide | NOTE 1.500% 9/1 | 57164YAB3 | $11 | $10,941 | 0.0% |
| Tyme Technologies Inc | COM | 90238J103 | $11 | 19,000 | 0.0% |
| Alteryx Inc | NOTE 1.000% 8/0 | 02156BAF0 | $12 | $13,000 | 0.0% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $12 | $13,000 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $12 | 16,866 | 0.0% |
| Q2 Hldgs Inc | NOTE 0.750% 6/0 | 74736LAD1 | $13 | 12,000 | 0.0% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $13 | $13,142 | 0.0% |
| Surgalign Holdings Inc | COM | 86882C105 | $14 | 20,000 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $15 | $13,000 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $15 | $15,075 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $15 | 24,384 | 0.0% |
| CAN Fite Biofarma LTD | SPONSORED ADS | 13471N201 | $15 | 12,000 | 0.0% |
| Ardelyx Inc(ARDX) | COM | 039697107 | $17 | 15,000 | 0.0% |
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | $22 | 17,000 | 0.0% |
| Energous Corp | COM | 29272C103 | $24 | 19,253 | 0.0% |
| Western Asset MTG Cap Corp | COM | 95790D105 | $24 | 11,200 | 0.0% |
| Cohn Robbins Holdings Corp | *W EXP 08/28/202 | G23726113 | $24 | 30,575 | 0.0% |
| Avalo Therapeutics Inc | COM | 05338F108 | $26 | 15,000 | 0.0% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $26 | $26,379 | 0.0% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $27 | $18,000 | 0.0% |
| China Index Hldgs LTD | SPNSRD ADS A | 16954W101 | $28 | 29,102 | 0.0% |
| Bilibili Inc | NOTE 1.375% 4/0 | 090040AB2 | $28 | $14,000 | 0.0% |
| Zynga Inc | NOTE 0.250% 6/0 | 98986TAB4 | $28 | $26,000 | 0.0% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $30 | $30,000 | 0.0% |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | $30 | $26,000 | 0.0% |
| Applied Genetic Technologies(2GT) | COM | 03820J100 | $31 | 16,569 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $31 | 26,327 | 0.0% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $32 | 33,000 | 0.0% |
| Smiledirectclub Inc(SDCCQ) | CL A COM | 83192H106 | $33 | 13,940 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $35 | 12,564 | 0.0% |
| Archer Aviation Inc(ACHR/WS) | *W EXP 09/16/202 | 03945R110 | $35 | 29,950 | 0.0% |
| Liberty Latin America LTD | NOTE 2.000% 7/1 | 53069QAB5 | $36 | $36,000 | 0.0% |
| Apollo Strategic Growth Capt | *W EXP 10/29/202 | G0411R114 | $36 | 28,000 | 0.0% |
| Target Hospitality Corp(TH) | COM | 87615L107 | $36 | 10,000 | 0.0% |
| Gamida Cell LTD | SHS | M47364100 | $37 | 14,431 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $38 | 36,470 | 0.0% |
| TAL Education Group(TAL) | SPONSORED ADS | 874080104 | $39 | 10,009 | 0.0% |
| Kosmos Energy LTD(KOS) | COM | 500688106 | $40 | 11,554 | 0.0% |
| CC Neuberger Prin Hldgs II | *W EXP 07/29/202 | G3166T111 | $41 | 30,075 | 0.0% |
| Root Inc(ROOTGBP) | COM CL A | 77664L108 | $43 | 14,000 | 0.0% |
| U S Global Invs Inc(GROW) | CL A | 902952100 | $45 | 10,182 | 0.0% |
| Workhorse Group Inc(WKHSEUR) | COM NEW | 98138J206 | $45 | 10,260 | 0.0% |
| Optimumbank Hldgs Inc(OPHC) | COM | 68401P403 | $47 | 12,000 | 0.0% |
| Newage Inc | COM | 650194103 | $48 | 46,200 | 0.0% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $50 | $33,000 | 0.0% |