Q4 2021 Holdings
Filed 2022-02-14 | 8217 holdings | $3.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Helix Energy Solutions GRP I(HLX) | COM | 42330P107 | $51 | 16,480 | 0.0% |
| Accelerate Diagnostics Inc | COM | 00430H102 | $52 | 10,000 | 0.0% |
| Telefonica S A(TELFY) | SPONSORED ADR | 879382208 | $52 | 12,253 | 0.0% |
| Microvision Inc del(MVIS) | COM NEW | 594960304 | $53 | 10,500 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $54 | 19,480 | 0.0% |
| Chicos FAS Inc(CHS1USD) | COM | 168615102 | $54 | 10,000 | 0.0% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $55 | $54,750 | 0.0% |
| Assertio Holdings Inc | COM NEW | 04546C205 | $55 | 25,000 | 0.0% |
| Vertical Aerospace LTD | *W EXP 09/15/202 | G9471C115 | $55 | 80,300 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $56 | 18,100 | 0.0% |
| CIA Energetica de Minas Gera(CIG) | SP ADR N-V PFD | 204409601 | $60 | 24,862 | 0.0% |
| Atreca Inc(BCELUSD) | CL A COM | 04965G109 | $60 | 19,718 | 0.0% |
| Nautilus Biotechnology Inc(NAUT) | COM | 63909J108 | $61 | 11,856 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $61 | $60,564 | 0.0% |
| PHX Minerals Inc(PHXUSD) | CL A | 69291A100 | $62 | 28,479 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $62 | 22,773 | 0.0% |
| IO Biotech Inc(IOBT) | COM | 449778109 | $64 | 10,000 | 0.0% |
| Mind Medicine Mindmed Inc | COM SUB VTG | 60255C109 | $64 | 46,240 | 0.0% |
| Park City Group Inc(TRAK) | COM NEW | 700215304 | $64 | 11,000 | 0.0% |
| Liveone Inc(LIVXEUR) | COM | 53814X102 | $65 | 50,750 | 0.0% |
| Hims & Hers Health Inc(HIMS) | COM CL A | 433000106 | $66 | 10,047 | 0.0% |
| Companhia Paranaense Energ C(ELP1) | SPON ADS | 20441B605 | $66 | 11,710 | 0.0% |
| First TR Specialty FIN & FIN | COM BEN INTR | 33733G109 | $67 | 16,417 | 0.0% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $68 | 10,138 | 0.0% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $69 | $32,000 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $71 | 27,611 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $75 | 22,345 | 0.0% |
| Natwest Group PLC | SPONS ADR 2 ORD | 639057108 | $76 | 12,441 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $79 | 29,573 | 0.0% |
| Five Point Holdings LLC(FPH) | COM CL A | 33833Q106 | $79 | 12,138 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $80 | 16,699 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $80 | 17,148 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $81 | 13,064 | 0.0% |
| Skillz Inc | COM | 83067L109 | $82 | 10,990 | 0.0% |
| Itau Unibanco Hldg S A(BVXB) | SPON ADR REP PFD | 465562106 | $84 | 22,400 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $85 | $85,323 | 0.0% |
| Icad Inc(ICADUSD) | COM NEW | 44934S206 | $90 | 12,545 | 0.0% |
| Hyliion Holdings Corp(HYLN) | COMMON STOCK | 449109107 | $92 | 14,812 | 0.0% |
| Hope Bancorp Inc | NOTE 2.000% 5/1 | 43940TAB5 | $97 | $97,250 | 0.0% |
| Falcon Minerals Corp | CL A COM | 30607B109 | $98 | 20,228 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $98 | 14,212 | 0.0% |
| Esperion Therapeutics Inc NE(ESPR) | COM | 29664W105 | $99 | 19,835 | 0.0% |
| Pennymac Corp | NOTE 5.500%11/0 | 70932AAD5 | $100 | $99,875 | 0.0% |
| Mammoth Energy Svcs Inc(TUSK) | COM | 56155L108 | $101 | 55,572 | 0.0% |
| Paysafe Limited(PSFE) | ORD | G6964L107 | $103 | 26,364 | 0.0% |
| Arrival Group | SHS | L0423Q108 | $104 | 13,982 | 0.0% |
| Genius Sports Limited(GENI) | SHARES CL A | G3934V109 | $104 | 13,645 | 0.0% |
| Uphealth Inc | COM | 91532B101 | $105 | 46,701 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $109 | 10,797 | 0.0% |
| Biosig Technologies Inc | COM NEW | 09073N201 | $109 | 48,500 | 0.0% |