Q4 2013 Holdings
Filed 2014-02-14 | 92 holdings | $825.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Canadian Solar Inc(CSIQ) | COM | 136635109 | $507.0K | 17,000 | 61.4% |
| Consumer Portfolio Svcs Inc(CPSS) | COM | 210502100 | $200.0K | 21,250 | 24.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $18.0K | 97,500 | 2.2% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $15.6K | $4,810,000 | 1.9% |
| Omnicare Cap TR II | PFD B TR 4.00% | 68214Q200 | $12.6K | 169,373 | 1.5% |
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $11.6K | $3,479,000 | 1.4% |
| Teradyne Inc | NOTE 4.500% 3/1 | 880770AE2 | $7.1K | $2,200,000 | 0.9% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $6.1K | $6,000,000 | 0.7% |
| Unisys Corp | PFD SER A 6.25% | 909214405 | $5.2K | 57,767 | 0.6% |
| CMS Energy Corp | NOTE 5.500% 6/1 | 125896BD1 | $4.0K | $2,000,000 | 0.5% |
| Goldcorp Inc New | NOTE 2.000% 8/0 | 380956AB8 | $3.4K | $3,438,000 | 0.4% |
| Himax Technologies Inc(HIMX) | SPONSORED ADR | 43289P106 | $1.8K | 125,000 | 0.2% |
| Apple Inc(AAPL) | COM | 037833100 | $1.4K | 2,500 | 0.2% |
| Valuevision Media Inc | CL A | 92047K107 | $1.3K | 182,750 | 0.2% |
| Fortinet Inc(FTNT) | COM | 34959E109 | $1.1K | 60,000 | 0.1% |
| Ruckus Wireless Inc | COM | 781220108 | $1.0K | 72,250 | 0.1% |
| General Electric Co | COM | 369604103 | $841 | 30,000 | 0.1% |
| Finisar Corp(FNSR) | COM NEW | 31787A507 | $837 | 35,000 | 0.1% |
| Northstar Rlty FIN Corp | COM | 66704R100 | $800 | 59,500 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $798 | 4,500 | 0.1% |
| Broadcom Corp | CL A | 111320107 | $697 | 23,500 | 0.1% |
| Sunedison Inc | COM | 86732Y109 | $653 | 50,000 | 0.1% |
| ICG Group Inc | COM | 44928D108 | $652 | 35,000 | 0.1% |
| Citigroup Inc(C) | COM NEW | 172967424 | $651 | 12,500 | 0.1% |
| Shutterfly Inc(SFLY) | COM | 82568P304 | $649 | 12,750 | 0.1% |
| Green DOT Corp(GDOT) | CL A | 39304D102 | $641 | 25,500 | 0.1% |
| Altisource Residential Corp | CL B | 02153W100 | $640 | 21,250 | 0.1% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $627 | 20,000 | 0.1% |
| Aruba Networks Inc | COM | 043176106 | $627 | 35,000 | 0.1% |
| Global Eagle Entmt Inc | COM | 37951D102 | $595 | 40,000 | 0.1% |
| Zhone Technologies Inc New | COM NEW | 98950P884 | $590 | 110,500 | 0.1% |
| DU Pont E I de Nemours & Co | COM | 263534109 | $552 | 8,500 | 0.1% |
| Barnes Group Inc | NOTE 3.375% 3/1 | 067806AD1 | $551 | $407,000 | 0.1% |
| Keycorp New(KEY) | COM | 493267108 | $537 | 40,000 | 0.1% |
| Invensense Inc | COM | 46123D205 | $530 | 25,500 | 0.1% |
| Adept Technology Inc | COM NEW | 006854202 | $502 | 29,750 | 0.1% |
| Novavax Inc | COM | 670002104 | $500 | 97,750 | 0.1% |
| Icad Inc(ICADUSD) | COM NEW | 44934S206 | $496 | 42,500 | 0.1% |
| Infinera Corporation(INFNEUR) | COM | 45667G103 | $489 | 50,000 | 0.1% |
| Palo Alto Networks Inc(PANW) | COM | 697435105 | $488 | 8,500 | 0.1% |
| US Bancorp del(USB) | COM NEW | 902973304 | $485 | 12,000 | 0.1% |
| Solarwinds Inc | COM | 83416B109 | $482 | 12,750 | 0.1% |
| Taser Intl Inc | COM | 87651B104 | $472 | 29,750 | 0.1% |
| Bank of America Corporation(BAC) | COM | 060505104 | $467 | 30,000 | 0.1% |
| First Solar Inc(FSLR) | COM | 336433107 | $464 | 8,500 | 0.1% |
| Radware LTD(RDWR) | ORD | M81873107 | $458 | 25,500 | 0.1% |
| Motorcar PTS Amer Inc(MPAA) | COM | 620071100 | $410 | 21,250 | 0.0% |
| Quantum Fuel SYS Tech Worldw | COM PAR $0.02 | 74765E307 | $398 | 51,000 | 0.0% |
| Valueclick Inc | COM | 92046N102 | $397 | 17,000 | 0.0% |
| Shoretel Inc | COM | 825211105 | $394 | 42,500 | 0.0% |