Q3 2014 Holdings
Filed 2014-11-14 | 132 holdings | $2.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $889.0K | 10,000 | 38.9% |
| Canadian Solar Inc(CSIQ) | COM | 136635109 | $626.0K | 17,500 | 27.4% |
| Amtech SYS Inc(ASYS) | COM PAR $0.01N | 032332504 | $321.0K | 30,000 | 14.0% |
| Calix Inc(CALX) | COM | 13100M509 | $145.0K | 15,100 | 6.3% |
| Amphastar Pharmaceuticals in(AMPH) | COM | 03209R103 | $98.0K | 8,428 | 4.3% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $19.1K | $4,099,000 | 0.8% |
| Applied Optoelectronics Inc(AAOI) | COM | 03823U102 | $17.0K | 1,055 | 0.7% |
| Mastec Inc | NOTE 4.250%12/1 | 576323AM1 | $15.8K | $7,997,000 | 0.7% |
| Omnicare Cap TR II | PFD B TR 4.00% | 68214Q200 | $14.0K | 183,000 | 0.6% |
| Terex Corp New | NOTE 4.000% 6/0 | 880779AV5 | $13.8K | $7,000,000 | 0.6% |
| Equinix Inc | NOTE 3.000%10/1 | 29444UAG1 | $12.9K | $6,727,000 | 0.6% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $12.9K | $3,765,000 | 0.6% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $12.3K | 62,500 | 0.5% |
| Barclays BK PLC | IPATH S&P500 VIX | 06742E711 | $10.3K | 329,500 | 0.4% |
| Gencorp Inc | SDCV 4.062%12/3 | 368682AN0 | $9.7K | $5,464,000 | 0.4% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $8.6K | $7,025,000 | 0.4% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $8.4K | $3,009,000 | 0.4% |
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $7.1K | $7,122,000 | 0.3% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $6.1K | $6,000,000 | 0.3% |
| Direxion SHS ETF TR | DLY SC BEAR3XNEW | 25459Y488 | $3.6K | 213,100 | 0.2% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $2.0K | $2,000,000 | 0.1% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $1.8K | $1,708,000 | 0.1% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $1.7K | $2,000,000 | 0.1% |
| Starbucks Corp(SBUX) | COM | 855244109 | $1.5K | 20,000 | 0.1% |
| Advance Auto Parts Inc(AAP) | COM | 00751Y106 | $1.3K | 10,000 | 0.1% |
| Continental Airls Inc | NOTE 4.500% 1/1 | 210795PU8 | $1.2K | $482,000 | 0.1% |
| G-III Apparel Group LTD(GIII) | COM | 36237H101 | $1.1K | 13,230 | 0.0% |
| Visa Inc(V) | COM CL A | 92826C839 | $1.1K | 5,000 | 0.0% |
| Finish Line Inc | CL A | 317923100 | $1.0K | 40,000 | 0.0% |
| Euronet Worldwide Inc(EEFT) | COM | 298736109 | $898 | 18,796 | 0.0% |
| ICU MED Inc(ICUI) | COM | 44930G107 | $738 | 11,500 | 0.0% |
| Tornier N V | SHS | N87237108 | $657 | 27,500 | 0.0% |
| JA Solar Holdings Co LTD | SPON ADR REP5ORD | 466090206 | $601 | 65,000 | 0.0% |
| Jinkosolar Hldg Co LTD(JKS) | SPONSORED ADR | 47759T100 | $591 | 21,500 | 0.0% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $561 | $500,000 | 0.0% |
| Skechers U S A Inc(SKAA) | CL A | 830566105 | $560 | 10,500 | 0.0% |
| Life Time Fitness Inc | COM | 53217R207 | $555 | 11,000 | 0.0% |
| Valuevision Media Inc | CL A | 92047K107 | $513 | 100,000 | 0.0% |
| Trina Solar Limited | SPON ADR | 89628E104 | $513 | 42,500 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $504 | 71,000 | 0.0% |
| Globus MED Inc(GMED) | CL A | 379577208 | $492 | 25,000 | 0.0% |
| DEL Friscos Restaurant Group(DFRG) | COM | 245077102 | $469 | 24,500 | 0.0% |
| RF Microdevices Inc | COM | 749941100 | $462 | 40,000 | 0.0% |
| Masimo Corp(MASI) | COM | 574795100 | $458 | 21,500 | 0.0% |
| Solarcity Corp | COM | 83416T100 | $447 | 7,500 | 0.0% |
| Infinera Corporation(INFNEUR) | COM | 45667G103 | $427 | 40,000 | 0.0% |
| Nxstage Medical Inc | COM | 67072V103 | $423 | 32,200 | 0.0% |
| Kirklands Inc(TBHC) | COM | 497498105 | $403 | 25,000 | 0.0% |
| WEB COM Group Inc | COM | 94733A104 | $399 | 20,000 | 0.0% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $387 | 34,000 | 0.0% |