Q3 2014 Holdings
Filed 2014-11-14 | 132 holdings | $2.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ST Jude MED Inc | COM | 790849103 | $0 | 2 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $1 | 22 | 0.0% |
| Brookfield Infrast Partners(BIP) | LP INT UNIT | G16252101 | $2 | 46 | 0.0% |
| Dreamworks Animation SKG Inc | CL A | 26153C103 | $3 | 100 | 0.0% |
| Rockwell Collins Inc | COM | 774341101 | $4 | 54 | 0.0% |
| Orbital Sciences Corp | COM | 685564106 | $6 | 208 | 0.0% |
| Select Sector Spdr TR(XLY) | SBI CONS DISCR | 81369Y407 | $6 | 89 | 0.0% |
| Hemispherx Biopharma Inc | COM | 42366C103 | $9 | 26,776 | 0.0% |
| Vanda Pharmaceuticals Inc(VNDA) | COM | 921659108 | $10 | 1,000 | 0.0% |
| Alliant Techsystems Inc | COM | 018804104 | $12 | 94 | 0.0% |
| Digital RIV Inc | NOTE 2.000%11/0 | 25388BAD6 | $14 | $14,000 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $18 | 3,100 | 0.0% |
| Seattle Genetics Inc | COM | 812578102 | $27 | 732 | 0.0% |
| Five Below Inc(FIVE) | COM | 33829M101 | $27 | 680 | 0.0% |
| Merit MED SYS Inc(MMSI) | COM | 589889104 | $28 | 2,362 | 0.0% |
| Revance Therapeutics Inc(RVNCEUR) | COM | 761330109 | $30 | 1,546 | 0.0% |
| Mast Therapeutics IncPut | COM | 576314108 | $31 | 56,200 | 0.0% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $31 | $30,000 | 0.0% |
| Penney J C Inc | COM | 708160106 | $36 | 3,600 | 0.0% |
| Conatus Pharmaceuticals Inc(CNATEUR) | COM | 20600T108 | $38 | 6,287 | 0.0% |
| Galena Biopharma IncCall | COM | 363256108 | $41 | 20,000 | 0.0% |
| Liposcience Inc | COM | 53630M108 | $45 | 8,701 | 0.0% |
| Sarepta Therapeutics Inc(SRPT) | COM | 803607100 | $53 | 2,500 | 0.0% |
| Citigroup Inc | *W EXP 10/28/201 | 172967234 | $65 | 1,855,032 | 0.0% |
| Tillys Inc(TLYS) | CL A | 886885102 | $75 | 10,000 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $82 | $90,000 | 0.0% |
| Renewable Energy Group Inc | COM NEW | 75972A301 | $97 | 9,600 | 0.0% |
| Almost Family Inc | COM | 020409108 | $98 | 3,598 | 0.0% |
| S&W Seed Co | COM | 785135104 | $103 | 24,247 | 0.0% |
| Mellanox Technologies LTD | SHS | M51363113 | $112 | 2,500 | 0.0% |
| Skullcandy Inc | COM | 83083J104 | $117 | 15,000 | 0.0% |
| Ceragon Networks LTD(CRNT) | ORD | M22013102 | $119 | 50,000 | 0.0% |
| Higher One Hldgs Inc | COM | 42983D104 | $120 | 48,500 | 0.0% |
| Innerworkings Inc | COM | 45773Y105 | $121 | 15,000 | 0.0% |
| Control4 Corp(CTRL) | COM | 21240D107 | $129 | 10,000 | 0.0% |
| Incontact Inc | COM | 45336E109 | $131 | 15,044 | 0.0% |
| Orbcomm Inc(ORBC) | COM | 68555P100 | $137 | 23,888 | 0.0% |
| Mandalay Digital Group Inc | COM NEW | 562562207 | $137 | 30,000 | 0.0% |
| Boulder Brands Inc | COM | 101405108 | $146 | 10,700 | 0.0% |
| LHC Group Inc(LHCGUSD) | COM | 50187A107 | $151 | 6,500 | 0.0% |
| Vince Hldg Corp | COM | 92719W108 | $151 | 5,000 | 0.0% |
| Avis Budget Group | NOTE 3.500%10/0 | 053774AB1 | $160 | $160,000 | 0.0% |
| Krispy Kreme Doughnuts Inc | COM | 501014104 | $172 | 10,000 | 0.0% |
| Callidus Software Inc(CALD) | COM | 13123E500 | $180 | 15,000 | 0.0% |
| DOT Hill SYS Corp | COM | 25848T109 | $189 | 50,000 | 0.0% |
| Orthofix Intl N V | COM | N6748L102 | $201 | 6,500 | 0.0% |
| Treehouse Foods Inc(THS) | COM | 89469A104 | $201 | 2,500 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $212 | 25,000 | 0.0% |
| Mobileye N V Amstelveen | ORD SHS | N51488117 | $214 | 4,000 | 0.0% |
| BIG Lots Inc(BIGGQ) | COM | 089302103 | $215 | 5,000 | 0.0% |