Q3 2019 Holdings
Filed 2019-11-14 | 23 holdings | $115.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $61.6K | $22,120,000 | 53.5% |
| RWT Hldgs Inc | NOTE 5.625%11/1 | 749772AB5 | $11.8K | $11,760,000 | 10.2% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $9.2K | $9,062,000 | 8.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $6.2K | $6,167,000 | 5.3% |
| BlackRock TCP Capital Corp | NOTE 5.250%12/1 | 87238QAB9 | $4.7K | $4,686,000 | 4.1% |
| Centerpoint Energy Inc | DEP RP PFD CV B | 15189T503 | $4.0K | 77,390 | 3.5% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $4.0K | $3,986,000 | 3.4% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $2.9K | $2,915,000 | 2.5% |
| Rovi Corp | NOTE 0.500% 3/0 | 779376AD4 | $2.4K | $2,500,000 | 2.1% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $2.0K | $2,000,000 | 1.7% |
| Fortive Corp | 5% PFD CNV SER A | 34959J207 | $1.8K | 2,000 | 1.6% |
| South Jersey Inds Inc | UNIT 99/99/9999 | 838518116 | $1.4K | 26,677 | 1.2% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $1.1K | 900 | 1.0% |
| U S Well Svcs Inc | CL A | 91274U101 | $1.1K | 509,337 | 1.0% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $619 | 10,000 | 0.5% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $270 | 4,659 | 0.2% |
| FOX Corp(FOX) | CL B COM | 35137L204 | $16 | 501 | 0.0% |
| CBS Corp New | CL B | 124857202 | $13 | 327 | 0.0% |
| SRC Energy Inc | COM | 78470V108 | $5 | 1,081 | 0.0% |
| Energy Transfer LP(ET) | COM UT LTD PTN | 29273V100 | $5 | 353 | 0.0% |
| Keane Group Inc | COM | 48669A108 | $4 | 727 | 0.0% |
| Liberty Global PLC | SHS CL A | G5480U104 | $1 | 36 | 0.0% |
| Repligen Corp(RGEN) | COM | 759916109 | $0 | 1 | 0.0% |