Q3 2020 Holdings
Filed 2020-11-12 | 26 holdings | $356.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ALX Oncology Hldgs Inc(ALXO) | COM | 00166B105 | $223.0K | 5,900 | 62.6% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $38.3K | $6,485,000 | 10.7% |
| Servicenow Inc | NOTE 6/0 | 81762PAC6 | $37.7K | $11,021,000 | 10.6% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $14.7K | $14,706,000 | 4.1% |
| Five9 Inc | NOTE 0.125% 5/0 | 338307AB7 | $7.9K | $2,573,000 | 2.2% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $5.5K | $4,569,000 | 1.5% |
| South Jersey Inds Inc | UNIT 99/99/9999 | 838518116 | $4.9K | 148,256 | 1.4% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $4.9K | $5,000,000 | 1.4% |
| Ringcentral Inc | NOTE 3/1 | 76680RAD9 | $4.6K | $1,400,000 | 1.3% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $3.2K | $1,663,000 | 0.9% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $2.8K | $734,000 | 0.8% |
| American Rlty Cap Pptys Inc | NOTE 3.750%12/1 | 02917TAB0 | $1.9K | $1,908,000 | 0.5% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $1.8K | $1,800,000 | 0.5% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $1.8K | $1,790,000 | 0.5% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $1.0K | $1,034,000 | 0.3% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $985 | 10,000 | 0.3% |
| FG New Amer Acquisition Corp | UNIT 08/31/2027 | 30259V205 | $563 | 56,250 | 0.2% |
| Brookfield Infrastructure Co(1939900D) | COM SB VTG SHS A | 11275Q107 | $208 | 3,759 | 0.1% |
| U S Well Svcs Inc | CL A | 91274U101 | $138 | 509,337 | 0.0% |
| RBB Bancorp(RBB) | COM | 74930B105 | $122 | 10,777 | 0.0% |
| Keros Therapeutics Inc(KROS) | COM | 492327101 | $77 | 2,000 | 0.0% |
| Poseida Therapeutics Inc(PSTXUSD) | COM | 73730P108 | $74 | 8,298 | 0.0% |
| Liberty Media Corp del(FWONKUSD) | COM SER C FRMLA | 531229854 | $52 | 1,435 | 0.0% |
| Microchip Technology Inc.(MCHP) | COM | 595017104 | $43 | 418 | 0.0% |
| New Frontier Health Corp | ORD SHS | G6461G106 | $18 | 2,400 | 0.0% |
| Bancfirst Corp(BANF) | COM | 05945F103 | $12 | 300 | 0.0% |