Q2 2022 Holdings
Filed 2022-08-12 | 45 holdings | $263.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cabaletta BIO Inc(CABA) | COM | 12674W109 | $154.0K | 145,000 | 58.4% |
| Sailpoint Technologies Hldgs | NOTE 0.125% 9/1 | 78781PAB1 | $30.0K | $13,526,000 | 11.4% |
| Apollo Coml Real Estate FIN | NOTE 4.750% 8/2 | 03762UAB1 | $13.2K | $13,269,000 | 5.0% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $12.6K | $1,197,000 | 4.8% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $5.9K | $6,000,000 | 2.3% |
| Blackstone Mortgage Trust in | NOTE 4.750% 3/1 | 09257WAC4 | $5.6K | $5,722,000 | 2.1% |
| DTE Energy Co | UNIT 11/01/2022 | 233331842 | $5.1K | 98,653 | 1.9% |
| Digitalbridge Group Inc | NOTE 5.000% 4/1 | 19624RAA4 | $4.4K | $4,503,000 | 1.7% |
| Arbor Realty Trust Inc | NOTE 4.750%11/0 | 038923AP3 | $4.0K | $4,000,000 | 1.5% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $3.9K | $4,035,000 | 1.5% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $3.9K | $4,015,000 | 1.5% |
| Hope Bancorp Inc | NOTE 2.000% 5/1 | 43940TAB5 | $3.7K | $3,845,000 | 1.4% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $3.0K | $3,000,000 | 1.1% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $2.5K | $1,000,000 | 1.0% |
| Supernus Pharmaceuticals | NOTE 0.625% 4/0 | 868459AD0 | $2.1K | $2,200,000 | 0.8% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $2.0K | $2,000,000 | 0.7% |
| Change Healthcare Inc | UNIT 06/30/2022 | 15912K209 | $1.7K | 22,576 | 0.6% |
| Trip COM Group LTD | DBCV 1.250% 9/1 | 22943FAM2 | $1.5K | $1,500,000 | 0.6% |
| Starwood Ppty TR Inc | NOTE 4.375% 4/0 | 85571BAH8 | $988 | $1,000,000 | 0.4% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $338 | $348,000 | 0.1% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $258 | 3,500 | 0.1% |
| Atlantic AVE Acquisition COR | COM CL A | 04906P101 | $248 | 25,000 | 0.1% |
| Healthcare Services Acqu COR | COM CL A | 42227K104 | $246 | 25,000 | 0.1% |
| Slam Corp | CL A SHS | G8210L105 | $246 | 25,100 | 0.1% |
| ABG Acquisition Corp I | CL A SHS | G00496102 | $245 | 25,000 | 0.1% |
| Lerer Hippeau Acquisition Co | CL A | 526749106 | $245 | 25,026 | 0.1% |
| Two | COM CL A | G9152V101 | $244 | 25,003 | 0.1% |
| Colombier Acquisition Corp | CL A | 19533H108 | $243 | 25,000 | 0.1% |
| Da32 Life Scnce TEC Acqstn C | CLASS A COM | 23312M106 | $242 | 25,003 | 0.1% |
| Oppfi Inc(OPFI) | COM CL A | 68386H103 | $196 | 59,438 | 0.1% |
| Vector Acquisition Corp II | CL A SHS | G9460A104 | $166 | 16,888 | 0.1% |
| Ishares TR(PFF) | PFD AND INCM SEC | 464288687 | $164 | 5,000 | 0.1% |
| Shattuck Labs Inc(STTK) | COM | 82024L103 | $160 | 39,467 | 0.1% |
| US Well Services Inc | CL A NEW | 91274U200 | $137 | 145,525 | 0.1% |
| Fintech Evolution Acquis GRO | SHS CL A | G3R19A104 | $56 | 5,705 | 0.0% |
| Bcls Acquisition Corp | COM CL A | G0904B105 | $55 | 5,603 | 0.0% |
| Bite Acquisition Corp | COMMON STOCK | 09175K105 | $51 | 5,200 | 0.0% |
| Cartesian Growth Corp II | *W EXP 07/12/202 | G19305120 | $48 | 402,500 | 0.0% |
| Oppfi Inc(OPFI/WS) | *W EXP 07/20/202 | 68386H111 | $10 | 29,719 | 0.0% |
| BK of America Corp(BAC) | 7.25%CNV PFD L | 060505682 | $5 | 4 | 0.0% |
| Global X FDS(PFFD) | US PFD ETF | 37954Y657 | $2 | 100 | 0.0% |
| Invesco Exchange Traded FD T(PGF) | FINL PFD ETF | 46137V621 | $2 | 100 | 0.0% |
| Lake Shore Bancorp Inc | COM | 510700107 | $1 | 97 | 0.0% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $1 | 1 | 0.0% |
| Invesco Exch Traded FD TR II(PGX) | PFD ETF | 46138E511 | $1 | 100 | 0.0% |