Q4 2022 Holdings
Filed 2023-02-13 | 34 holdings | $96.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-02-24) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Novavax IncA | NOTE 3.750% 2/0 | 670002AB0 | $19.6M | $19,748,000 | 20.3% |
| Atlas AIR Worldwide Hldgs inA | NOTE 1.875% 6/0 | 049164BJ4 | $12.1M | $7,250,000 | 12.5% |
| KKR Real Estate FIN TR IncA | NOTE 6.125% 5/1 | 48251KAB6 | $11.0M | $11,164,000 | 11.3% |
| Blackstone Mortgage Trust inA | NOTE 4.750% 3/1 | 09257WAC4 | $9.6M | $9,838,000 | 10.0% |
| Hope Bancorp IncA | NOTE 2.000% 5/1 | 43940TAB5 | $7.7M | $7,919,000 | 8.0% |
| Starwood Ppty TR IncA | NOTE 4.375% 4/0 | 85571BAH8 | $6.4M | $6,639,000 | 6.7% |
| Digitalbridge Group IncA | NOTE 5.000% 4/1 | 19624RAA4 | $6.1M | $6,184,000 | 6.3% |
| Innoviva IncA | NOTE 2.125% 1/1 | 88338TAB0 | $4.2M | $4,233,000 | 4.4% |
| Supernus PharmaceuticalsA | NOTE 0.625% 4/0 | 868459AD0 | $4.0M | $4,095,000 | 4.2% |
| Apollo Coml Real Estate FINA | NOTE 5.375%10/1 | 03762UAC9 | $3.3M | $3,349,000 | 3.4% |
| Teradyne IncA | NOTE 1.250%12/1 | 880770AG7 | $2.9M | $1,352,000 | 3.0% |
| Elevance Health IncA | NOTE 2.750%10/1 | 94973VBG1 | $2.4M | $350,000 | 2.4% |
| Nutanix IncA | NOTE 1/1 | 67059NAB4 | $1.9M | $1,902,000 | 1.9% |
| Illumina IncA | NOTE 8/1 | 452327AK5 | $1.2M | $1,290,000 | 1.3% |
| Intercept Pharmaceuticals inA | NOTE 3.250% 7/0 | 45845PAA6 | $1.1M | $1,162,000 | 1.2% |
| Patrick Inds IncA | DBCV 1.000% 2/0 | 703343AB9 | $419.0K | $423,000 | 0.4% |
| Slam CorpA | CL A SHS | G8210L105 | $253.5K | 25,100 | 0.3% |
| ABG Acquisition Corp IA | CL A SHS | G00496102 | $252.3K | 25,000 | 0.3% |
| TwoA | COM CL A | G9152V101 | $252.2K | 25,003 | 0.3% |
| Colombier Acquisition CorpA | CL A | 19533H108 | $248.5K | 25,000 | 0.3% |
| Da32 Life Scnce TEC Acqstn CA | CLASS A COM | 23312M106 | $247.5K | 25,003 | 0.3% |
| Tilray Brands IncA | NOTE 5.000%10/0 | 88688TAB6 | $231.1K | $235,000 | 0.2% |
| Profrac Hldg Corp(ACDC)A | CLASS A COM | 74319N100 | $205.7K | 8,164 | 0.2% |
| Veeco Instrs Inc delA | NOTE 2.700% 1/1 | 922417AD2 | $196.3K | $199,000 | 0.2% |
| Vector Acquisition Corp IIA | CL A SHS | G9460A104 | $170.6K | 16,888 | 0.2% |
| Oppfi Inc(OPFI)A | COM CL A | 68386H103 | $121.8K | 59,438 | 0.1% |
| Redwood Trust IncA | NOTE 4.750% 8/1 | 758075AC9 | $99.3K | $100,000 | 0.1% |
| Shattuck Labs Inc(STTK)A | COM | 82024L103 | $90.8K | 39,467 | 0.1% |
| Cartesian Growth Corp IIA | *W EXP 07/12/202 | G19305120 | $90.5K | 402,500 | 0.1% |
| New Relic IncA | NOTE 0.500% 5/0 | 64829BAB6 | $70.4K | $72,000 | 0.1% |
| Fintech Evolution Acquis GROA | SHS CL A | G3R19A104 | $57.6K | 5,705 | 0.1% |
| Ligand Pharmaceuticals IncA | NOTE 0.750% 5/1 | 53220KAF5 | $12.7K | $13,000 | 0.0% |
| Silk RD MED IncA | COM | 82710M100 | $7.7K | 146 | 0.0% |
| Oppfi Inc(OPFI/WS)A | *W EXP 07/20/202 | 68386H111 | $3.0K | 29,719 | 0.0% |