Q1 2023 Holdings
Filed 2023-05-11 | 30 holdings | $146.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hope Bancorp Inc | NOTE 2.000% 5/1 | 43940TAB5 | $16.8M | $17,335,000 | 11.5% |
| Digitalbridge Group Inc | NOTE 5.000% 4/1 | 19624RAA4 | $16.8M | $16,754,000 | 11.5% |
| Silicon Laboratories Inc | NOTE 0.625% 6/1 | 826919AD4 | $15.0M | $10,000,000 | 10.2% |
| Iqiyi Inc | NOTE 2.000% 4/0 | 46267XAD0 | $14.7M | $14,689,000 | 10.1% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $13.1M | $13,246,000 | 9.0% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $10.0M | $10,000,000 | 6.8% |
| Apollo Coml Real Estate FIN | NOTE 5.375%10/1 | 03762UAC9 | $9.7M | $9,993,000 | 6.6% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $8.7M | $8,982,000 | 5.9% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $7.1M | $2,300,000 | 4.9% |
| Supernus Pharmaceuticals | NOTE 0.625% 4/0 | 868459AD0 | $6.7M | $6,695,000 | 4.6% |
| Tilray Brands Inc | NOTE 5.000%10/0 | 88688TAB6 | $4.9M | $4,962,000 | 3.3% |
| Redwood Trust Inc | NOTE 4.750% 8/1 | 758075AC9 | $4.9M | $5,003,000 | 3.3% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $4.6M | $4,757,000 | 3.2% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $3.7M | $1,535,000 | 2.5% |
| Herbalife Nutrition LTD | NOTE 2.625% 3/1 | 42703MAD5 | $2.8M | $3,000,000 | 1.9% |
| Hope Bancorp Inc(HOPE)Put | COM | 43940T109 | $2.8M | 288,800 | 1.9% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $1.2M | $1,162,000 | 0.8% |
| Illumina Inc | NOTE 8/1 | 452327AK5 | $1.0M | $1,040,000 | 0.7% |
| Becton Dickinson & Co | 6% DP CONV PFD B | 075887406 | $274.0K | 5,510 | 0.2% |
| Two | COM CL A | G9152V101 | $256.3K | 25,003 | 0.2% |
| Colombier Acquisition Corp | CL A | 19533H108 | $253.3K | 25,000 | 0.2% |
| Da32 Life Scnce TEC Acqstn C | CLASS A COM | 23312M106 | $253.0K | 25,003 | 0.2% |
| Oppfi Inc(OPFI) | COM CL A | 68386H103 | $121.8K | 59,438 | 0.1% |
| Shattuck Labs Inc(STTK) | COM | 82024L103 | $116.0K | 39,467 | 0.1% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $109.4K | $110,000 | 0.1% |
| Profrac Hldg Corp(ACDC) | CLASS A COM | 74319N100 | $103.4K | 8,164 | 0.1% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $72.3K | $73,000 | 0.0% |
| Cartesian Growth Corp II | *W EXP 07/12/202 | G19305120 | $64.4K | 402,500 | 0.0% |
| Investar Hldg Corp(ISTR) | COM | 46134L105 | $31.0K | 2,222 | 0.0% |
| Oppfi Inc(OPFI/WS) | *W EXP 07/20/202 | 68386H111 | $2.6K | 29,719 | 0.0% |