Q3 2015 Holdings
Filed 2015-11-13 | 10753 holdings | $7.5B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-03-15) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ares Cap Corp(ARCC)Call | CMN | 04010L103 | $133 | 9,200 | 0.0% |
| W P Carey Inc(WPC)Put | CMN | 92936U109 | $133 | 2,300 | 0.0% |
| Nuveen CR Strategies Inc FD(XJQCX) | CMN | 67073D102 | $133 | 16,638 | 0.0% |
| Photronics Inc(PLAB) | CMN | 719405102 | $133 | 14,671 | 0.0% |
| Plumas Bancorp(PLBC) | CMN | 729273102 | $133 | 14,987 | 0.0% |
| Curis Inc | CMN | 231269101 | $134 | 66,144 | 0.0% |
| RED Lion Hotels Corp(RLH) | CMN | 756764106 | $134 | 15,819 | 0.0% |
| Sigma Designs Inc | CMN | 826565103 | $134 | 19,515 | 0.0% |
| Wells Fargo Advantage Multi(ERC) | CMN | 94987D101 | $134 | 11,845 | 0.0% |
| Rare Element RES LTD(REEMF) | CMN | 75381M102 | $134 | 475,217 | 0.0% |
| Pattern Energy Group IncCall | CMN | 70338P100 | $134 | 7,000 | 0.0% |
| Carpenter Technology Corp(CRS)Put | CMN | 144285103 | $134 | 4,500 | 0.0% |
| Manitex Intl Inc | CMN | 563420108 | $135 | 24,041 | 0.0% |
| MEI Pharma Inc | CMN | 55279B202 | $135 | 85,823 | 0.0% |
| Fibrocell Science Inc | CMN | 315721209 | $135 | 35,060 | 0.0% |
| Hexcel Corp New(HXL)Put | CMN | 428291108 | $135 | 3,000 | 0.0% |
| Century Alum Co(CENX)Call | CMN | 156431108 | $135 | 29,300 | 0.0% |
| Nimble Storage IncCall | CMN | 65440R101 | $135 | 5,600 | 0.0% |
| Methanex Corp(MEOH)Put | CMN | 59151K108 | $136 | 4,100 | 0.0% |
| Amdocs LTD(DOX)Put | CMN | G02602103 | $137 | 2,400 | 0.0% |
| Kindred Biosciences Inc | CMN | 494577109 | $137 | 26,401 | 0.0% |
| Mbia Inc(MBI)Call | CMN | 55262C100 | $137 | 22,600 | 0.0% |
| Biodel Inc | CMN | 09064M204 | $137 | 311,998 | 0.0% |
| Diversified Rstrnt Hldgs Inc | CMN | 25532M105 | $137 | 50,740 | 0.0% |
| Direxion SHS ETF TR | CMN | 25459Y561 | $137 | 14,238 | 0.0% |
| LA Quinta Hldgs IncCall | CMN | 50420D108 | $137 | 8,700 | 0.0% |
| Pengrowth Energy Corp | CMN | 70706P104 | $138 | 161,378 | 0.0% |
| Syneron Medical LTD | CMN | M87245102 | $138 | 19,311 | 0.0% |
| Vital Therapies Inc | CMN | 92847R104 | $138 | 34,056 | 0.0% |
| Geron Corp(GERN)Call | CMN | 374163103 | $138 | 50,000 | 0.0% |
| Ooma Inc(OOMA) | CMN | 683416101 | $138 | 19,791 | 0.0% |
| Supernus Pharmaceuticals Inc | CNV | 868459AB4 | $139 | $50,000 | 0.0% |
| Diana Shipping IncPut | CMN | Y2066G104 | $139 | 21,400 | 0.0% |
| Western Asset Emrg MKT Debt(XEMDX) | CMN | 95766A101 | $139 | 10,451 | 0.0% |
| Iamgold Corp(IAG)Put | CMN | 450913108 | $139 | 85,400 | 0.0% |
| Synopsys Inc(SNPS)Put | CMN | 871607107 | $139 | 3,000 | 0.0% |
| Goldman Sachs MLP Energy REN | CMN | 38148G107 | $140 | 16,907 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | CMN | 36729W202 | $140 | 121,635 | 0.0% |
| TRI Pointe Group Inc(TPH)Call | CMN | 87265H109 | $140 | 10,700 | 0.0% |
| Aviat Networks Inc | CMN | 05366Y102 | $140 | 134,338 | 0.0% |
| General Cable Corp del NewCall | CMN | 369300108 | $140 | 11,800 | 0.0% |
| Intrepid Potash IncPut | CMN | 46121Y102 | $141 | 25,400 | 0.0% |
| BlackRock CR Allctn Inc TR(BTZ) | CMN | 092508100 | $141 | 11,601 | 0.0% |
| Sciquest Inc New | CMN | 80908T101 | $141 | 14,096 | 0.0% |
| M D C Hldgs Inc(MDC1USD)Put | CMN | 552676108 | $141 | 5,400 | 0.0% |
| NOW Inc(DNOW)Call | CMN | 67011P100 | $142 | 9,625 | 0.0% |
| Build A Bear Workshop(BBW)Call | CMN | 120076104 | $142 | 7,500 | 0.0% |
| FX Energy Inc | CMN | 302695101 | $142 | 149,872 | 0.0% |
| Cornerstone Ondemand Inc(CSOD)Put | CMN | 21925Y103 | $142 | 4,300 | 0.0% |
| Achaogen Inc | CMN | 004449104 | $142 | 24,616 | 0.0% |