Q3 2021 Holdings
Filed 2021-11-10 | 11629 holdings | $28.1B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-01-20) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ALJ Regl Hldgs Inc | CMN | 001627108 | $40 | 38,207 | 0.0% |
| Isleworth Healthcare Acqu Co | WTS | 46468P110 | $41 | 75,452 | 0.0% |
| Idera Pharmaceuticals Inc | CMN | 45168K405 | $41 | 39,326 | 0.0% |
| Mcap Acquisition Corp | WTS | 55282T117 | $41 | 37,913 | 0.0% |
| Exicure Inc(XCUR) | CMN | 30205M101 | $41 | 33,974 | 0.0% |
| PWP Forward Acquisition Corp | WTS | 74709Q119 | $41 | 49,990 | 0.0% |
| Jianpu Technology Inc | CMN | 47738D309 | $42 | 28,551 | 0.0% |
| Second Sight MED Prods Inc | WTS | 81362J126 | $42 | 54,247 | 0.0% |
| Kairos Acquisition Corp | WTS | G52110106 | $42 | 71,940 | 0.0% |
| Ringcentral Inc | CNV | 76680RAF4 | $42 | $43,000 | 0.0% |
| Tracon Pharmaceuticals Inc | CMN | 89237H209 | $42 | 10,755 | 0.0% |
| ARC Document Solutions Inc | CMN | 00191G103 | $42 | 14,215 | 0.0% |
| Liquidia Corporation(LQDA) | CMN | 53635D202 | $43 | 15,683 | 0.0% |
| Poema Global Holdings Corp | WTS | G7154B115 | $43 | 48,050 | 0.0% |
| Lannet Inc | CMN | 516012101 | $43 | 14,429 | 0.0% |
| Palatin Technologies Inc | CMN | 696077403 | $44 | 99,759 | 0.0% |
| Golden Star RES LTD CDA | CMN | 38119T807 | $44 | 18,378 | 0.0% |
| 1847 Goedeker Inc | CMN | 28252C109 | $44 | 14,049 | 0.0% |
| HH&L Acquisition Co | WTS | G39714129 | $45 | 97,500 | 0.0% |
| Eloxx Pharmaceuticals Inc | CMN | 29014R103 | $45 | 27,588 | 0.0% |
| D and Z Media Acquisition Co | WTS | 23305Q114 | $45 | 70,637 | 0.0% |
| Nucana PLC | CMN | 67022C106 | $45 | 17,455 | 0.0% |
| Fast Acquisition Corp II | WTS | 311874119 | $46 | 50,000 | 0.0% |
| Repro MED SYS Inc(KRMD) | CMN | 759910102 | $46 | 16,208 | 0.0% |
| New Vista Acquisition Corp | WTS | G6529L121 | $46 | 65,233 | 0.0% |
| Priveterra Acquisition Corp | WTS | 74275N110 | $46 | 79,384 | 0.0% |
| Levere Holdings Corp | WTS | G5462L122 | $46 | 53,971 | 0.0% |
| Viavi Solutions Inc | CNV | 925550AB1 | $46 | $35,000 | 0.0% |
| Hudson Executive Invs Corp I | WTS | 443760111 | $48 | 50,000 | 0.0% |
| Orla MNG LTD New(ORLA) | CMN | 68634K106 | $48 | 14,500 | 0.0% |
| Mediwound LTD | CMN | M68830104 | $48 | 14,504 | 0.0% |
| TLG Acquisition One Corp | WTS | 87257M116 | $48 | 84,782 | 0.0% |
| Sandbridge X2 Corp | WTS | 799792114 | $49 | 66,170 | 0.0% |
| Healthcare Capital Corp | WTS | 42228C119 | $49 | 70,333 | 0.0% |
| Western Asset MTG Cap Corp | CMN | 95790D105 | $49 | 18,736 | 0.0% |
| Agrofresh Solutions Inc(AGFSEUR) | CMN | 00856G109 | $49 | 22,518 | 0.0% |
| Fuel Tech Inc(FTEK) | CMN | 359523107 | $49 | 27,952 | 0.0% |
| Sequans Communications S A | CMN | 817323207 | $50 | 11,426 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | CMN | 00444T100 | $50 | 48,665 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | CMN | P73398102 | $50 | 24,381 | 0.0% |
| Humanco Acquisition Corp | WTS | 44487N117 | $50 | 50,243 | 0.0% |
| Athlon Acquisition Corp | WTS | 04748A114 | $51 | 73,447 | 0.0% |
| Ayro Inc | CMN | 054748108 | $51 | 15,034 | 0.0% |
| Concert Pharmaceuticals Inc(CNCEEUR) | CMN | 206022105 | $52 | 15,773 | 0.0% |
| Aikido Pharma Inc | CMN | 008875106 | $52 | 63,659 | 0.0% |
| Aslan Pharmaceuticals LTD | CMN | 04522R101 | $52 | 29,235 | 0.0% |
| Nextplay Technologies Inc | CMN | 65344G102 | $52 | 38,819 | 0.0% |
| Satsuma Pharmaceuticals Inc | CMN | 80405P107 | $52 | 11,133 | 0.0% |
| American Vrtual Cloud Tech I | WTS | 030382113 | $52 | 250,000 | 0.0% |
| Panbela Therapeutics Inc | CMN | 69833Q100 | $52 | 23,882 | 0.0% |