Q3 2021 Holdings
Filed 2021-11-10 | 11629 holdings | $28.1B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-01-20) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rosecliff Acquisition Corp I | WTS | 77732R111 | $91 | 164,994 | 0.0% |
| Optinose Inc | CMN | 68404V100 | $91 | 30,178 | 0.0% |
| Sigmatron Intl Inc | CMN | 82661L101 | $92 | 10,376 | 0.0% |
| Interprivate III Financial P | WTS | 46064R114 | $92 | 71,949 | 0.0% |
| Volta Inc | CMN | 92873V102 | $92 | 10,599 | 0.0% |
| Xunlei LTD(XNET) | CMN | 98419E108 | $93 | 32,364 | 0.0% |
| Navigator Hldgs LTD(NVGS) | CMN | Y62132108 | $94 | 10,589 | 0.0% |
| Galera Therapeutics Inc(GRTX) | CMN | 36338D108 | $95 | 11,721 | 0.0% |
| Phasebio Pharmaceuticals Inc | CMN | 717224109 | $95 | 30,616 | 0.0% |
| Hudson Technologies Inc(HDSN) | CMN | 444144109 | $95 | 26,927 | 0.0% |
| Digital Media Solutions Inc | WTS | 25401G114 | $96 | 125,000 | 0.0% |
| Renesola LTD(VQKA) | CMN | 75971T301 | $96 | 14,562 | 0.0% |
| Star Equity Holdings Inc | CMN | 85513Q103 | $96 | 35,506 | 0.0% |
| Tscan Therapeutics Inc(TCRX) | CMN | 89854M101 | $96 | 11,531 | 0.0% |
| Stagwell Inc(STGW) | CMN | 85256A109 | $96 | 12,564 | 0.0% |
| Remark Hldgs Inc | CMN | 75955K102 | $96 | 91,598 | 0.0% |
| Corenergy Infrastructure TR(CORREUR) | CMN | 21870U502 | $97 | 21,791 | 0.0% |
| Recro Pharma Inc | CMN | 75629F109 | $97 | 46,895 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | CMN | 092533108 | $97 | 25,125 | 0.0% |
| LMF Acquisition Opportunit I | WTS | 502015118 | $97 | 211,381 | 0.0% |
| Bite Acquisition Corp | WTS | 09175K113 | $98 | 168,645 | 0.0% |
| Software Acquisitn GRP Inc I | CMN | 83407J103 | $98 | 10,000 | 0.0% |
| Astria Therapeutics Inc(CATBUSD) | CMN | 04635X102 | $99 | 11,221 | 0.0% |
| India Globalization Cap Inc(IGC) | CMN | 45408X308 | $99 | 66,631 | 0.0% |
| Ross Acquisition Corp II | WTS | G7641C114 | $99 | 111,236 | 0.0% |
| Savara Inc(SVRA) | CMN | 805111101 | $100 | 72,189 | 0.0% |
| Aptinyx Inc | CMN | 03836N103 | $100 | 42,900 | 0.0% |
| Loandepot Inc(LDI) | CMN | 53946R106 | $101 | 14,981 | 0.0% |
| Silicon Laboratories Inc | CNV | 826919AD4 | $101 | $79,000 | 0.0% |
| Advent Technologies Holdng I | CMN | 00788A105 | $103 | 11,847 | 0.0% |
| Grupo Aval Acciones Y Valore(AVAL) | CMN | 40053W101 | $103 | 17,809 | 0.0% |
| Scion Tech Growth I | WTS | G31067112 | $103 | 133,333 | 0.0% |
| Eton Pharmaceuticals Inc(ETON) | CMN | 29772L108 | $103 | 20,446 | 0.0% |
| Summit Healthcre Acquistn Co | CMN | G8566R102 | $104 | 10,679 | 0.0% |
| Forward Pharma A/S | CMN | 34986J204 | $105 | 15,444 | 0.0% |
| Mason Industrial Technolgy I | WTS | 57520Y114 | $107 | 149,427 | 0.0% |
| New Gold Inc CDA(NGD) | CMN | 644535106 | $107 | 100,837 | 0.0% |
| Slam Corp | WTS | G8210L121 | $107 | 119,321 | 0.0% |
| M3 Brigade Acquisition II Co | WTS | 553800111 | $108 | 80,678 | 0.0% |
| Proterra Inc(ACTCUSD) | CMN | 74374T109 | $109 | 10,805 | 0.0% |
| Atlas Technical Consultants | CMN | 049430101 | $110 | 10,829 | 0.0% |
| L&F Acquisition Corp | CMN | G53702109 | $112 | 11,167 | 0.0% |
| Glass Houses Acquisition COR | CMN | 37714P103 | $112 | 11,425 | 0.0% |
| Rockley Photonics Holdings L | CMN | G7614L109 | $113 | 15,000 | 0.0% |
| Joby Aviation Inc(JOBY) | CMN | G65163100 | $113 | 11,183 | 0.0% |
| ESM Acquisition Corporation | WTS | G3195H112 | $114 | 173,705 | 0.0% |
| Nuzee Inc | CMN | 67073S208 | $114 | 51,830 | 0.0% |
| Sema4 Holdings Corp(SMFRUSD) | CMN | 81663L101 | $115 | 15,150 | 0.0% |
| Sportstek Acquisition Corp | WTS | 849196118 | $118 | 130,682 | 0.0% |
| Gold Resource Corp(GORO) | CMN | 38068T105 | $119 | 76,142 | 0.0% |