Q3 2019 Holdings
Filed 2019-11-07 | 3225 holdings | $4.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rosehill Resources Inc | Common Stock | 777385105 | $0 | 100 | 0.0% |
| Coda Octopus Group Inc(CODA) | Common Stock | 19188U206 | $1 | 100 | 0.0% |
| Sonim Technologies Inc | Common Stock | 83548F101 | $2 | 700 | 0.0% |
| Osmotica Pharma PLC | Foreign Stock | G6S41R101 | $2 | 500 | 0.0% |
| Compx International Inc(CIX) | Common Stock | 20563P101 | $3 | 200 | 0.0% |
| Neon Therapeutics Inc | Common Stock | 64050Y100 | $3 | 1,500 | 0.0% |
| Charah Solutions Inc | Common Stock | 15957P105 | $4 | 2,100 | 0.0% |
| Roan Resources Inc(ROAN) | Common Stock | 769755109 | $4 | 3,227 | 0.0% |
| Phunware Inc | Common Stock | 71948P100 | $6 | 3,900 | 0.0% |
| Huami Corp | Foreign Stock | 44331K103 | $7 | 720 | 0.0% |
| Nine Energy Service Inc(NINEQ) | Common Stock | 65441V101 | $10 | 1,700 | 0.0% |
| Prevail Therapeutics Inc | Common Stock | 74140Y101 | $10 | 800 | 0.0% |
| Applied Therapeutics Inc(APLT) | Common Stock | 03828A101 | $11 | 1,000 | 0.0% |
| Tocagen Inc | Common Stock | 888846102 | $11 | 17,200 | 0.0% |
| Electrocore Inc(ECORGBP) | Common Stock | 28531P103 | $14 | 6,600 | 0.0% |
| Agex Therapeutics Inc(AGEGBP) | Common Stock | 00848H108 | $14 | 6,949 | 0.0% |
| Safe Bulkers Inc(SB) | Foreign Stock | Y7388L103 | $14 | 8,100 | 0.0% |
| X Financial | Foreign Stock | 98372W103 | $15 | 6,397 | 0.0% |
| RTW Retailwinds Inc | Common Stock | 74980D100 | $15 | 11,000 | 0.0% |
| Liquidia Technologies Inc(LQDA) | Common Stock | 53635D202 | $16 | 4,415 | 0.0% |
| Soliton Inc(SOLY) | Common Stock | 834251100 | $16 | 1,500 | 0.0% |
| Menlo Therapeutics Inc | Common Stock | 586858102 | $16 | 3,500 | 0.0% |
| Tyme Technologies Inc | Common Stock | 90238J103 | $16 | 13,300 | 0.0% |
| Mersana Therapeutics Inc | Common Stock | 59045L106 | $18 | 11,700 | 0.0% |
| Synlogic Inc | Common Stock | 87166L100 | $19 | 8,500 | 0.0% |
| Oncocyte Corp | Common Stock | 68235C107 | $21 | 10,000 | 0.0% |
| NL Industries(NL) | Common Stock | 629156407 | $23 | 6,200 | 0.0% |
| GWG Holdings Inc(GWGH) | Common Stock | 36192A109 | $23 | 2,301 | 0.0% |
| NCS Multistage Hldngs Inc | Common Stock | 628877102 | $24 | 11,900 | 0.0% |
| Ramaco Resources Inc | Common Stock | 75134P303 | $25 | 6,800 | 0.0% |
| CIM Commercial Trust Corp | Common Stock | 125525584 | $26 | 1,700 | 0.0% |
| Empire Resorts Inc(2653819D) | Common Stock | 292052305 | $27 | 2,800 | 0.0% |
| Montage Resources Corp(MR) | Common Stock | 61179L100 | $27 | 7,100 | 0.0% |
| Indpndnc Cntrct Drilling | Common Stock | 453415309 | $28 | 23,300 | 0.0% |
| LSC Communications Inc | Common Stock | 50218P107 | $30 | 22,000 | 0.0% |
| Marrone BIO Innovations I | Common Stock | 57165B106 | $30 | 21,100 | 0.0% |
| AC Immune SA(ACIU) | Foreign Stock | H00263105 | $30 | 6,076 | 0.0% |
| Polarityte Inc | Common Stock | 731094108 | $31 | 9,700 | 0.0% |
| Acer Therapeutics Inc(OPXAEUR) | Common Stock | 00444P108 | $31 | 9,700 | 0.0% |
| Hookipa Pharma Inc | Common Stock | 43906K100 | $32 | 4,300 | 0.0% |
| Valhi Inc | Common Stock | 918905100 | $33 | 17,400 | 0.0% |
| Transglobe Energy Corp | Common Stock | 893662106 | $33 | 24,486 | 0.0% |
| Greenlane Hldgs Inc | Common Stock | 395330103 | $34 | 10,100 | 0.0% |
| Mammoth Energy Services(TUSK) | Common Stock | 56155L108 | $35 | 14,100 | 0.0% |
| Craft Brew Alliance Inc | Common Stock | 224122101 | $35 | 4,300 | 0.0% |
| Genesis Healthcare Inc(GENNQ) | Common Stock | 37185X106 | $37 | 33,500 | 0.0% |
| Calyxt Inc | Common Stock | 13173L107 | $37 | 6,600 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | Common Stock | 04351G101 | $38 | 144,759 | 0.0% |
| Fulcrum Therapeutics Inc(FULC) | Common Stock | 359616109 | $38 | 5,767 | 0.0% |
| Cbdmd Inc(LEVBUSD) | Common Stock | 12482W101 | $39 | 9,800 | 0.0% |