Q4 2021 Holdings
Filed 2022-02-10 | 1 holdings | $612.2K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-02-23) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| First Business Finl Svcs Inc(FBIZ) | COM | 319390100 | $3.5K | 121,418 | 0.0% |
| Airsculpt Technologies Inc(AIRS) | COM | 009496100 | $3.5K | 206,117 | 0.0% |
| Ibex LTD(IBEX) | SHS NEW | G4690M101 | $3.5K | 274,893 | 0.0% |
| GT Biopharma Inc | COM NEW | 36254L209 | $3.6K | 1,166,026 | 0.0% |
| BlackRock ETF Trust(LCTD) | WORLD EX US CARB | 09290C608 | $3.6K | 75,000 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $3.6K | 4,955,833 | 0.0% |
| Ishares TR(IYJ) | US INDUSTRIALS | 464287754 | $3.6K | 31,769 | 0.0% |
| Biogen Inc(BIIB)Call | OPTIONS | 09062X103 | $3.6K | 15,000 | 0.0% |
| Richardson Electrs LTD(RELL) | COM | 763165107 | $3.6K | 267,400 | 0.0% |
| Momentus Inc | COM CL A | 60879E101 | $3.6K | 865,832 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.250% 5/1 | 09061GAK7 | $3.6K | $3,478,000 | 0.0% |
| Pixelworks Inc(PXLWEUR) | COM NEW | 72581M305 | $3.6K | 827,466 | 0.0% |
| Gemini Therapeutics Inc | COM | 36870G105 | $3.7K | 1,256,373 | 0.0% |
| Aptinyx Inc | COM | 03836N103 | $3.7K | 1,374,768 | 0.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $3.7K | $2,301,000 | 0.0% |
| Ovid Therapeutics Inc(OVID) | COM | 690469101 | $3.7K | 1,147,879 | 0.0% |
| Pfsweb Inc(PFSWUSD) | COM NEW | 717098206 | $3.7K | 286,090 | 0.0% |
| Highpeak Energy Inc(HPK) | COM | 43114Q105 | $3.7K | 253,273 | 0.0% |
| Harrow Health Inc(HROW) | COM | 415858109 | $3.7K | 431,267 | 0.0% |
| Eliem Therapeutics Inc(CLYM) | COM | 28658R106 | $3.7K | 356,444 | 0.0% |
| Express Inc | COM | 30219E103 | $3.7K | 1,214,425 | 0.0% |
| Euronet Worldwide Inc | NOTE 0.750% 3/1 | 298736AL3 | $3.7K | $3,464,000 | 0.0% |
| Best Inc(BSTIN) | SPONSORED ADS | 08653C106 | $3.8K | 4,414,491 | 0.0% |
| Summit Therapeutics Inc(SMMT) | COM | 86627T108 | $3.8K | 1,400,740 | 0.0% |
| Meridian Corporation(MRBK) | COM | 58958P104 | $3.8K | 102,748 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $3.8K | 296,029 | 0.0% |
| Alico Inc(ALCO) | COM | 016230104 | $3.8K | 102,288 | 0.0% |
| Ishares Inc(EWM) | MSCI MLY ETF NEW | 46434G814 | $3.8K | 151,284 | 0.0% |
| Kala Pharmaceuticals Inc | COM | 483119103 | $3.8K | 3,134,773 | 0.0% |
| Ring Energy Inc(REI) | COM | 76680V108 | $3.8K | 1,665,763 | 0.0% |
| Stonemor Inc | COM | 86184W106 | $3.8K | 1,679,262 | 0.0% |
| Leap Therapeutics Inc | COM | 52187K101 | $3.8K | 1,184,109 | 0.0% |
| Huaneng PWR Intl Inc | SPON ADR H SHS | 443304100 | $3.8K | 145,432 | 0.0% |
| Gaia Inc New(GAIA) | CL A | 36269P104 | $3.9K | 449,320 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $3.9K | 557,545 | 0.0% |
| Conmed Corp | NOTE 2.625% 2/0 | 207410AF8 | $3.9K | $2,328,000 | 0.0% |
| Integra Lifesciences Hldgs C | NOTE 0.500% 8/1 | 457985AM1 | $3.9K | $3,588,000 | 0.0% |
| Lincoln EDL Svcs Corp(LINC) | COM | 533535100 | $3.9K | 521,149 | 0.0% |
| Zomedica Corp(ZOMDF) | COM | 98980M109 | $3.9K | 12,710,306 | 0.0% |
| Evolv Technologies Hldngs in(EVLV) | COM CL A | 30049H102 | $3.9K | 874,566 | 0.0% |
| Neximmune Inc | COM | 65344D109 | $3.9K | 846,010 | 0.0% |
| Arlington Asset Invst Corp(AIEUR) | CL A NEW | 041356205 | $3.9K | 1,114,645 | 0.0% |
| Ishares TR(ESMV) | ESG MSCI USA MIN | 46436E445 | $3.9K | 150,000 | 0.0% |
| Proqr Thrapeutics N V | SHS EURO | N71542109 | $3.9K | 487,914 | 0.0% |
| TIM S A(TIMB) | SPONSORED ADR | 88706T108 | $3.9K | 337,353 | 0.0% |
| Zynga Inc | NOTE 0.250% 6/0 | 98986TAB4 | $3.9K | $3,641,000 | 0.0% |
| Inspired Entmt Inc(INSE) | COM | 45782N108 | $3.9K | 303,403 | 0.0% |
| Valhi Inc New(VHI) | COM | 918905209 | $3.9K | 136,797 | 0.0% |
| Universal Technical Inst Inc(UTI) | COM | 913915104 | $3.9K | 503,791 | 0.0% |
| Finch Therapeutics Group Inc | COM | 31773D101 | $3.9K | 395,782 | 0.0% |