Q4 2021 Holdings
Filed 2022-02-10 | 1 holdings | $612.2K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-02-23) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alpine Immune Sciences Inc(NVLSEUR) | COM | 02083G100 | $10.1K | 728,848 | 0.0% |
| Tarsus Pharmaceuticals Inc(TARS) | COM | 87650L103 | $10.1K | 448,958 | 0.0% |
| Humacyte Inc(HUMA) | COM | 44486Q103 | $10.2K | 1,401,073 | 0.0% |
| Great Ajax Corp | 7.25 CV SR NT 24 | 38983D409 | $10.2K | 391,626 | 0.0% |
| KVH Inds Inc(KVHI) | COM | 482738101 | $10.2K | 1,110,735 | 0.0% |
| NIU Technologies(NIU) | ADS | 65481N100 | $10.2K | 634,201 | 0.0% |
| Viacomcbs Inc(PARAA) | CL A | 92556H107 | $10.2K | 306,225 | 0.0% |
| Liberty Global PLCCall | OPTIONS | G5480U900 | $10.3K | 370,000 | 0.0% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $10.3K | 287,130 | 0.0% |
| Advent Technologies Holdng I | COM CL A | 00788A105 | $10.3K | 1,467,602 | 0.0% |
| Mistras Group Inc(MG) | COM | 60649T107 | $10.3K | 1,388,311 | 0.0% |
| LXP Industrial Trust | PFD CONV SER C | 529043309 | $10.3K | 165,724 | 0.0% |
| Clearwater Analytics Hldgs I(CWAN) | CL A | 185123106 | $10.3K | 449,623 | 0.0% |
| Ishares TR(EPOL) | MSCI POLAND ETF | 46429B606 | $10.3K | 491,147 | 0.0% |
| Similarweb LTD(SMWB) | SHS | M84137104 | $10.4K | 578,079 | 0.0% |
| Sema4 Holdings Corp(SMFRUSD) | COM CL A | 81663L101 | $10.4K | 2,322,806 | 0.0% |
| Liveperson Inc | NOTE 12/1 | 538146AD3 | $10.4K | $12,310,000 | 0.0% |
| MAG Silver Corp(MQ8) | COM | 55903Q104 | $10.4K | 664,000 | 0.0% |
| Kinross Gold Corp(KGC) | COM | 496902404 | $10.5K | 1,798,866 | 0.0% |
| Ready Capital Corp | 7% CN SR NT 2023 | 75574U200 | $10.5K | 388,760 | 0.0% |
| Gohealth Inc | COM CL A | 38046W105 | $10.5K | 2,766,517 | 0.0% |
| Thredup Inc(TDUP) | CL A | 88556E102 | $10.5K | 823,800 | 0.0% |
| Silverback Therapeutics Inc(SPRY) | COM | 82835W108 | $10.5K | 1,579,287 | 0.0% |
| Dariohealth Corp(DRIOEUR) | COM NEW | 23725P209 | $10.5K | 811,741 | 0.0% |
| Select Sector Spdr TR(XLV)Call | OPTIONS | 81369Y209 | $10.6K | 75,000 | 0.0% |
| Banco Santander Brasil S A(BSBR) | ADS REP 1 UNIT | 05967A107 | $10.6K | 1,972,220 | 0.0% |
| Pearson PLC(PSO) | SPONSORED ADR | 705015105 | $10.6K | 1,261,525 | 0.0% |
| Indie Semiconductor Inc(INDI) | CLASS A COM | 45569U101 | $10.6K | 885,966 | 0.0% |
| Mizuho Financial Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $10.6K | 4,171,648 | 0.0% |
| Seelos Therapeutics Inc | COM | 81577F109 | $10.7K | 6,563,054 | 0.0% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $10.7K | 701,523 | 0.0% |
| Esports Technologies Inc(EBETUSD) | COM | 29667L106 | $10.7K | 521,522 | 0.0% |
| Docebo Inc(DCBO) | COM | 25609L105 | $10.7K | 159,231 | 0.0% |
| Vanguard Charlotte FDS(BNDX) | TOTAL INT BD ETF | 92203J407 | $10.7K | 194,510 | 0.0% |
| Spdr SER TR(SPIP) | PORTFLI TIPS ETF | 78464A656 | $10.7K | 341,245 | 0.0% |
| Voxx Intl Corp | CL A | 91829F104 | $10.8K | 1,060,373 | 0.0% |
| Iteris Inc New(ITIEUR) | COM | 46564T107 | $10.8K | 2,706,794 | 0.0% |
| Bassett Furniture Inds Inc(BSET) | COM | 070203104 | $10.8K | 645,802 | 0.0% |
| Oncocyte Corp | COM | 68235C107 | $10.8K | 4,993,146 | 0.0% |
| Poshmark Inc(POSHEUR) | COM CL A | 73739W104 | $10.9K | 639,804 | 0.0% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $10.9K | $5,040,000 | 0.0% |
| Solid Biosciences Inc | COM | 83422E105 | $10.9K | 6,253,209 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM | 890260706 | $11.0K | 30,631,558 | 0.0% |
| Retail Value Inc | COM | 76133Q102 | $11.0K | 1,706,807 | 0.0% |
| Forgerock Inc | CL A | 34631B101 | $11.0K | 410,707 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $11.0K | 13,488,604 | 0.0% |
| Imperial Oil LTD(IMO) | COM NEW | 453038408 | $11.0K | 305,195 | 0.0% |
| Connect Biopharma Hldgs LTD | ADS | 207523101 | $11.0K | 2,143,760 | 0.0% |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | $11.1K | $9,451,000 | 0.0% |
| Liberty Tripadvisor Hldgs in | COM SER A | 531465102 | $11.1K | 5,098,536 | 0.0% |