Q3 2013 Holdings
Filed 2013-10-24 | 579 holdings | $90.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $12 | $10,000 | 0.0% |
| AK STL Hldg Corp | COM | 1547108 | $40 | 10,735 | 0.0% |
| Paramount Gold & Silver Corp | COM | 69924P102 | $44 | 34,350 | 0.0% |
| Windstream Hldgs Inc | COM | 97382A101 | $88 | 10,968 | 0.0% |
| Citizens First Corp | COM | 17462Q107 | $91 | 10,165 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $92 | 10,500 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $113 | 26,925 | 0.0% |
| Pc-Tel Inc | COM | 69325Q105 | $120 | 13,590 | 0.0% |
| Brooks Automation Inc(AZTA) | COM | 114340102 | $125 | 13,414 | 0.0% |
| Crawford & Co(CRD/A) | CL A | 224633206 | $132 | 18,000 | 0.0% |
| Winthrop Rlty TR | SH BEN INT NEW | 976391300 | $133 | 11,950 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $136 | 12,048 | 0.0% |
| Ebix Inc(EBIXEUR) | COM NEW | 278715206 | $143 | 14,406 | 0.0% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $145 | 12,585 | 0.0% |
| Bank of America Corporation | *W EXP 01/16/201 | 60505146 | $155 | 25,400 | 0.0% |
| Universal Technical Inst Inc(UTI) | COM | 913915104 | $155 | 12,739 | 0.0% |
| Invesco TR Invt Grade Muns(VGM) | COM | 46131M106 | $159 | 12,761 | 0.0% |
| Interpublic Group COS Inc(IPG) | COM | 460690100 | $173 | 10,049 | 0.0% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $173 | 12,832 | 0.0% |
| Blyth Inc | COM NEW | 09643P207 | $183 | 13,200 | 0.0% |
| Western Asset Global CP Defi(GDO) | COM | 95790C107 | $186 | 10,452 | 0.0% |
| Royce Focus TR | COM | 78080N108 | $190 | 26,285 | 0.0% |
| Comstock RES Inc | COM NEW | 205768203 | $191 | 12,027 | 0.0% |
| Ruths Hospitality Group Inc(RUTHUSD) | COM | 783332109 | $194 | 16,355 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $195 | 12,106 | 0.0% |
| Ishares(EWL) | MSCI SZ CAP ETF | 464286749 | $200 | 6,395 | 0.0% |
| Ishares(EWD) | MSCI SWEDEN ETF | 464286756 | $200 | 5,841 | 0.0% |
| Wabco Hldgs Inc(WBC1EUR) | COM | 92927K102 | $201 | 2,380 | 0.0% |
| Ishares(IWV) | RUSSELL 3000 ETF | 464287689 | $202 | 2,000 | 0.0% |
| Cheesecake Factory Inc(CAKE) | COM | 163072101 | $202 | 4,595 | 0.0% |
| Sanofi(SNY) | SPONSORED ADR | 80105N105 | $202 | 3,988 | 0.0% |
| Waste Mgmt Inc del(WM) | COM | 94106L109 | $202 | 4,904 | 0.0% |
| Energizer Hldgs Inc | COM | 29266R108 | $204 | 2,242 | 0.0% |
| Spdr Series Trust(KBE) | S&P BK ETF | 78464A797 | $204 | 6,783 | 0.0% |
| Ishares(IGOV) | INTL TREA BD ETF | 464288117 | $205 | 2,034 | 0.0% |
| Powershares ETF Trust | DYN PHRMA PORT | 73935X799 | $206 | 4,484 | 0.0% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $209 | 11,714 | 0.0% |
| Carter Inc(CRI) | COM | 146229109 | $211 | 2,777 | 0.0% |
| Regeneron Pharmaceuticals(REGN) | COM | 75886F107 | $211 | 675 | 0.0% |
| General Dynamics Corp(GD) | COM | 369550108 | $212 | 2,417 | 0.0% |
| TAL Intl Group Inc | COM | 874083108 | $212 | 4,539 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $212 | 13,703 | 0.0% |
| Ishares(EWG) | MSCI GERMANY ETF | 464286806 | $216 | 7,768 | 0.0% |
| Praxair Inc | COM | 74005P104 | $217 | 1,809 | 0.0% |
| Alcoa Inc | COM | 13817101 | $218 | 26,814 | 0.0% |
| PPL Corp(PPL) | COM | 69351T106 | $218 | 7,162 | 0.0% |
| Marsh & Mclennan COS Inc(MRSH) | COM | 571748102 | $220 | 5,050 | 0.0% |
| Interdigital Inc(IDCC) | COM | 45867G101 | $220 | 5,900 | 0.0% |
| Kindred Healthcare Inc | COM | 494580103 | $220 | 16,401 | 0.0% |
| Siemens A G(SIEB) | SPONSORED ADR | 826197501 | $221 | 1,838 | 0.0% |