Q3 2014 Holdings
Filed 2014-10-27 | 675 holdings | $114.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Northern Dynasty Minerals LTD COM(NAK) | COM NEW | 66510M204 | $14 | 25,000 | 0.0% |
| Paramount Gold & Silver | COM | 69924P102 | $23 | 25,850 | 0.0% |
| Rite AID Corp | COM | 767754104 | $53 | 11,000 | 0.0% |
| Bank America Corp WTS | *W EXP 01/16/2019 | 060505146 | $93 | 12,400 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $98 | 11,203 | 0.0% |
| Eaton Vance TAX *(XEXGX) | COM | 27829F108 | $100 | 10,000 | 0.0% |
| Nuveen Quality Preferred | COM | 67072C105 | $110 | 12,606 | 0.0% |
| Evolution Petroleum Corp(EPM) | COM | 30049A107 | $139 | 15,110 | 0.0% |
| Frontier Communications | COM | 35906A108 | $142 | 21,738 | 0.0% |
| Crawford & Co CL A(CRD/A) | CL A | 224633206 | $155 | 20,000 | 0.0% |
| Ares Capital Corp(ARCC) | COM | 04010L103 | $176 | 10,876 | 0.0% |
| Pennantpark Investment(PNNT) | COM | 708062104 | $185 | 16,987 | 0.0% |
| Windstream Holdings Inc | COM | 97382A101 | $189 | 17,542 | 0.0% |
| Ishares S&P Small Cap(IJT) | SP SMCP600GR ETF | 464287887 | $201 | 1,790 | 0.0% |
| FS Invt Corp COM(FSICUSD) | COM | 302635107 | $201 | 18,692 | 0.0% |
| Nisource Inc(NI) | COM | 65473P105 | $202 | 4,935 | 0.0% |
| Rockwood Holdings Inc | COM | 774415103 | $203 | 2,652 | 0.0% |
| Foster Wheeler AG | COM | H27178104 | $203 | 6,427 | 0.0% |
| DOW 30 Premium & * | COM | 260582101 | $203 | 13,000 | 0.0% |
| First Trust Multi Cap(FAD) | COM SHS | 33733F101 | $205 | 4,511 | 0.0% |
| Sears Holdings Corp | COM | 812350106 | $205 | 8,107 | 0.0% |
| Ishares Intl Treasury(IGOV) | INTL TREA BD ETF | 464288117 | $205 | 2,064 | 0.0% |
| Owens Corning Inc New(OC) | COM | 690742101 | $207 | 6,506 | 0.0% |
| Boston Properties Inc *(BXP) | COM | 101121101 | $208 | 1,793 | 0.0% |
| Powershares DB | UNIT BEN INT | 73935S105 | $209 | 9,000 | 0.0% |
| Plains All American(PAA) | UNIT LTD PARTN | 726503105 | $210 | 3,566 | 0.0% |
| Waste Management Inc del(WM) | COM | 94106L109 | $210 | 4,408 | 0.0% |
| Commerce Bancshares Inc(CBSH) | COM | 200525103 | $212 | 4,758 | 0.0% |
| Sector Industrial(XLI) | SBI INT-INDS | 81369Y704 | $213 | 4,016 | 0.0% |
| Telefonica S A(TELFY) | SPONSORED ADR | 879382208 | $214 | 13,936 | 0.0% |
| Ishares Iboxx $(HYG) | IBOXX HI YD ETF | 464288513 | $215 | 2,339 | 0.0% |
| Waddell & Reed Financial(WDR) | CL A | 930059100 | $215 | 4,169 | 0.0% |
| Electro Scientific Inds | COM | 285229100 | $215 | 31,683 | 0.0% |
| Sempra Energy(SRE) | COM | 816851109 | $215 | 2,042 | 0.0% |
| Republic Services Inc(RSG) | COM | 760759100 | $218 | 5,589 | 0.0% |
| Weyerhaeuser Company(WY) | COM | 962166104 | $219 | 6,871 | 0.0% |
| Ishares S&P 500(IVE) | S&P 500 VAL ETF | 464287408 | $219 | 2,431 | 0.0% |
| Claymore Guggenheim | GUGG SPINOFF ETF | 18383M605 | $219 | 4,859 | 0.0% |
| First Trust ISE Water(FIW) | COM | 33733B100 | $219 | 6,882 | 0.0% |
| Magellan Midstream(WEP) | COM UNIT RP LP | 559080106 | $219 | 2,600 | 0.0% |
| JPMorgan Chase & Co(AMJEUR) | ALERIAN ML ETN | 46625H365 | $221 | 4,169 | 0.0% |
| Scripps Networks | CL A COM | 811065101 | $222 | 2,841 | 0.0% |
| Nuveen Municipal Oppty | COM | 670984103 | $224 | 15,730 | 0.0% |
| Powershares Water | WATER RESOURCE | 73935X575 | $224 | 9,090 | 0.0% |
| Rogers Communications(RCI) | CL B | 775109200 | $228 | 6,088 | 0.0% |
| Schwab U S Small Cap ETF(SCHA) | US SML CAP ETF | 808524607 | $228 | 4,437 | 0.0% |
| Lincoln National Corp(LNC) | COM | 534187109 | $229 | 4,280 | 0.0% |
| Advisorshares Madrona | MADRONA DOMESTIC | 00768Y859 | $230 | 5,579 | 0.0% |
| Donnelley R R & Sons | COM | 257867101 | $231 | 14,020 | 0.0% |
| Alcoa Inc | COM | 013817101 | $231 | 14,378 | 0.0% |