Q3 2015 Holdings
Filed 2015-11-09 | 24486 holdings | $6.8B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-02-08) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aimmune Therapeutics Inc(AIMT) | COM | 00900T107 | $8 | 300 | 0.0% |
| Indexiq ETF TR | AUST SM CP ETF | 45409B826 | $8 | 599 | 0.0% |
| Southern First Bancshares in(SFST) | COM | 842873101 | $8 | 370 | 0.0% |
| Identiv Inc(INVE) | COM NEW | 45170X205 | $8 | 2,432 | 0.0% |
| Banro Corp | COM | 066800103 | $8 | 58,255 | 0.0% |
| Absolute SHS TR(WBIG) | WBI LGCP TC YL | 00400R700 | $8 | 383 | 0.0% |
| EGA Emerging Global SHS TR | EGS BRAZ INF ETF | 268461829 | $8 | 1,400 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $8 | 2,500 | 0.0% |
| Nanometrics Inc | COM | 630077105 | $8 | 705 | 0.0% |
| Semiconductor MFG Intl Corp | SPONSORED ADR | 81663N206 | $9 | 1,995 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $9 | 43,863 | 0.0% |
| First Bancshares Inc MS(FBMSUSD) | COM | 318916103 | $9 | 492 | 0.0% |
| Ascendis Pharma A S(ASND) | SPONSORED ADR | 04351P101 | $9 | 519 | 0.0% |
| First TR Exchange Traded FD | RBA QUALIN ETF | 33738R803 | $9 | 448 | 0.0% |
| Arvinmeritor Inc | FRNT 4.000% 2/1 | 043353AH4 | $9 | $9,000 | 0.0% |
| Sears CDA Inc(SRSCQ) | COM | 81234D109 | $9 | 1,345 | 0.0% |
| Baldwin & Lyons Inc | CL A | 057755100 | $9 | 375 | 0.0% |
| Streamline Health Solutions | COM | 86323X106 | $9 | 4,000 | 0.0% |
| UCP Inc | CL A | 90265Y106 | $9 | 1,292 | 0.0% |
| Sussex Bancorp | COM | 869245100 | $9 | 700 | 0.0% |
| Harvard Apparatus Regener TE | COM | 41690A106 | $9 | 10,637 | 0.0% |
| Global X FDS | GLOBL X JR MLP | 37950E325 | $9 | 1,045 | 0.0% |
| Data I O Corp(DAIO) | COM | 237690102 | $9 | 3,801 | 0.0% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $9 | $8,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $9 | $9,000 | 0.0% |
| Top Image Systems LTD | ORD | M87896102 | $9 | 2,600 | 0.0% |
| Proshares TR(XPP) | ULT FTSE CHIN 50 | 74347X880 | $9 | 189 | 0.0% |
| Absolute SHS TR | WBI SMID TACYL | 00400R304 | $9 | 385 | 0.0% |
| Tesco Corp | COM | 88157K101 | $9 | 1,147 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $9 | $11,000 | 0.0% |
| Kamada LTD(KMDA) | SHS | M6240T109 | $9 | 2,700 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $9 | 3,630 | 0.0% |
| Clean Diesel Technologies in | COM PAR $.01 | 18449C401 | $9 | 6,139 | 0.0% |
| Liberty TAX Inc | CL A | 53128T102 | $9 | 373 | 0.0% |
| Hudson Technologies Inc(HDSN) | COM | 444144109 | $9 | 3,000 | 0.0% |
| Minerva Neurosciences Inc(NERVGBP) | COM | 603380106 | $9 | 1,629 | 0.0% |
| Cesca Therapeutics Inc | COM | 157131103 | $9 | 17,425 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $10 | $9,000 | 0.0% |
| Citizens First Corp | COM | 17462Q107 | $10 | 803 | 0.0% |
| Capital One Finl Corp | *W EXP 11/14/201 | 14040H139 | $10 | 316 | 0.0% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $10 | $11,000 | 0.0% |
| Koss Corp(KOSS) | COM | 500692108 | $10 | 4,770 | 0.0% |
| RCS Cap Corp | COM CL A | 74937W102 | $10 | 12,584 | 0.0% |
| Renaissance Cap Greenwich FD(IPO) | IPO ETF | 759937204 | $10 | 500 | 0.0% |
| Barclays BK PLC(DJP) | DJUBS CMDT ETN36 | 06738C778 | $10 | 390 | 0.0% |
| Ibio Inc | COM | 451033104 | $10 | 14,783 | 0.0% |
| S&W Seed Co | COM | 785135104 | $10 | 2,200 | 0.0% |
| Wmih Corp | COM | 92936P100 | $10 | 3,861 | 0.0% |
| Fuel Tech Inc(FTEK) | COM | 359523107 | $10 | 5,280 | 0.0% |
| Maui LD & Pineapple Inc(MLP) | COM | 577345101 | $10 | 1,900 | 0.0% |