Q1 2016 Holdings
Filed 2016-05-12 | 26094 holdings | $6.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $2 | 2,000 | 0.0% |
| PNC Finl Svcs Group Inc | *W EXP 12/31/201 | 693475121 | $2 | 87 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $2 | 800 | 0.0% |
| Lombard MED Inc | COM | G55598109 | $2 | 1,891 | 0.0% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $2 | 169 | 0.0% |
| Stemline Therapeutics Inc | COM | 85858C107 | $2 | 524 | 0.0% |
| National Resh Corp | CL B | 637372301 | $2 | 55 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $2 | $2,000 | 0.0% |
| QAD Inc(QADB) | CL B | 74727D207 | $2 | 120 | 0.0% |
| Jaguar Animal Health Inc | COM | 47008L106 | $2 | 1,015 | 0.0% |
| Moduslink Global Solutions I | COM NEW | 60786L206 | $3 | 2,142 | 0.0% |
| Intergroup Corp(INTG) | COM | 458685104 | $3 | 103 | 0.0% |
| OI S.A. | SPN ADR PFD NEW | 670851401 | $3 | 9,137 | 0.0% |
| Neonode Inc | COM NEW | 64051M402 | $3 | 1,500 | 0.0% |
| Broadvision Inc(BVSNEUR) | COM PAR $.001 | 111412706 | $3 | 409 | 0.0% |
| Carbylan Therapeutics Inc | COM | 141384107 | $3 | 5,786 | 0.0% |
| Hudbay Minerals Inc | *W EXP 07/20/201 | 443628136 | $3 | 13,712 | 0.0% |
| Market Vectors ETF TR | INDONESA S CAP | 57060U167 | $3 | 317 | 0.0% |
| Capital One Finl Corp | *W EXP 11/14/201 | 14040H139 | $3 | 100 | 0.0% |
| Erickson Inc | COM | 29482P100 | $3 | 2,061 | 0.0% |
| Asia Tigers FD Inc | COM | 04516T105 | $3 | 331 | 0.0% |
| ARI Network Svcs Inc | COM NEW | 001930205 | $3 | 751 | 0.0% |
| Barclays Bank PLC | ETN DJUBSCOTTN38 | 06739H271 | $3 | 75 | 0.0% |
| Credit Suisse Nassau BRH | VS 3XLNGNATGAS | 22542D530 | $3 | 145 | 0.0% |
| Bank Amer Corp | *W EXP 10/28/201 | 060505153 | $3 | 15,900 | 0.0% |
| Catabasis Pharmaceuticals in | COM | 14875P107 | $3 | 500 | 0.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $3 | $3,000 | 0.0% |
| Melrose Bancorp Inc | COM | 585553100 | $3 | 204 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $3 | 25,000 | 0.0% |
| Corvus Pharmaceuticals Inc(CRVS) | COM | 221015100 | $3 | 219 | 0.0% |
| GTX Inc del | COM | 40052B108 | $3 | 5,399 | 0.0% |
| Erba Diagnostics | COM | 29490B101 | $3 | 3,125 | 0.0% |
| Global X FDS | CHINA INDL ETF | 37950E705 | $3 | 269 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $3 | $27,000 | 0.0% |
| Exfo Inc(EXFEUR) | SUB VTG SHS | 302046107 | $3 | 733 | 0.0% |
| Spdr Index SHS FDS(QEMM) | EM QUAL MIX | 78463X426 | $3 | 63 | 0.0% |
| Professional Diversity NET I | COM | 74312Y103 | $3 | 7,282 | 0.0% |
| Pacific Booker Minerals Inc(PBMLF) | COM | 69403R108 | $3 | 3,000 | 0.0% |
| VBI Vaccines Inc | COM | 91790E102 | $3 | 1,427 | 0.0% |
| WSI Inds Inc | COM | 92932Q102 | $3 | 1,005 | 0.0% |
| Proofpoint Inc | NOTE 1.250%12/1 | 743424AB9 | $3 | $2,000 | 0.0% |
| China Cust Relations Cntr in | COM | G2118P102 | $3 | 332 | 0.0% |
| Vericel Corp(VCEL) | COM | 92346J108 | $3 | 582 | 0.0% |
| Oculus Innovative Sciences I | COM NEW | 67575P207 | $3 | 2,710 | 0.0% |
| Synta Pharmaceuticals Corp | COM | 87162T206 | $3 | 11,573 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $3 | 30,464 | 0.0% |
| S&W Seed Co | COM | 785135104 | $3 | 700 | 0.0% |
| Acura Pharmaceuticals Inc(ACUR) | COM PAR $0.01 | 00509L802 | $4 | 1,523 | 0.0% |
| Village BK & TR Financial Co | COM NEW | 92705T200 | $4 | 190 | 0.0% |
| Proshares TR(UYM) | PSHS ULT BASMATL | 74347R776 | $4 | 101 | 0.0% |