Q3 2016 Holdings
Filed 2016-11-10 | 24966 holdings | $8.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Harvest Natural Resources in | COM | 41754V103 | $1 | 1,885 | 0.0% |
| Ultrapetrol Bahamas LTD | COM | P94398107 | $1 | 4,272 | 0.0% |
| Patriot Natl Bancorp Inc(PNBK) | COM NEW | 70336F203 | $1 | 50 | 0.0% |
| Egain Corp(EGAN) | COM NEW | 28225C806 | $1 | 400 | 0.0% |
| Comstock MNG Inc | COM | 205750102 | $1 | 4,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $1 | $1,000 | 0.0% |
| Hudson Technologies Inc(HDSN) | COM | 444144109 | $1 | 200 | 0.0% |
| Strata Skin Sciences Inc | COM | 86272A107 | $1 | 1,240 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $1 | 25,000 | 0.0% |
| Flexible Solutions Intl Inc(FSI) | COM | 33938T104 | $1 | 290 | 0.0% |
| Immunocellular Therapeutics | COM | 452536105 | $1 | 15,400 | 0.0% |
| Elephant Talk Comm Corp | COM NEW | 286202205 | $1 | 4,508 | 0.0% |
| China Zenix Auto Intl LTD | ADS | 16951E104 | $1 | 1,165 | 0.0% |
| Glen Burnie Bancorp(GLBZ) | COM | 377407101 | $1 | 67 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $1 | 1,360 | 0.0% |
| Lindblad Expeditions Hldgs I | *W EXP 07/08/202 | 535219117 | $1 | 264 | 0.0% |
| China Auto Logistics Inc(CALIQ) | COM NEW | 16936J202 | $1 | 350 | 0.0% |
| Bioblast Pharma LTD | SHS | M20156101 | $1 | 500 | 0.0% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $1 | $1,000 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461133 | $1 | 299 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461141 | $1 | 327 | 0.0% |
| China New Borun Corp | ADR | 16890T105 | $1 | 500 | 0.0% |
| Auris MED Hldg AG | COM | H03579101 | $1 | 412 | 0.0% |
| Five Star Quality Care Inc | COM | 33832D106 | $1 | 495 | 0.0% |
| LGL Group Inc(LGL) | COM | 50186A108 | $1 | 200 | 0.0% |
| Origin Agritech Limited | SHS | G67828106 | $1 | 389 | 0.0% |
| Ignite Restaurant Group Inc | COM | 451730105 | $1 | 2,353 | 0.0% |
| Aethlon MED Inc | COM NEW | 00808Y208 | $1 | 200 | 0.0% |
| Vical Inc | COM NEW | 925602203 | $1 | 587 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $1 | 2,000 | 0.0% |
| DS Healthcare Group Inc | COM | 23336Q109 | $1 | 1,839 | 0.0% |
| Dynegy Inc New del | *W EXP 10/02/201 | 26817R116 | $1 | 4,583 | 0.0% |
| Barclays Bank PLC | IPATH AS GLF CUR | 06739H420 | $1 | 20 | 0.0% |
| Efuture Holding Inc | SHS | G29438101 | $1 | 100 | 0.0% |
| Double Eagle Acquisition COR | COM | G28195124 | $1 | 79 | 0.0% |
| Houston Amern Energy Corp | COM | 44183U100 | $1 | 7,000 | 0.0% |
| Barclays Bank PLC(JJETF) | ETN DJUBS ENRG37 | 06739H750 | $1 | 250 | 0.0% |
| Viking Therapeutics Inc(VKTX) | COM | 92686J106 | $1 | 612 | 0.0% |
| Casi Pharmaceuticals Inc(CASIEUR) | COM | 14757U109 | $1 | 1,041 | 0.0% |
| Adcare Health Systems Inc | COM NEW | 00650W300 | $1 | 280 | 0.0% |
| Violin Memory Inc | COM NEW | 92763A309 | $1 | 1,805 | 0.0% |
| Peoples Bancorp N C Inc(PEBK) | COM | 710577107 | $1 | 50 | 0.0% |
| Carbylan Therapeutics Inc | COM | 141384107 | $1 | 2,813 | 0.0% |
| Intevac Inc | COM | 461148108 | $1 | 100 | 0.0% |
| Credit Suisse Nassau BRH | VS 3XLNGNATGAS | 22542D530 | $1 | 100 | 0.0% |
| Capitol Acquisition Corp III | COM | 14055M106 | $1 | 60 | 0.0% |
| Bellerophon Therapeutics Inc(BLPHEUR) | COM | 078771102 | $1 | 500 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $1 | 500 | 0.0% |
| Kelso Technologies Inc(KIQSF) | COM NEW | 48826D201 | $1 | 1,000 | 0.0% |
| Biotime Inc | *W EXP 10/01/201 | 09066L162 | $1 | 804 | 0.0% |