Q3 2016 Holdings
Filed 2016-11-10 | 24966 holdings | $8.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cleveland Biolabs Inc(CBLIEUR) | COM NEW | 185860202 | $2 | 1,250 | 0.0% |
| Arts WAY MFG Inc(ARTW) | COM | 043168103 | $2 | 600 | 0.0% |
| Akari Therapeutics PLC | SPONSORED ADR | 00972G108 | $2 | 229 | 0.0% |
| Harvest Cap CR Corp(HCAP) | COM | 41753F109 | $2 | 203 | 0.0% |
| Alimera Sciences Inc | COM | 016259103 | $2 | 1,200 | 0.0% |
| Summit Therapeutics PLC | SPONS ADS | 86627R102 | $2 | 250 | 0.0% |
| Coastway Bancorp Inc | COM | 190632109 | $2 | 121 | 0.0% |
| Global X FDS | BRAZIL MID CAP | 37950E788 | $2 | 200 | 0.0% |
| Caredx Inc(CDNA) | COM | 14167L103 | $2 | 700 | 0.0% |
| Cesca Therapeutics Inc | COM NEW | 157131202 | $2 | 583 | 0.0% |
| Stone Energy Corp | NOTE 1.750% 3/0 | 861642AN6 | $2 | $3,000 | 0.0% |
| Lombard MED Inc | COM | G55598109 | $2 | 1,863 | 0.0% |
| Golden Enterprises Inc | COM | 381010107 | $2 | 167 | 0.0% |
| Providence & Worcester RR Co | COM | 743737108 | $2 | 79 | 0.0% |
| Acura Pharmaceuticals Inc(ACUR) | COM PAR | 00509L802 | $2 | 1,040 | 0.0% |
| XTL Biopharmaceuticals LTD | SPONSORED ADR NE | 98386D208 | $2 | 2,600 | 0.0% |
| Lightinthebox Hldg Co LTD | SPONSORED ADR | 53225G102 | $2 | 869 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $2 | 2,000 | 0.0% |
| Marinus Pharmaceuticals Inc | COM | 56854Q101 | $2 | 1,100 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | COM | 686275108 | $2 | 1,300 | 0.0% |
| Hudbay Minerals Inc | *W EXP 07/20/201 | 443628136 | $2 | 13,712 | 0.0% |
| Opexa Therapeutics Inc | COM PAR $0.01 | 68372T301 | $2 | 519 | 0.0% |
| PNC Finl Svcs Group Inc | *W EXP 12/31/201 | 693475121 | $2 | 87 | 0.0% |
| Magnegas Corp | COM NEW | 55939L202 | $3 | 5,000 | 0.0% |
| CVD Equipment Corp(CVV) | COM | 126601103 | $3 | 329 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $3 | 5,250 | 0.0% |
| Hudson Global Inc | COM | 443787106 | $3 | 2,085 | 0.0% |
| Oncogenex Pharmaceuticals in | COM | 68230A106 | $3 | 5,250 | 0.0% |
| Ocera Therapeutics Inc | COM | 67552A108 | $3 | 1,317 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $3 | 2,871 | 0.0% |
| Madrigal Pharmaceuticals Inc(MDGL) | COM | 558868105 | $3 | 250 | 0.0% |
| Schwab Strategic TR(FNDC) | SCHWB FDT INT SC | 808524748 | $3 | 102 | 0.0% |
| Universal SEC Instrs Inc(UUU) | COM NEW | 913821302 | $3 | 900 | 0.0% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $3 | $1,000 | 0.0% |
| Nabriva Therapeutics AG | SPONSORED ADR | 62957M104 | $3 | 483 | 0.0% |
| CIM Coml TR Corp | COM | 125525105 | $3 | 185 | 0.0% |
| Vaneck Vectors ETF TR | INDONESIA SMALL | 92189F650 | $3 | 317 | 0.0% |
| Netsuite Inc | NOTE 0.250% 6/0 | 64118QAB3 | $3 | $3,000 | 0.0% |
| Poage Bankshares Inc | COM | 730206109 | $3 | 145 | 0.0% |
| Paramount Gold NEV Corp(PZG) | COM | 69924M109 | $3 | 1,262 | 0.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $3 | $1,000 | 0.0% |
| Capital One Finl Corp | *W EXP 11/14/201 | 14040H139 | $3 | 100 | 0.0% |
| Pathfinder Bancorp Inc MD(PBHC) | COM | 70319R109 | $3 | 224 | 0.0% |
| Etfis SER TR I(BBP) | BIOSHS BIOTE | 26923G202 | $3 | 100 | 0.0% |
| Vaneck Vectors ETF TR | GULF STS INDEX E | 92189F858 | $3 | 151 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $3 | 8,450 | 0.0% |
| Seaspine Hldgs Corp(SPNEUSD) | COM | 81255T108 | $3 | 329 | 0.0% |
| Melrose Bancorp Inc | COM | 585553100 | $3 | 200 | 0.0% |
| GTX Inc del | COM | 40052B108 | $3 | 2,548 | 0.0% |
| Asia Tigers FD Inc | COM | 04516T105 | $3 | 334 | 0.0% |