Q3 2016 Holdings
Filed 2016-11-10 | 24966 holdings | $8.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Swedish Expt CR Corp | RG ENRGY ETN22 | 870297306 | $3 | 1,000 | 0.0% |
| First GTY Bancshares Inc(FGBI) | COM | 32043P106 | $3 | 200 | 0.0% |
| Seaspine Hldgs Corp(SPNEUSD) | COM | 81255T108 | $3 | 329 | 0.0% |
| Asterias Biotherapeutics Inc | *W EXP 02/15/201 | 04624N115 | $3 | 5,675 | 0.0% |
| Universal SEC Instrs Inc(UUU) | COM NEW | 913821302 | $3 | 900 | 0.0% |
| Poage Bankshares Inc | COM | 730206109 | $3 | 145 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $3 | 2,871 | 0.0% |
| Paramount Gold NEV Corp(PZG) | COM | 69924M109 | $3 | 1,262 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $3 | 8,450 | 0.0% |
| Schwab Strategic TR(FNDC) | SCHWB FDT INT SC | 808524748 | $3 | 102 | 0.0% |
| Capital One Finl Corp | *W EXP 11/14/201 | 14040H139 | $3 | 100 | 0.0% |
| Pathfinder Bancorp Inc MD(PBHC) | COM | 70319R109 | $3 | 224 | 0.0% |
| Melrose Bancorp Inc | COM | 585553100 | $3 | 200 | 0.0% |
| Asia Tigers FD Inc | COM | 04516T105 | $3 | 334 | 0.0% |
| Nabriva Therapeutics AG | SPONSORED ADR | 62957M104 | $3 | 483 | 0.0% |
| Etfis SER TR I(BBP) | BIOSHS BIOTE | 26923G202 | $3 | 100 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $3 | 5,250 | 0.0% |
| CIM Coml TR Corp | COM | 125525105 | $3 | 185 | 0.0% |
| UBS AG Jersey BRH | LONG PLATN ETN18 | 902641786 | $4 | 352 | 0.0% |
| Bank Amer Corp | *W EXP 10/28/201 | 060505153 | $4 | 39,430 | 0.0% |
| Spdr Series Trust(VLU) | SPDR S&P1500VL | 78464A128 | $4 | 50 | 0.0% |
| Steadymed LTD | SHS | M84920103 | $4 | 1,000 | 0.0% |
| PHI Inc | COM VTG | 69336T106 | $4 | 200 | 0.0% |
| Schwab Strategic TR(FNDB) | SCHWAB FDT US BM | 808524789 | $4 | 128 | 0.0% |
| Paragon Coml Corp | COM NEW | 69911U403 | $4 | 121 | 0.0% |
| Opgen Inc | COM | 68373L109 | $4 | 2,328 | 0.0% |
| Moleculin Biotech Inc | COM | 60855D101 | $4 | 700 | 0.0% |
| Mesoblast LTD | SPONS ADR | 590717104 | $4 | 1,000 | 0.0% |
| Capstar Finl Hldgs Inc(CSTRUSD) | COM | 14070T102 | $4 | 208 | 0.0% |
| Maxpoint Interactive Inc | COM NEW | 57777M201 | $4 | 400 | 0.0% |
| Atlantic Coast Finl Corp | COM | 048426100 | $4 | 596 | 0.0% |
| Dynegy Inc New del | PFD CONV SER A | 26817R207 | $4 | 80 | 0.0% |
| Deutsche BK AG London BRH(SZOXF) | DB CRUD OIL SHR | 25154K874 | $4 | 50 | 0.0% |
| Village BK & TR Financial Co | COM NEW | 92705T200 | $4 | 188 | 0.0% |
| MEI Pharma Inc | COM NEW | 55279B202 | $4 | 2,024 | 0.0% |
| Real Goods Solar Inc | CL A NEW | 75601N302 | $4 | 1,000 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $4 | $3,000 | 0.0% |
| Emmis Communications Corp(EMMS) | COM NEW CL A | 291525400 | $4 | 910 | 0.0% |
| Proshares TR(UBR) | ULTRA MSCI BRAZI | 74347B490 | $4 | 67 | 0.0% |
| Proshares TR | SHT MSCI NEW | 74347X575 | $4 | 267 | 0.0% |
| Fxcm Inc | CL A NEW | 302693205 | $4 | 548 | 0.0% |
| China Green Agriculture Inc | COM | 16943W105 | $4 | 2,625 | 0.0% |
| China Online ED Group | SPONSORED ADR | 16954L105 | $4 | 168 | 0.0% |
| Gulfmark Offshore Inc | CL A NEW | 402629208 | $4 | 2,199 | 0.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $4 | $4,000 | 0.0% |
| Exelon Corp | UNIT 99/99/9999 | 30161N127 | $4 | 80 | 0.0% |
| Contrafect Corp(CFRXEUR) | COM | 212326102 | $4 | 1,550 | 0.0% |
| Protagonist Therapeutics Inc(PTGX) | COM | 74366E102 | $4 | 200 | 0.0% |
| Oncobiologics Inc | *W EXP 02/18/201 | 68235M113 | $4 | 8,950 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $4 | $4,000 | 0.0% |