Q3 2016 Holdings
Filed 2016-11-10 | 24966 holdings | $8.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Opgen Inc | COM | 68373L109 | $4 | 2,328 | 0.0% |
| Torchlight Energy RES Inc | COM | 89102U103 | $4 | 3,918 | 0.0% |
| Proshares TR(UYM) | PSHS ULT BASMATL | 74347R776 | $4 | 100 | 0.0% |
| Proshares TR | SHT MSCI NEW | 74347X575 | $4 | 267 | 0.0% |
| Emmis Communications Corp(EMMS) | COM NEW CL A | 291525400 | $4 | 910 | 0.0% |
| Mesoblast LTD | SPONS ADR | 590717104 | $4 | 1,000 | 0.0% |
| Maxpoint Interactive Inc | COM NEW | 57777M201 | $4 | 400 | 0.0% |
| Paragon Coml Corp | COM NEW | 69911U403 | $4 | 121 | 0.0% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $5 | $5,000 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $5 | 6,100 | 0.0% |
| Tearlab Corp | COM | 878193101 | $5 | 7,600 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $5 | 14,692 | 0.0% |
| Davidstea Inc(DTEAF) | COM | 238661102 | $5 | 400 | 0.0% |
| Proshares TR | SHT FTSE CHIN 50 | 74347X658 | $5 | 200 | 0.0% |
| Neptune Technologies Bioreso | COM | 64077P108 | $5 | 4,611 | 0.0% |
| Diana Containerships Inc | SHS NEW | Y2069P127 | $5 | 1,380 | 0.0% |
| Renesola LTD | SPONS ADS | 75971T103 | $5 | 5,253 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $5 | $2,000 | 0.0% |
| Castle A M & Co | COM | 148411101 | $5 | 6,324 | 0.0% |
| Recro Pharma Inc | COM | 75629F109 | $5 | 605 | 0.0% |
| Barclays Bank PLC | ETN DJUBS NAT37 | 06739H644 | $5 | 10,000 | 0.0% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $5 | 50 | 0.0% |
| Special Opportunities FD Inc | PFD CONV SE B | 84741T302 | $5 | 212 | 0.0% |
| Beasley Broadcast Group Inc(BBGIEUR) | CL A | 074014101 | $5 | 800 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $5 | $5,000 | 0.0% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $5 | $2,000 | 0.0% |
| Banco Bradesco S A(BBDO) | SPONSORED ADR | 059460402 | $5 | 500 | 0.0% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $5 | $4,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $5 | $43,000 | 0.0% |
| Xoma Corp del | COM | 98419J107 | $5 | 9,673 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $5 | $4,000 | 0.0% |
| Gores Hldgs Inc | *W EXP 08/13/202 | 382866119 | $5 | 4,000 | 0.0% |
| Vanguard MUN BD FD Inc(VTEB) | TAX EXEMPT BD | 922907746 | $5 | 87 | 0.0% |
| Ultralife Corp(ULBI) | COM | 903899102 | $5 | 1,243 | 0.0% |
| Alere Inc | PERP PFD CONV SE | 01449J204 | $5 | 15 | 0.0% |
| Vaneck Vectors ETF TR | HIGH INCOME INFR | 92189F569 | $5 | 300 | 0.0% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $5 | $3,000 | 0.0% |
| Eagle Cap Growth FD Inc | COM | 269451100 | $5 | 625 | 0.0% |
| Gold STD Ventures Corp | COM | 380738104 | $5 | 1,800 | 0.0% |
| Cambria ETF TR(SYLD) | SHSHLD YIELD ETF | 132061201 | $5 | 172 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $5 | $4,000 | 0.0% |
| Tenax Therapeutics Inc | COM | 88032L100 | $5 | 2,188 | 0.0% |
| Sandridge Mississippian TR I | UNIT BEN INT | 80007T101 | $5 | 3,612 | 0.0% |
| U S Energy Corp WYO | COM NEW | 911805208 | $5 | 2,697 | 0.0% |
| Eagle Grwth & Income Oppty F | COM SHS BEN IN | 26958J105 | $5 | 300 | 0.0% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $5 | $5,000 | 0.0% |
| Lightbridge Corp | COM NEW | 53224K203 | $5 | 3,029 | 0.0% |
| Fulgent Genetics Inc(FLGT) | COM | 359664109 | $5 | 500 | 0.0% |
| Spdr SER TR | BARCLAYS 0-5YR | 78468R879 | $5 | 272 | 0.0% |
| S&W Seed Co | COM | 785135104 | $5 | 803 | 0.0% |