Q3 2016 Holdings
Filed 2016-11-10 | 24966 holdings | $8.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pimco ETF TR(LTPZ) | 15+ YR US TIPS | 72201R304 | $7 | 105 | 0.0% |
| Majesco(MJCO) | COM | 56068V102 | $7 | 1,563 | 0.0% |
| Sina Corp | NOTE 1.000%12/0 | 82922RAD5 | $8 | $8,000 | 0.0% |
| Gridsum Hldg Inc | ADR REPSG CL B | 398132100 | $8 | 500 | 0.0% |
| Usmd Hldgs Inc | COM | 903313104 | $8 | 352 | 0.0% |
| Indexiq ETF TR | GLB CRUDE OIL | 45409B842 | $8 | 670 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $8 | $16,000 | 0.0% |
| UBS AG London BRH | EN LG CP GRWTH | 902677780 | $8 | 55 | 0.0% |
| Sophiris BIO Inc | COM NEW | 83578Q209 | $8 | 2,700 | 0.0% |
| Icad Inc(ICADUSD) | COM NEW | 44934S206 | $8 | 1,500 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $8 | $9,000 | 0.0% |
| Power REIT(PW) | COM | 73933H101 | $8 | 930 | 0.0% |
| Pimco ETF TR | GB ADV INF BD AC | 72201R791 | $8 | 176 | 0.0% |
| Unity Bancorp Inc(UNTY) | COM | 913290102 | $8 | 610 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $8 | 7,765 | 0.0% |
| Atyr Pharma Inc(LIFEUSD) | COM | 002120103 | $8 | 2,673 | 0.0% |
| Barclays Bank PLC | ETN DJUBS TIN 38 | 06739H198 | $8 | 215 | 0.0% |
| Foamix Pharmaceuticals LTD | SHS | M46135105 | $8 | 832 | 0.0% |
| Intersections Inc | COM | 460981301 | $8 | 4,089 | 0.0% |
| C D I Corp | COM | 125071100 | $8 | 1,351 | 0.0% |
| Wins FIN Hldgs Inc | ORD SHS | G97223104 | $8 | 258 | 0.0% |
| DNB Finl Corp(DNBF) | COM | 233237106 | $8 | 340 | 0.0% |
| Destination Maternity Corp(DESTUSD) | COM | 25065D100 | $8 | 1,100 | 0.0% |
| Cifc LLC | COM UNIT | 12547R105 | $8 | 792 | 0.0% |
| Ishares TR | MSCI UN KNGDOM | 46435G862 | $8 | 315 | 0.0% |
| Barclays Bank PLC(NIBUSD) | ETN DJUBSCOCO 38 | 06739H313 | $8 | 214 | 0.0% |
| Fidelity(FLTB) | LTD TRM BD ETF | 316188200 | $8 | 164 | 0.0% |
| Ryland Group Inc | NOTE 1.625% 5/1 | 783764AQ6 | $8 | $7,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $8 | 30,626 | 0.0% |
| Scynexis Inc | COM | 811292101 | $8 | 2,000 | 0.0% |
| Royal Bancshares PA Inc | CL A | 780081105 | $9 | 4,000 | 0.0% |
| Spdr Index SHS FDS | LATIN AMER ETF | 78463X707 | $9 | 189 | 0.0% |
| Highway Hldgs LTD | ORD | G4481U106 | $9 | 2,075 | 0.0% |
| QLT Inc | COM | 746927102 | $9 | 4,398 | 0.0% |
| Widepoint Corp | COM | 967590100 | $9 | 21,860 | 0.0% |
| Westell Technologies Inc | CL A | 957541105 | $9 | 18,397 | 0.0% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $9 | $7,000 | 0.0% |
| Acme UTD Corp(ACU) | COM | 004816104 | $9 | 437 | 0.0% |
| Direxion SHS ETF TR | DL RUSS BEAR 3X | 25490K786 | $9 | 922 | 0.0% |
| Diversified Rstrnt Hldgs Inc | COM | 25532M105 | $9 | 7,517 | 0.0% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $9 | $9,000 | 0.0% |
| Oncobiologics Inc | *W EXP 05/18/201 | 68235M121 | $9 | 8,950 | 0.0% |
| Partner Communications Co LT | ADR | 70211M109 | $9 | 2,000 | 0.0% |
| Datawatch Corp | COM NEW | 237917208 | $9 | 1,232 | 0.0% |
| First TR ISE Global Engr & C(RBLD) | COM | 33736M103 | $9 | 186 | 0.0% |
| Barclays BK PLC | IPATH EMERG ETN | 06740P874 | $9 | 135 | 0.0% |
| Alliqua Biomedical Inc | COM NEW | 019621200 | $9 | 11,918 | 0.0% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $9 | 75 | 0.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $9 | $9,000 | 0.0% |
| Deutsche BK AG LDN BRH | DB AGRIC DBL SHT | 25154H566 | $9 | 400 | 0.0% |