Q4 2016 Holdings
Filed 2017-02-13 | 24088 holdings | $8.4B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $14 | 247 | 0.0% |
| Invuity Inc | COM NEW | 46187J205 | $14 | 2,488 | 0.0% |
| Clean Diesel Technologies in | COM PAR NEW | 18449C500 | $14 | 6,500 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $14 | 6,753 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $14 | 2,050 | 0.0% |
| Iteris Inc(ITIEUR) | COM | 46564T107 | $14 | 3,722 | 0.0% |
| Limbach Hldgs Inc(LMB) | COM | 53263P105 | $14 | 1,000 | 0.0% |
| Incyte Corp | NOTE 0.375%11/1 | 45337CAM4 | $14 | $7,000 | 0.0% |
| China XD Plastics Co LTD(CXDC) | COM | 16948F107 | $14 | 3,600 | 0.0% |
| Sunesis Pharmaceuticals Inc | COM PAR | 867328700 | $14 | 3,926 | 0.0% |
| Emmis Communications Corp(EMMS) | COM NEW CL A | 291525400 | $14 | 4,085 | 0.0% |
| Advanced Emissions Soluts in(ARQ) | COM | 00770C101 | $14 | 1,500 | 0.0% |
| Barclays BK PLC(ATMP) | ETN+ SEL MLP | 06742C723 | $15 | 650 | 0.0% |
| Bristol Myers Squibb Co | DBCV 9/1 | 110122AN8 | $15 | $10,000 | 0.0% |
| Kempharm Inc | COM | 488445107 | $15 | 5,278 | 0.0% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $15 | $15,000 | 0.0% |
| Hopfed Bancorp Inc(HFBC) | COM | 439734104 | $15 | 1,106 | 0.0% |
| Proshares TR | ULTSHT FTSE EURO | 74348A434 | $15 | 300 | 0.0% |
| Star Bulk Carriers Corp(SBLK) | SHS PAR | Y8162K204 | $15 | 2,896 | 0.0% |
| Powershares ETF TR II | EMRG MKTS INFR | 73937B209 | $15 | 485 | 0.0% |
| Sito Mobile LTD(STTO) | COM NEW | 82988R203 | $15 | 4,005 | 0.0% |
| Proshares TR(UBT) | ULTRA 20YR TRE | 74347R172 | $15 | 200 | 0.0% |
| Caladrius Biosciences Inc(NBSEUR) | COM NEW | 128058203 | $15 | 5,333 | 0.0% |
| Citizens First Corp | COM | 17462Q107 | $15 | 838 | 0.0% |
| Credit Suisse Nassau BRH(GLDIGBP) | X LINK GOLD SHS | 22542D480 | $15 | 1,625 | 0.0% |
| Resonant Inc | COM | 76118L102 | $15 | 2,889 | 0.0% |
| Wireless Telecom Group Inc | COM | 976524108 | $15 | 7,853 | 0.0% |
| Trans World Entmt Corp | COM | 89336Q100 | $16 | 5,080 | 0.0% |
| Cerulean Pharma Inc | COM | 15708Q105 | $16 | 24,058 | 0.0% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $16 | $16,000 | 0.0% |
| Data I O Corp(DAIO) | COM | 237690102 | $16 | 3,801 | 0.0% |
| Mast Therapeutics Inc | COM | 576314108 | $16 | 179,900 | 0.0% |
| Proshares TR(USD) | PSHS ULT SEMICDT | 74347R669 | $16 | 120 | 0.0% |
| Fibrocell Science Inc | COM NEW | 315721209 | $16 | 25,281 | 0.0% |
| Rubicon Technology Inc | COM | 78112T107 | $16 | 26,044 | 0.0% |
| Eagle Bulk Shipping Inc | SHS NEW | Y2187A143 | $16 | 2,717 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $16 | $16,000 | 0.0% |
| Indexiq ETF TR | HDG MACTRK ETF | 45409B206 | $16 | 638 | 0.0% |
| Ameriserv Finl Inc(ASRV) | COM | 03074A102 | $16 | 4,303 | 0.0% |
| Indexiq ETF TR | AUST SM CP ETF | 45409B826 | $16 | 1,000 | 0.0% |
| Euro Tech Holdings Co LTD(CLWT) | SHS NEW | G32030127 | $16 | 4,500 | 0.0% |
| Pacific Drilling SA Luxembou | SHS NEW | L7257P114 | $16 | 3,944 | 0.0% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $16 | 400 | 0.0% |
| Taiwan FD Inc(TWN) | COM | 874036106 | $17 | 1,055 | 0.0% |
| Ishares TR | IBNDS MAR23 ETF | 46432FAN7 | $17 | 693 | 0.0% |
| Odyssey Marine Exploration I(OMEX) | COM NEW | 676118201 | $17 | 4,799 | 0.0% |
| Eagle Grwth & Income Oppty F | COM SHS BEN IN | 26958J105 | $17 | 1,022 | 0.0% |
| Cormedix Inc | COM | 21900C100 | $17 | 10,671 | 0.0% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $17 | $10,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $17 | $15,000 | 0.0% |