Q4 2016 Holdings
Filed 2017-02-13 | 24088 holdings | $8.4B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-22) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Earthstone Energy Inc | COM NEW | 27032D205 | $318 | 23,142 | 0.0% |
| Asia PAC FD Inc | COM | 044901106 | $321 | 33,078 | 0.0% |
| Ishares TR(EMIF) | EMGR MKT INF ETF | 464288216 | $321 | 11,470 | 0.0% |
| Zhaopin LTD | SPONSORED ADR | 98954L103 | $322 | 21,335 | 0.0% |
| Nuveen NY Select TAX Free PR(XNXNX) | SH BEN INT | 67063V104 | $322 | 24,348 | 0.0% |
| Neuroderm LTD | ORD SHS | M74231107 | $323 | 14,499 | 0.0% |
| Proshares TR | ULTSHRT QQQ | 74348A426 | $323 | 13,533 | 0.0% |
| Powershares ETF Trust | DYN RETAIL PTF | 73935X617 | $323 | 9,002 | 0.0% |
| Ishares TR(ENOR) | MSCI NORWAY ETF | 46429B499 | $323 | 14,851 | 0.0% |
| Rydex ETF Trust | GUGGENHEIM SP | 78355W486 | $323 | 12,273 | 0.0% |
| Juniper Pharmaceuticals Inc | COM | 48203L107 | $324 | 57,803 | 0.0% |
| Invesco High Income 2023 TAR | COM | 46135X108 | $325 | 31,738 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $327 | 102,771 | 0.0% |
| Yintech Invt Hldgs LTD | SPONSORED ADR | 98585M108 | $327 | 19,922 | 0.0% |
| Vaneck Vectors ETF TR(AFK) | AFRICA INDEX ETF | 92189F866 | $327 | 16,495 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $328 | 252,093 | 0.0% |
| Mirati Therapeutics Inc(MRTXEUR) | COM | 60468T105 | $329 | 69,101 | 0.0% |
| Goldman Sachs ETF TR(GBIL) | TREASURYACCESS | 381430529 | $329 | 3,293 | 0.0% |
| Ishares(SLVP) | GLB SILV MIN ETF | 464286327 | $332 | 31,762 | 0.0% |
| Realnetworks Inc | COM NEW | 75605L708 | $333 | 68,611 | 0.0% |
| Contravir Pharmaceuticals in | COM | 21234W103 | $333 | 277,679 | 0.0% |
| First NBC BK Hldg Co | COM | 32115D106 | $333 | 45,603 | 0.0% |
| Powershares ETF Trust | ZACKS MC PRTFL | 73935X740 | $333 | 17,793 | 0.0% |
| Townsquare Media Inc(TSQ) | CL A | 892231101 | $333 | 32,029 | 0.0% |
| Ishares(EEMS) | EM MKT SM-CP ETF | 464286475 | $333 | 8,246 | 0.0% |
| Brookfield Business Partners(BBUC) | UNIT LTD LP | G16234109 | $334 | 13,922 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $334 | 31,757 | 0.0% |
| DBX ETF TR | ST KOREA HD FD | 233051812 | $335 | 13,671 | 0.0% |
| NII Hldgs Inc | COM PAR $0.001 | 62913F508 | $335 | 155,833 | 0.0% |
| Rocky MTN Chocolate Factory(RMCF) | COM | 77467X101 | $336 | 33,006 | 0.0% |
| Yume Inc | COM | 98872B104 | $337 | 94,162 | 0.0% |
| Natural Grocers by Vitamin C(NGVC) | COM | 63888U108 | $338 | 28,413 | 0.0% |
| BlackRock NY Muni Inc Qlty T | COM | 09249U105 | $338 | 25,781 | 0.0% |
| Nortel Inversora S A | SPON ADR PFD B | 656567401 | $338 | 12,985 | 0.0% |
| BlackRock Enhanced Govt FD I(XEGFX) | COM | 09255K108 | $339 | 25,694 | 0.0% |
| Synutra Intl Inc | COM | 87164C102 | $339 | 63,443 | 0.0% |
| Pacific Mercantile Bancorp(PMBC) | COM | 694552100 | $339 | 46,568 | 0.0% |
| New York MTG TR Inc | PFD-C CONV | 649604808 | $339 | 14,775 | 0.0% |
| Eaton Vance Mich MUN BD FD | COM | 27828M104 | $342 | 25,517 | 0.0% |
| Flaherty & Crumrine Total RE(FLC) | COM | 338479108 | $342 | 17,228 | 0.0% |
| Asterias Biotherapeutics Inc | COM SER A | 04624N107 | $345 | 75,065 | 0.0% |
| Nuveen PA MUN Value FD | COM | 67074K105 | $346 | 20,293 | 0.0% |
| Stage Stores Inc | COM NEW | 85254C305 | $347 | 79,629 | 0.0% |
| Direxion SHS ETF TR | FTSE CHIN BEAR | 25490K836 | $347 | 20,550 | 0.0% |
| Trovagene Inc | COM NEW | 897238309 | $347 | 165,834 | 0.0% |
| Sequans Communications S A | SPONSORED ADS | 817323108 | $347 | 185,700 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N102 | $348 | 257,550 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $350 | 38,472 | 0.0% |
| Great Panther Silver LTD | COM | 39115V101 | $350 | 210,952 | 0.0% |
| BlackRock Long-Term Muni ADV(BTA) | COM | 09250B103 | $353 | 31,281 | 0.0% |