Q4 2016 Holdings
Filed 2017-02-13 | 24088 holdings | $8.4B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Oncobiologics Inc | *W EXP 02/18/201 | 68235M113 | $2 | 8,950 | 0.0% |
| MEI Pharma Inc | COM NEW | 55279B202 | $2 | 1,195 | 0.0% |
| DHX Media LTD | SHS VAR VTG | 252406608 | $2 | 300 | 0.0% |
| Akari Therapeutics PLC | SPONSORED ADR | 00972G108 | $2 | 229 | 0.0% |
| Stanley Furniture Co Inc | COM NEW | 854305208 | $2 | 1,429 | 0.0% |
| Barclays Bank PLC(JJETF) | ETN DJUBS ENRG37 | 06739H750 | $2 | 250 | 0.0% |
| Oncogenex Pharmaceuticals in | COM | 68230A106 | $2 | 4,250 | 0.0% |
| Maxpoint Interactive Inc | COM NEW | 57777M201 | $2 | 375 | 0.0% |
| Gray Television Inc(GTN/A) | CL A | 389375205 | $2 | 200 | 0.0% |
| Caredx Inc(CDNA) | COM | 14167L103 | $2 | 700 | 0.0% |
| Barclays Bank PLC | ETN DJUBSSOFT 38 | 06739H230 | $2 | 50 | 0.0% |
| Moleculin Biotech Inc | COM | 60855D101 | $2 | 700 | 0.0% |
| Arts WAY MFG Inc(ARTW) | COM | 043168103 | $2 | 600 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $2 | 1,600 | 0.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $2 | $1,000 | 0.0% |
| Proshares TR | SHT MSCI NEW | 74347X575 | $2 | 151 | 0.0% |
| Empire RES Inc del | COM | 29206E100 | $2 | 350 | 0.0% |
| Neptune Technologies Bioreso | COM | 64077P108 | $2 | 2,122 | 0.0% |
| Check Cap LTD(MBAI) | SHS | M2361E112 | $2 | 1,000 | 0.0% |
| Hudson Global Inc | COM | 443787106 | $3 | 2,085 | 0.0% |
| Rave Restaurant Group Inc(RAVE) | COM | 754198109 | $3 | 1,500 | 0.0% |
| Trovagene Inc | *W EXP 12/31/201 | 897238119 | $3 | 8,400 | 0.0% |
| Alphatec Holdings Inc(ATEC) | COM NEW | 02081G201 | $3 | 798 | 0.0% |
| Global X FDS | CHINA INDL ETF | 37950E705 | $3 | 269 | 0.0% |
| Sunworks Inc | COM | 86803X105 | $3 | 1,366 | 0.0% |
| Polar PWR Inc | COM | 73102V105 | $3 | 335 | 0.0% |
| Proshares TR | ULTRAPRO SH NW14 | 74348A418 | $3 | 218 | 0.0% |
| Poage Bankshares Inc | COM | 730206109 | $3 | 145 | 0.0% |
| Alps ETF TR | US EQTHIVOLPT WR | 00162Q734 | $3 | 175 | 0.0% |
| Bioptix Inc | COM | 09074N101 | $3 | 738 | 0.0% |
| Etfis SER TR I(BBP) | BIOSHS BIOTE | 26923G202 | $3 | 100 | 0.0% |
| Wisdomtree TR | MID EAST DIVD | 97717X305 | $3 | 158 | 0.0% |
| Contrafect Corp(CFRXEUR) | COM | 212326102 | $3 | 1,550 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $3 | $2,000 | 0.0% |
| Kingsway Finl Svcs Inc(KFS) | COM NEW | 496904202 | $3 | 400 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $3 | 5,250 | 0.0% |
| Opgen Inc | COM | 68373L109 | $3 | 2,424 | 0.0% |
| American Rlty Invs Inc(ARL) | COM | 029174109 | $3 | 591 | 0.0% |
| Imprimis Pharmaceuticals Inc | COM NEW | 45323A201 | $3 | 1,000 | 0.0% |
| Standard PAC Corp New | NOTE 1.250% 8/0 | 85375CBC4 | $3 | $3,000 | 0.0% |
| Pathfinder Bancorp Inc MD(PBHC) | COM | 70319R109 | $3 | 224 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $3 | 559,083 | 0.0% |
| CIM Coml TR Corp | COM | 125525105 | $3 | 185 | 0.0% |
| Gulfmark Offshore Inc | CL A NEW | 402629208 | $3 | 1,778 | 0.0% |
| Onconova Therapeutics Inc | COM NEW | 68232V306 | $3 | 1,475 | 0.0% |
| Vina Concha Y Toro S A | SPONSORED ADR | 927191106 | $3 | 85 | 0.0% |
| Seaspine Hldgs Corp(SPNEUSD) | COM | 81255T108 | $3 | 329 | 0.0% |
| S&W Seed Co | COM | 785135104 | $3 | 700 | 0.0% |
| U S Energy Corp WYO | COM NEW | 911805208 | $3 | 2,697 | 0.0% |
| Bebe Stores Inc(BDST) | COM NEW | 075571208 | $3 | 648 | 0.0% |