Q4 2016 Holdings
Filed 2017-02-13 | 24088 holdings | $8.4B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Imprimis Pharmaceuticals Inc | COM NEW | 45323A201 | $3 | 1,000 | 0.0% |
| Global X FDS | CHINA INDL ETF | 37950E705 | $3 | 269 | 0.0% |
| Seaspine Hldgs Corp(SPNEUSD) | COM | 81255T108 | $3 | 329 | 0.0% |
| Eagle Cap Growth FD Inc | COM | 269451100 | $3 | 462 | 0.0% |
| Paramount Gold NEV Corp(PZG) | COM | 69924M109 | $3 | 1,787 | 0.0% |
| American Rlty Invs Inc(ARL) | COM | 029174109 | $3 | 591 | 0.0% |
| Rave Restaurant Group Inc(RAVE) | COM | 754198109 | $3 | 1,500 | 0.0% |
| Vina Concha Y Toro S A | SPONSORED ADR | 927191106 | $3 | 85 | 0.0% |
| Poage Bankshares Inc | COM | 730206109 | $3 | 145 | 0.0% |
| CIM Coml TR Corp | COM | 125525105 | $3 | 185 | 0.0% |
| Kingsway Finl Svcs Inc(KFS) | COM NEW | 496904202 | $3 | 400 | 0.0% |
| Cogentix MED Inc | COM | 19243A104 | $4 | 2,000 | 0.0% |
| Ibio Inc | COM | 451033104 | $4 | 10,000 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $4 | 25,000 | 0.0% |
| Middlefield Banc Corp(MBCN) | COM NEW | 596304204 | $4 | 100 | 0.0% |
| Proofpoint Inc | NOTE 1.250%12/1 | 743424AB9 | $4 | $2,000 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $4 | 4,800 | 0.0% |
| National Amern Univ Hldgs in(NAUH) | COM | 63245Q105 | $4 | 1,905 | 0.0% |
| First TR Exchange Traded FD(FTAG) | INDXX GLOBAL AGR | 33734X812 | $4 | 155 | 0.0% |
| Global X FDS | NASDQ CHINA TECH | 37950E804 | $4 | 203 | 0.0% |
| First Cmnty Corp S C(FCCO) | COM | 319835104 | $4 | 200 | 0.0% |
| Lightbridge Corp | COM NEW | 53224K203 | $4 | 3,869 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $4 | $4,000 | 0.0% |
| Nexeo Solutions Inc | UNIT 06/11/2019 | 65342H201 | $4 | 400 | 0.0% |
| Melrose Bancorp Inc | COM | 585553100 | $4 | 200 | 0.0% |
| Cytori Therapeutics Inc | COM NEW | 23283K204 | $4 | 2,425 | 0.0% |
| Xtant MED Hldgs Inc | COM | 98420P100 | $4 | 7,500 | 0.0% |
| Proshares TR(UBR) | ULTRA MSCI BRAZI | 74347B490 | $4 | 67 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $4 | 14,675 | 0.0% |
| Rewalk Robotics LTD | SHS | M8216Q101 | $4 | 1,350 | 0.0% |
| Westell Technologies Inc | CL A | 957541105 | $4 | 6,906 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $4 | 2,518 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $4 | $4,000 | 0.0% |
| PHI Inc | COM VTG | 69336T106 | $4 | 200 | 0.0% |
| Echelon Corp | COM NEW | 27874N303 | $4 | 750 | 0.0% |
| PNC Finl Svcs Group Inc | *W EXP 12/31/201 | 693475121 | $4 | 87 | 0.0% |
| Deutsche BK AG London BRH(SZOXF) | DB CRUD OIL SHR | 25154K874 | $4 | 50 | 0.0% |
| Lightinthebox Hldg Co LTD | SPONSORED ADR | 53225G102 | $4 | 1,390 | 0.0% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $4 | $3,000 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $4 | 2,200 | 0.0% |
| Currencyshares Singapore DLR | SHS | 23130K100 | $4 | 54 | 0.0% |
| Spdr Series Trust(VLU) | SPDR S&P1500VL | 78464A128 | $4 | 50 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $4 | $4,000 | 0.0% |
| Cymabay Therapeutics Inc(CBAYUSD) | COM | 23257D103 | $4 | 2,175 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $5 | $4,000 | 0.0% |
| Windtree Therapeutics Inc | COM | 97382D105 | $5 | 4,030 | 0.0% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $5 | $4,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $5 | $4,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $5 | $43,000 | 0.0% |
| ARK Restaurants Corp(ARKR) | COM | 040712101 | $5 | 240 | 0.0% |