Q4 2016 Holdings
Filed 2017-02-13 | 24088 holdings | $8.4B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| First Savings Finl Group Inc(FSFG) | COM | 33621E109 | $5 | 100 | 0.0% |
| ARK Restaurants Corp(ARKR) | COM | 040712101 | $5 | 240 | 0.0% |
| Madrigal Pharmaceuticals Inc(MDGL) | COM | 558868105 | $5 | 332 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $5 | $3,000 | 0.0% |
| Alere Inc | PERP PFD CONV SE | 01449J204 | $5 | 15 | 0.0% |
| Ocera Therapeutics Inc | COM | 67552A108 | $5 | 2,288 | 0.0% |
| Cascadian Therapeutics Inc | COM NEW | 14740B606 | $5 | 1,226 | 0.0% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $5 | $5,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $5 | $43,000 | 0.0% |
| Windtree Therapeutics Inc | COM | 97382D105 | $5 | 4,030 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $5 | $4,000 | 0.0% |
| Beasley Broadcast Group Inc(BBGIEUR) | CL A | 074014101 | $5 | 800 | 0.0% |
| Gold STD Ventures Corp | COM | 380738104 | $5 | 2,425 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $5 | $5,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $5 | $4,000 | 0.0% |
| Cartesian Inc | COM | 146534102 | $5 | 5,421 | 0.0% |
| New Concept Energy Inc(GBR) | COM | 643611106 | $5 | 2,500 | 0.0% |
| Vaneck Vectors ETF TR | HIGH INCOME INFR | 92189F569 | $5 | 300 | 0.0% |
| Global X FDS | BRAZIL MID CAP | 37950E788 | $5 | 550 | 0.0% |
| Proshares TR | SHT FTSE CHIN 50 | 74347X658 | $5 | 200 | 0.0% |
| Mesoblast LTD | SPONS ADR | 590717104 | $5 | 1,000 | 0.0% |
| Nuvectra Corp | COM | 67075N108 | $5 | 954 | 0.0% |
| Biostage Inc | COM | 09074M103 | $5 | 5,905 | 0.0% |
| Cytosorbents Corp(CTSO) | COM NEW | 23283X206 | $6 | 1,153 | 0.0% |
| Barclays Bank PLC | ETN DJUBS TIN 38 | 06739H198 | $6 | 136 | 0.0% |
| Ultralife Corp(ULBI) | COM | 903899102 | $6 | 1,243 | 0.0% |
| Civista Bancshares Inc | 6.50% PFD SER B | 178867206 | $6 | 100 | 0.0% |
| Barclays BK PLC | RUSS1000 3X LG | 06740P205 | $6 | 30 | 0.0% |
| First Bank Williamstown NJ(FRBA) | COM | 31931U102 | $6 | 500 | 0.0% |
| USA Technologies Inc | CONV PFD SER A | 90328S203 | $6 | 300 | 0.0% |
| Can-Fite Biopharma LTD | SPONSORED ADR | 13471N102 | $6 | 2,600 | 0.0% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $6 | $6,000 | 0.0% |
| Latin Amern Discovery FD Inc | COM | 51828C106 | $6 | 553 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $6 | $6,000 | 0.0% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $6 | 50 | 0.0% |
| Dipexium Pharmaceuticals Inc | COM | 25456J104 | $6 | 4,027 | 0.0% |
| Village BK & TR Financial Co | COM NEW | 92705T200 | $6 | 220 | 0.0% |
| Transcontinental Rlty Invs(TCI) | COM NEW | 893617209 | $6 | 490 | 0.0% |
| Dynegy Inc New del | PFD CONV SER A | 26817R207 | $6 | 200 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $6 | $6,000 | 0.0% |
| Exchange Traded Concepts TR | YLD SHS HGH INC | 301505301 | $6 | 300 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $6 | 3,871 | 0.0% |
| Transact Technologies Inc(TACT) | COM | 892918103 | $6 | 940 | 0.0% |
| Cherokee Inc del New | COM | 16444H102 | $7 | 627 | 0.0% |
| Pimco ETF TR | GB ADV INF BD AC | 72201R791 | $7 | 176 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $7 | $6,000 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $7 | 6,463 | 0.0% |
| Barclays BK PLC | IPTH LIVESTK | 06740P320 | $7 | 175 | 0.0% |
| Global X FDS | GBLX CHIMATL NEW | 37950E242 | $7 | 500 | 0.0% |
| Ideal PWR Inc | COM | 451622104 | $7 | 2,000 | 0.0% |