Q4 2016 Holdings
Filed 2017-02-13 | 24088 holdings | $8.4B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Diana Containerships Inc | SHS NEW | Y2069P127 | $7 | 2,505 | 0.0% |
| Digital Ally Inc(DGLYEUR) | COM NEW | 25382P208 | $7 | 1,686 | 0.0% |
| Vascular Biogenics LTD | COM | M96883109 | $7 | 1,500 | 0.0% |
| Deutsche BK AG London | ELE MORN TTL22 | 25153Q708 | $7 | 284 | 0.0% |
| Macrocure LTD | SHS | M67872107 | $7 | 5,014 | 0.0% |
| Neothetics Inc | COM | 64066G101 | $7 | 6,200 | 0.0% |
| Guangshen RY LTD | SPONSORED ADR | 40065W107 | $7 | 235 | 0.0% |
| Global X FDS | GBLX CHIMATL NEW | 37950E242 | $7 | 500 | 0.0% |
| Amtrust Finl Svcs Inc | NOTE 2.750%12/1 | 032359AG6 | $7 | $8,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $7 | $6,000 | 0.0% |
| Vaneck Vectors ETF TR | EMERGING MKTS AG | 92189F478 | $7 | 350 | 0.0% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $7 | $7,000 | 0.0% |
| Power REIT(PW) | COM | 73933H101 | $7 | 930 | 0.0% |
| Oncobiologics Inc | *W EXP 05/18/201 | 68235M121 | $7 | 8,950 | 0.0% |
| Moog Inc(MOG/B) | CL B | 615394301 | $7 | 100 | 0.0% |
| Sonoma Pharmaceuticals Inc | COM | 83558L105 | $7 | 1,445 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $8 | $8,000 | 0.0% |
| Oasis Pete Inc New | NOTE 2.625% 9/1 | 674215AJ7 | $8 | $6,000 | 0.0% |
| Reeds Inc | COM | 758338107 | $8 | 1,888 | 0.0% |
| Alliqua Biomedical Inc | COM NEW | 019621200 | $8 | 13,445 | 0.0% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $8 | $4,000 | 0.0% |
| Highway Hldgs LTD | ORD | G4481U106 | $8 | 2,189 | 0.0% |
| Heat Biologics Inc | COM | 42237K102 | $8 | 9,796 | 0.0% |
| Proshares TR | BASIC MAT NEW | 74347X138 | $8 | 362 | 0.0% |
| First TR Exchange Traded FD(FTRI) | INDXX NAT RE ETF | 33734X838 | $8 | 680 | 0.0% |
| Sophiris BIO Inc | COM NEW | 83578Q209 | $8 | 3,000 | 0.0% |
| Oncosec MED Inc | COM NEW | 68234L207 | $8 | 6,139 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $8 | $16,000 | 0.0% |
| Combimatrix Corporation | COM PAR | 20009T501 | $8 | 3,266 | 0.0% |
| Albireo Pharma Inc(BDQM) | COM | 01345P106 | $8 | 451 | 0.0% |
| Aptose Biosciences Inc | COM NEW | 03835T200 | $8 | 5,432 | 0.0% |
| DBX ETF TR | INVT GD BD INT | 233051739 | $8 | 334 | 0.0% |
| Eleven Biotherapeutics Inc | COM | 286221106 | $8 | 4,080 | 0.0% |
| Black Knight Finl Svcs Inc | CL A | 09214X100 | $8 | 204 | 0.0% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $8 | $3,000 | 0.0% |
| Amtech SYS Inc(ASYS) | COM PAR $0.01N | 032332504 | $8 | 1,980 | 0.0% |
| Oncocyte Corporation | COM | 68235C107 | $8 | 1,146 | 0.0% |
| Great ELM Cap Corp | COM | 390320109 | $8 | 643 | 0.0% |
| UBS AG London BRH | EN LG CP GRWTH | 902677780 | $8 | 55 | 0.0% |
| NXT ID Inc | COM NEW | 67091J206 | $8 | 2,796 | 0.0% |
| Greenbrier COS Inc | NOTE 3.500% 4/0 | 393657AH4 | $8 | $6,000 | 0.0% |
| Datawatch Corp | COM NEW | 237917208 | $8 | 1,483 | 0.0% |
| Aurinia Pharmaceuticals Inc(AUPH) | COM | 05156V102 | $8 | 3,997 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $8 | $9,000 | 0.0% |
| Mgic Invt Corp WIS | NOTE 2.000% 4/0 | 552848AE3 | $8 | $6,000 | 0.0% |
| Spdr Index SHS FDS | LATIN AMER ETF | 78463X707 | $8 | 184 | 0.0% |
| Barclays BK PLC | IPATH EMERG ETN | 06740P874 | $8 | 135 | 0.0% |
| 1347 Ppty INS Hldgs Inc | COM | 68244P107 | $8 | 1,000 | 0.0% |
| Tearlab Corp | COM | 878193101 | $9 | 17,010 | 0.0% |
| Indexiq ETF TR | GLB CRUDE OIL | 45409B842 | $9 | 747 | 0.0% |