Q4 2016 Holdings
Filed 2017-02-13 | 24088 holdings | $8.4B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $9 | $6,000 | 0.0% |
| Xenon Pharmaceuticals Inc(XENE) | COM | 98420N105 | $9 | 1,136 | 0.0% |
| Envision Healthcare Corp | PFD CNV 5.25% A1 | 29414D209 | $9 | 75 | 0.0% |
| Myos Rens Technology Inc | COM | 62857P108 | $9 | 8,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $9 | $8,000 | 0.0% |
| Partner Communications Co LT | ADR | 70211M109 | $9 | 2,000 | 0.0% |
| Banro Corp | COM | 066800103 | $9 | 46,055 | 0.0% |
| Tearlab Corp | COM | 878193101 | $9 | 17,010 | 0.0% |
| Biomerica Inc(BMRAUSD) | COM NEW | 09061H307 | $9 | 3,832 | 0.0% |
| Proshares TR | ULTSHT FT CH 50 | 74348A350 | $9 | 273 | 0.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $9 | $9,000 | 0.0% |
| Wisdomtree TR(CXSE) | CHINADIV EX FI | 97717X719 | $9 | 190 | 0.0% |
| Barclays Bank PLC | ETN GLB CARB38 | 06739H164 | $9 | 1,150 | 0.0% |
| Global Ship Lease Inc New | SHS A | Y27183105 | $9 | 6,094 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $9 | 7,765 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $9 | 3,500 | 0.0% |
| GS FIN Corp(GCEC) | ETN CLAYMORE37 | 362273104 | $9 | 599 | 0.0% |
| Indexiq ETF TR | CAN SML CP ETF | 45409B867 | $9 | 593 | 0.0% |
| Englobal Corp | COM | 293306106 | $10 | 4,300 | 0.0% |
| Centrus Energy Corp(LEU) | CL A | 15643U104 | $10 | 1,520 | 0.0% |
| Brookdale SR Living Inc | NOTE 2.750% 6/1 | 112463AA2 | $10 | $10,000 | 0.0% |
| Sonic Fdry Inc(SOFO) | COM NEW | 83545R207 | $10 | 2,000 | 0.0% |
| Security Natl Finl Corp(SNFCA) | CL A NEW | 814785309 | $10 | 1,600 | 0.0% |
| Tenax Therapeutics Inc | COM | 88032L100 | $10 | 5,188 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $10 | $26,000 | 0.0% |
| Conyers PK Acquisition | CL A COM | 212894109 | $10 | 980 | 0.0% |
| Vaneck Vectors ETF TR | EGYPT INDX ETF | 92189F775 | $10 | 411 | 0.0% |
| Barclays Bank PLC | CARRY ETN 38 | 06739H412 | $10 | 248 | 0.0% |
| Nivalis Therapeutics Inc | COM | 65481J109 | $10 | 4,397 | 0.0% |
| Vaneck Vectors ETF TR | POLAND ETF | 92189F783 | $10 | 714 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $10 | 5,600 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $10 | 4,700 | 0.0% |
| Nord Anglia Education Inc | SHS | G6583A102 | $10 | 419 | 0.0% |
| Sandridge Energy Inc(SD) | COM NEW | 80007P869 | $10 | 401 | 0.0% |
| Mackinac Finl Corp(MFNC) | COM | 554571109 | $10 | 730 | 0.0% |
| Intersections Inc | COM | 460981301 | $10 | 2,725 | 0.0% |
| UBS AG London BRH | ETRACS MTH 2XLV | 90270L842 | $10 | 570 | 0.0% |
| Diversified Rstrnt Hldgs Inc | COM | 25532M105 | $11 | 8,017 | 0.0% |
| Cumulus Media Inc | CL A NEW | 231082603 | $11 | 10,781 | 0.0% |
| Advisorshares TR | MOR CREEK GL TAC | 00768Y800 | $11 | 475 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $11 | $11,000 | 0.0% |
| Unilife Corp New | COM NEW | 90478E301 | $11 | 4,701 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $11 | $13,000 | 0.0% |
| B Communications LTD | SHS | M15629104 | $11 | 500 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $11 | 8,700 | 0.0% |
| Ocean BIO Chem Inc | COM | 674631106 | $11 | 2,927 | 0.0% |
| Marinus Pharmaceuticals Inc | COM | 56854Q101 | $11 | 10,848 | 0.0% |
| Neurometrix Inc | COM PAR NEW | 641255500 | $11 | 14,700 | 0.0% |
| Airgain Inc(AIRG) | COM | 00938A104 | $11 | 729 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $11 | 29,922 | 0.0% |