Q4 2017 Holdings
Filed 2018-02-14 | 25517 holdings | $365.3M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-04-23) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $3 | $1,000 | 0.0% |
| Ishares Inc(VEGI) | GLB AGRIC PR ETF | 464286350 | $3 | 113 | 0.0% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $3 | $3,000 | 0.0% |
| Rexahn Pharmaceuticals Inc | COM NEW | 761640200 | $3 | 1,650 | 0.0% |
| Ibio Inc | COM | 451033104 | $3 | 14,500 | 0.0% |
| Alps ETF TR | ALPS DORESEY | 00162Q486 | $3 | 100 | 0.0% |
| Aemetis Inc(AMTX) | COM NEW | 00770K202 | $3 | 6,000 | 0.0% |
| Heat Biologics Inc | COM | 42237K102 | $3 | 8,527 | 0.0% |
| Gevo Inc | COM PAR | 374396307 | $3 | 5,145 | 0.0% |
| Credit Suisse Nassau BRH | X LINK SILVER SH | 22542D449 | $3 | 334 | 0.0% |
| Regulus Therapeutics Inc | COM | 75915K101 | $3 | 2,872 | 0.0% |
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $3 | 1,150 | 0.0% |
| Redhill Biopharma LTD | SPONSORED ADS | 757468103 | $3 | 500 | 0.0% |
| Full House Resorts Inc(FLL) | COM | 359678109 | $3 | 881 | 0.0% |
| Hanwha Q Cell Co LTD | SPONSORED ADR NE | 41135V301 | $3 | 466 | 0.0% |
| Forward Inds Inc N Y(FORDUSD) | COM NEW | 349862300 | $3 | 2,100 | 0.0% |
| Hometown Bankshares Corp | COM | 43787N108 | $3 | 229 | 0.0% |
| Synacor Inc(SYNC) | COM | 871561106 | $4 | 1,876 | 0.0% |
| Deutsche BK AG London BRH(SZOXF) | DB CRUD OIL SHR | 25154K874 | $4 | 50 | 0.0% |
| Steadymed LTD | SHS | M84920103 | $4 | 1,000 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $4 | $2,000 | 0.0% |
| Melrose Bancorp Inc | COM | 585553100 | $4 | 201 | 0.0% |
| GNC Hldgs Inc | NOTE 1.500% 8/1 | 36191GAB3 | $4 | $10,000 | 0.0% |
| Fennec Pharmaceuticals Inc(FENC) | COM | 31447P100 | $4 | 366 | 0.0% |
| Legg Mason ETF Investment TR | DEV EX US ETF | 52468L109 | $4 | 146 | 0.0% |
| CIM Coml TR Corp | COM | 125525105 | $4 | 185 | 0.0% |
| Leading Brands Inc | COM NEW | 52170U207 | $4 | 2,735 | 0.0% |
| Barclays BK PLC | ETN DJUBS NCKL37 | 06739F119 | $4 | 263 | 0.0% |
| OHA Invt Corp | COM | 67091U102 | $4 | 3,916 | 0.0% |
| United Cmnty Bancorp IND | COM | 90984R101 | $4 | 197 | 0.0% |
| Mediwound LTD | ORD SHS | M68830104 | $4 | 1,000 | 0.0% |
| Senomyx Inc | COM | 81724Q107 | $4 | 3,190 | 0.0% |
| Xtant MED Hldgs Inc | COM | 98420P100 | $4 | 6,850 | 0.0% |
| Etfis SER TR I(BBP) | VIRTUS LIFESC BT | 26923G202 | $4 | 100 | 0.0% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $4 | $4,000 | 0.0% |
| Summer Infant Inc | COM | 865646103 | $4 | 3,001 | 0.0% |
| Xenetic Biosciences Inc | COM NEW | 984015206 | $4 | 2,037 | 0.0% |
| Mechel PAO | SPON ADR PFD | 583840509 | $4 | 4,000 | 0.0% |
| Alps ETF TR | RIVERFRONT UNC | 00162Q544 | $4 | 152 | 0.0% |
| China Green Agriculture Inc | COM | 16943W105 | $4 | 3,600 | 0.0% |
| China Xiniya Fashion LTD | SPONSRD ADR NEW | 16950W204 | $4 | 866 | 0.0% |
| Ovascience Inc | COM | 69014Q101 | $4 | 2,800 | 0.0% |
| Direxion SHS ETF TR | DAILY RUSSIA 3X | 25460E828 | $4 | 182 | 0.0% |
| Proshares TR | SHT FTSE CHIN 50 | 74347X658 | $4 | 200 | 0.0% |
| Flexshares TR(SKOR) | CR SCD US BD | 33939L761 | $4 | 84 | 0.0% |
| Ppdai Group Inc | SPONSORED ADR | 69354V108 | $4 | 500 | 0.0% |
| Technical Communications COR(TCCO) | COM | 878409101 | $4 | 375 | 0.0% |
| Exchange Traded Concepts TR | YLD SHS HGH INC | 301505301 | $4 | 187 | 0.0% |
| Vical Inc | COM NEW | 925602203 | $4 | 2,541 | 0.0% |
| Westmoreland Resource Partne | COM UNIT RP LP | 96108P103 | $4 | 1,472 | 0.0% |