Q4 2017 Holdings
Filed 2018-02-14 | 25517 holdings | $365.3M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-04-23) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Proshares TR | SHT FTSE CHIN 50 | 74347X658 | $4 | 200 | 0.0% |
| First TR Exch Traded FD III(HDMV) | HORIZON MNGD ETF | 33739P871 | $5 | 142 | 0.0% |
| Reshape Lifesciences Inc | COM | 761123108 | $5 | 3,368 | 0.0% |
| Hutchison China Meditech LTD(HCM) | SPONSORED ADR | 44842L103 | $5 | 132 | 0.0% |
| Communications SYS Inc | COM | 203900105 | $5 | 1,500 | 0.0% |
| First TR Exch Traded FD III(HUSV) | HORIZON DMST ETF | 33739P889 | $5 | 213 | 0.0% |
| Horizons ETF TR I | HORIZONS DAX GER | 44053G207 | $5 | 173 | 0.0% |
| Immutep LTD(IMMP) | SPONSORED ADR | 45257L108 | $5 | 3,000 | 0.0% |
| Lightbridge Corp | COM NEW | 53224K203 | $5 | 3,869 | 0.0% |
| Form Hldgs Corp | COM | 34634E102 | $5 | 4,091 | 0.0% |
| Genius Brands Intl Inc | COM PAR | 37229T301 | $5 | 1,667 | 0.0% |
| Bioamber Inc(BIOAQ) | COM | 09072Q106 | $5 | 11,572 | 0.0% |
| Aviragen Therapeutics Inc | COM | 053761102 | $5 | 8,088 | 0.0% |
| Flexshares TR(IQDY) | INT QLTDVDYNAM | 33939L829 | $5 | 170 | 0.0% |
| Proshares TR(UBR) | ULTRA MSCI BRAZI | 74347B490 | $5 | 67 | 0.0% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $5 | $5,000 | 0.0% |
| Ottawa Bancorp Inc(OTTW) | COM | 689195105 | $5 | 349 | 0.0% |
| United STS 12 Month NAT Gas(UNL) | UNIT BEN INT | 91288X109 | $5 | 512 | 0.0% |
| ETF SER Solutions(CNCRUSD) | LONCAR CANCER | 26922A826 | $5 | 200 | 0.0% |
| S&W Seed Co | COM | 785135104 | $5 | 1,416 | 0.0% |
| ETF Managers TR | AI POWERED EQT | 26924G813 | $5 | 200 | 0.0% |
| Ishares TR(QAT) | MSCI QATAR ETF | 46434V779 | $5 | 283 | 0.0% |
| Turtle Beach Corp | COM | 900450107 | $5 | 11,030 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $5 | $4,000 | 0.0% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $5 | $5,000 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $5 | 2,750 | 0.0% |
| Sandridge Mississippian TR I | SH BEN INT | 80007V106 | $5 | 5,790 | 0.0% |
| Fidelity(FDRR) | DIVID ETF RISI | 316092832 | $6 | 196 | 0.0% |
| Rubicon Technology Inc(RBCN) | COM NEW | 78112T206 | $6 | 786 | 0.0% |
| Cogentix MED Inc | COM | 19243A104 | $6 | 2,000 | 0.0% |
| Pro-Dex Inc Colo(PDEX) | COM NEW | 74265M205 | $6 | 898 | 0.0% |
| Power REIT(PW) | COM | 73933H101 | $6 | 930 | 0.0% |
| Arvinmeritor Inc | FRNT 4.000% 2/1 | 043353AH4 | $6 | $5,000 | 0.0% |
| Ishares TR(ISCF) | MLTFCTR INTL SML | 46434V266 | $6 | 200 | 0.0% |
| Magyar Bancorp Inc | COM | 55977T109 | $6 | 501 | 0.0% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $6 | $2,000 | 0.0% |
| Northern Tech Intl Corp(NTIC) | COM | 665809109 | $6 | 219 | 0.0% |
| Claymore Exchange TRD FD TR | GUGG HIGH INCM | 18383Q721 | $6 | 200 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $6 | $5,000 | 0.0% |
| Sonic Fdry Inc(SOFO) | COM NEW | 83545R207 | $6 | 2,001 | 0.0% |
| Capital One Finl Corp | *W EXP 11/14/201 | 14040H139 | $6 | 100 | 0.0% |
| Broadwind Energy Inc(BWEN) | COM NEW | 11161T207 | $6 | 2,349 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $6 | 3,000 | 0.0% |
| Barclays Bank PLC | ETN GLB CARB38 | 06739H164 | $6 | 600 | 0.0% |
| Liberty Global PLC(LBTYB) | SHS CL B | G5480U112 | $6 | 186 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $6 | 4,019 | 0.0% |
| Barclays Bank PLC | ETN DJUBS TIN 38 | 06739H198 | $6 | 136 | 0.0% |
| Cenveo Inc | COM NEW | 15670S402 | $6 | 6,316 | 0.0% |
| Neovasc Inc | COM | 64065J106 | $6 | 9,167 | 0.0% |
| Fidelity D & D Bancorp Inc(FDBC) | COM | 31609R100 | $6 | 151 | 0.0% |