Q3 2020 Holdings
Filed 2020-11-13 | 22043 holdings | $24.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $10 | 1,000 | 0.0% |
| Hawthorn Bancshares Inc(HWBK) | COM | 420476103 | $10 | 536 | 0.0% |
| Social Cap Hdosphia Hldg Co | *W EXP 99/99/999 | G8250T125 | $10 | 1,846 | 0.0% |
| Pacer FDS TR(ICOW) | DEVELOPED MRKT | 69374H873 | $10 | 429 | 0.0% |
| Patriot Natl Bancorp Inc(PNBK) | COM NEW | 70336F203 | $10 | 1,500 | 0.0% |
| Global X FDS(AIQ) | ARTIFICIAL ETF | 37954Y632 | $10 | 420 | 0.0% |
| Alpine Income Ppty TR Inc(PINE) | COM | 02083X103 | $10 | 649 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $10 | $11,000 | 0.0% |
| Ishares TR(AGT) | MSCI ARGENTINA | 46435G276 | $10 | 487 | 0.0% |
| Savara Inc(SVRA) | COM | 805111101 | $10 | 9,196 | 0.0% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $10 | $11,000 | 0.0% |
| Bank of the James Finl GP in(BOTJ) | COM | 470299108 | $10 | 1,000 | 0.0% |
| Evolent Health Inc | NOTE 2.000%12/0 | 30050BAB7 | $10 | $10,000 | 0.0% |
| Inmune BIO Inc(INMB) | COM | 45782T105 | $10 | 1,000 | 0.0% |
| Dariohealth Corp(DRIOEUR) | COM NEW | 23725P209 | $10 | 604 | 0.0% |
| Akari Therapeutics PLC | SPONSORED ADR | 00972G108 | $10 | 5,715 | 0.0% |
| Venus Concept Inc | COM | 92332W105 | $10 | 4,024 | 0.0% |
| Invesco Exch Traded FD TR II(EEMO) | S&P EMRNG MMTM | 46138E289 | $10 | 655 | 0.0% |
| Ctrip COM Intl LTD | DBCV 1.990% 7/0 | 22943FAH3 | $10 | $10,000 | 0.0% |
| Aytu Bioscience Inc(AYTUUSD) | COM PAR | 054754700 | $10 | 8,558 | 0.0% |
| CPS Technologies Corp(CPSH) | COM | 12619F104 | $10 | 6,340 | 0.0% |
| Braemar Hotels & Resorts Inc | 5.5 CUM CV PFD B | 10482B200 | $10 | 881 | 0.0% |
| DBX ETF TR | XTRCK JP MRGN ES | 233051713 | $10 | 456 | 0.0% |
| Citizens Hldg Co Miss(CIZN) | COM | 174715102 | $10 | 456 | 0.0% |
| LGL Group Inc(LGL) | COM | 50186A108 | $11 | 1,220 | 0.0% |
| Crescent Cap BDC Inc(CCAP) | COM | 225655109 | $11 | 879 | 0.0% |
| Sharpspring Inc(SHSP) | COM | 820054104 | $11 | 966 | 0.0% |
| Data I O Corp(DAIO) | COM | 237690102 | $11 | 3,560 | 0.0% |
| Aptinyx Inc | COM | 03836N103 | $11 | 3,372 | 0.0% |
| Endra Life Sciences Inc | COM | 29273B104 | $11 | 15,634 | 0.0% |
| Comstock MNG Inc(LODEEUR) | COM NEW | 205750300 | $11 | 10,120 | 0.0% |
| Comscore Inc(SCOR1EUR) | COM | 20564W105 | $11 | 5,512 | 0.0% |
| Hennessy Advisors Inc(HNNA) | COM | 425885100 | $11 | 1,336 | 0.0% |
| Centennial Resource DEV Inc(CDEVEUR) | CL A | 15136A102 | $11 | 19,717 | 0.0% |
| Cowen Inc | NOTE 3.000%12/1 | 223622AE1 | $11 | $10,000 | 0.0% |
| Avino Silver & Gold Mines LT(ASM) | COM | 053906103 | $11 | 11,000 | 0.0% |
| United STS 12 Month NAT Gas(UNL) | UNIT BEN INT | 91288X109 | $11 | 1,250 | 0.0% |
| TFF Pharmaceuticals Inc | COM | 87241J104 | $11 | 593 | 0.0% |
| Standard AVB Finl Corp(STND) | COM | 85303B100 | $11 | 331 | 0.0% |
| Ultralife Corp(ULBI) | COM | 903899102 | $11 | 1,789 | 0.0% |
| AIR T Inc(AIRT) | COM | 009207101 | $11 | 1,100 | 0.0% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $11 | $14,000 | 0.0% |
| Renesola LTD(VQKA) | SPONSORED ADS | 75971T301 | $11 | 4,818 | 0.0% |
| Flexshares TR(IQDEUSD) | INTL QLTDV DEF | 33939L811 | $11 | 568 | 0.0% |
| National Energy Services REU(NESR) | SHS | G6375R107 | $11 | 1,757 | 0.0% |
| Proshares TR(UBR) | ULTRA MSCI BRAZI | 74347B490 | $11 | 567 | 0.0% |
| Sterling Bancorp Inc(SBTEUR) | COM | 85917W102 | $11 | 3,820 | 0.0% |
| Juniper Indl Hldgs Inc | UNIT 11/13/2026 | 48205G205 | $11 | 1,000 | 0.0% |
| First TR Exchng Traded FD VI(DFEB) | US EQT DEEP DUFR | 33740F771 | $11 | 345 | 0.0% |
| Flexsteel Inds Inc(FLXS) | COM | 339382103 | $11 | 450 | 0.0% |