Q3 2013 Holdings
Filed 2013-10-25 | 442 holdings | $41.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| RTI International Metals Inc | COMMON | 74973W107 | $13 | 400 | 0.0% |
| Nuveen CA Performance Plus MUN | COMMON | 67062Q106 | $35 | 2,600 | 0.0% |
| Nuveen Municipal Market Opport | COMMON | 67062W103 | $49 | 4,000 | 0.0% |
| Eaton Vance CA Municipal Incom(CEV) | COMMON | 27826F101 | $51 | 4,341 | 0.0% |
| Intuit Inc(INTU) | COMMON | 461202103 | $53 | 800 | 0.0% |
| Baker Hughes Inc | COMMON | 57224107 | $56 | 1,150 | 0.0% |
| Mylan Inc | COMMON | 628530107 | $69 | 1,800 | 0.0% |
| BlackRock Muni NY Intermediate | COMMON | 09255F109 | $77 | 5,700 | 0.0% |
| First TR Inter DUR PFD & FPF(FPF) | COMMON | 33718W103 | $85 | 3,970 | 0.0% |
| Western Asset Intermediate MUN(SBI) | COMMON | 958435109 | $91 | 10,000 | 0.0% |
| Eaton Vance NJ Municipal Incom | COMMON | 27826V106 | $94 | 7,900 | 0.0% |
| Aflac Inc | COMMON | 1055102 | $96 | 1,550 | 0.0% |
| Thai Capital Fund Inc TF | COMMON | 882905201 | $98 | 80,969 | 0.0% |
| Waters Corp(WAT) | COMMON | 941848103 | $98 | 925 | 0.0% |
| Alliancebernstein Holding LP(AB) | COMMON | 01881G106 | $99 | 5,000 | 0.0% |
| Brookfield Glbl Listed Inc FD | COMMON | 11273Q117 | $104 | 297,404 | 0.0% |
| Nuveen PA Dividend Advantage M | COMMON | 67071W102 | $122 | 10,100 | 0.0% |
| Lauder Estee COS Inc(EL) | COMMON | 518439104 | $126 | 1,800 | 0.0% |
| Nuveen Dividend Advantage Muni(NAD) | COMMON | 67066V101 | $130 | 10,000 | 0.0% |
| Invesco Trust for Investment G(VTN) | COMMON | 46131T101 | $133 | 9,600 | 0.0% |
| Nuveen NJ Investment Quality M | COMMON | 670971100 | $138 | 10,700 | 0.0% |
| Nuveen NJ Dividend Advantage M(NXJ) | COMMON | 67069Y102 | $159 | 12,600 | 0.0% |
| Inditex(IDEXY) | DEPOSITORY RECEI | 455793109 | $167 | 5,425 | 0.0% |
| British Amer Tobacco ADR(BMTA) | DEPOSITORY RECEI | 110448107 | $168 | 1,595 | 0.0% |
| Putnam Municipal Opportunities(PMO) | COMMON | 746922103 | $174 | 15,929 | 0.0% |
| Nuveen Investment Quality Muni | COMMON | 67062E103 | $177 | 12,833 | 0.0% |
| Dover Corp(DOV) | COMMON | 260003108 | $177 | 1,975 | 0.0% |
| Nuveen Municipal Advantage FUN | COMMON | 67062H106 | $180 | 14,400 | 0.0% |
| Flaherty & Crumrine Total Retu(FLC) | COMMON | 338479108 | $182 | 10,000 | 0.0% |
| Broadcom Corp | CL A | 111320107 | $190 | 7,300 | 0.0% |
| Kubota Corp ADR(KUBTY) | DEPOSITORY RECEI | 501173207 | $204 | 2,800 | 0.0% |
| Nuveen MI Quality Income Munic | COMMON | 670979103 | $205 | 15,963 | 0.0% |
| Volkswagen AG | DEPOSITORY RECEI | 928662303 | $210 | 4,640 | 0.0% |
| BNP Paribas(BNPQY) | DEPOSITORY RECEI | 05565A202 | $223 | 6,580 | 0.0% |
| Pimco Corporate OPP FD PTY(PTY) | COMMON | 72201B101 | $226 | 12,499 | 0.0% |
| Partnerre LTD | COMMON | G6852T105 | $238 | 2,600 | 0.0% |
| Pimco Corporate Income FD PCN(PCN) | COMMON | 72200U100 | $245 | 14,700 | 0.0% |
| Vodafone Group ADR | DEPOSITORY RECEI | 92857W209 | $246 | 7,000 | 0.0% |
| Nuveen Dividend Advantage Muni(NVG) | COMMON | 67071L106 | $260 | 20,500 | 0.0% |
| IVY High Inc Opportunitie IVH | COMMON | 465893105 | $267 | 15,000 | 0.0% |
| Flaherty & Crumrine PFD Securi(XFFCX) | COMMON | 338478100 | $270 | 15,000 | 0.0% |
| Western Asset Managed Municipa(MMU) | COMMON | 95766M105 | $272 | 22,000 | 0.0% |
| MFS High Income Municipal Trus(CXE) | COMMON | 59318D104 | $279 | 60,100 | 0.0% |
| Autodesk Inc | COMMON | 52769106 | $282 | 6,850 | 0.0% |
| Murphy Oil Corp(MUR) | COMMON | 626717102 | $284 | 4,700 | 0.0% |
| Tenaris S A ADR(TS) | DEPOSITORY RECEI | 88031M109 | $285 | 6,100 | 0.0% |
| ENI SPA ADR(E) | DEPOSITORY RECEI | 26874R108 | $310 | 6,730 | 0.0% |
| CSX Corp(CSX) | COMMON | 126408103 | $317 | 12,300 | 0.0% |
| BlackRock Muniyield AZ Fund MZ | COMMON | 09254K109 | $324 | 24,850 | 0.0% |
| Allianz SE | DEPOSITORY RECEI | 18805101 | $375 | 23,725 | 0.0% |