Q4 2013 Holdings
Filed 2014-01-23 | 449 holdings | $56.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Progressive Return | COMMON | 21925C101 | $0 | 82 | 0.0% |
| Murphy USA Inc(MUSA) | COMMON | 626755102 | $49 | 1,175 | 0.0% |
| Eaton Vance CA Municipal Incom(CEV) | COMMON | 27826F101 | $49 | 4,341 | 0.0% |
| Intuit Inc(INTU) | COMMON | 461202103 | $61 | 800 | 0.0% |
| Putnam Municipal Opportunities(PMO) | COMMON | 746922103 | $70 | 6,529 | 0.0% |
| BlackRock Muni NY Intermediate | COMMON | 09255F109 | $75 | 5,700 | 0.0% |
| Mylan Inc | COMMON | 628530107 | $78 | 1,800 | 0.0% |
| Nuveen Dividend Advantage Muni(NVG) | COMMON | 67071L106 | $88 | 7,000 | 0.0% |
| Western Asset Intermediate MUN(SBI) | COMMON | 958435109 | $90 | 10,000 | 0.0% |
| Eaton Vance NJ Municipal Incom | COMMON | 27826V106 | $91 | 7,900 | 0.0% |
| Waters Corp(WAT) | COMMON | 941848103 | $92 | 925 | 0.0% |
| Nuveen Investment Quality Muni | COMMON | 67062E103 | $103 | 7,633 | 0.0% |
| Alliancebernstein Holding LP(AB) | COMMON | 01881G106 | $107 | 5,000 | 0.0% |
| Nuveen PA Dividend Advantage M | COMMON | 67071W102 | $120 | 10,100 | 0.0% |
| Aflac Inc(AFL) | COMMON | 001055102 | $120 | 1,800 | 0.0% |
| Invesco Trust for Investment G(VTN) | COMMON | 46131T101 | $126 | 9,600 | 0.0% |
| Nuveen Dividend Advantage Muni(NAD) | COMMON | 67066V101 | $126 | 10,000 | 0.0% |
| Lauder Estee COS Inc(EL) | COMMON | 518439104 | $136 | 1,800 | 0.0% |
| Nuveen NJ Investment Quality M | COMMON | 670971100 | $138 | 10,700 | 0.0% |
| Nuveen NJ Dividend Advantage M(NXJ) | COMMON | 67069Y102 | $157 | 12,600 | 0.0% |
| Volkswagen AG | DEPOSITORY RECEI | 928662303 | $173 | 3,160 | 0.0% |
| Nuveen Municipal Advantage FUN | COMMON | 67062H106 | $175 | 14,400 | 0.0% |
| Flaherty & Crumrine Total Retu(FLC) | COMMON | 338479108 | $186 | 10,000 | 0.0% |
| Dover Corp(DOV) | COMMON | 260003108 | $191 | 1,975 | 0.0% |
| British Amer Tobacco ADR(BMTA) | DEPOSITORY RECEI | 110448107 | $196 | 1,820 | 0.0% |
| Nuveen MI Quality Income Munic | COMMON | 670979103 | $200 | 15,963 | 0.0% |
| Broadcom Corp | CL A | 111320107 | $216 | 7,300 | 0.0% |
| Kubota Corp ADR(KUBTY) | DEPOSITORY RECEI | 501173207 | $234 | 2,800 | 0.0% |
| Inditex(IDEXY) | DEPOSITORY RECEI | 455793109 | $252 | 7,625 | 0.0% |
| Teradata Corp(TDC) | COMMON | 88076W103 | $255 | 5,600 | 0.0% |
| Flaherty & Crumrine PFD Securi(XFFCX) | COMMON | 338478100 | $262 | 15,000 | 0.0% |
| Tenaris S A ADR(TS) | DEPOSITORY RECEI | 88031M109 | $267 | 6,100 | 0.0% |
| Western Asset Managed Municipa(MMU) | COMMON | 95766M105 | $269 | 22,000 | 0.0% |
| Partnerre LTD | COMMON | G6852T105 | $274 | 2,600 | 0.0% |
| Vodafone Group ADR | DEPOSITORY RECEI | 92857W209 | $275 | 7,000 | 0.0% |
| SGS SA-Unspons ADR(SGSOY) | DEPOSITORY RECEI | 818800104 | $304 | 13,225 | 0.0% |
| Murphy Oil Corp(MUR) | COMMON | 626717102 | $305 | 4,700 | 0.0% |
| ENI SPA ADR(E) | DEPOSITORY RECEI | 26874R108 | $326 | 6,730 | 0.0% |
| BNP Paribas(BNPQY) | DEPOSITORY RECEI | 05565A202 | $340 | 8,680 | 0.0% |
| CSX Corp(CSX) | COMMON | 126408103 | $354 | 12,300 | 0.0% |
| JN Hancock INV Trust JHI(JHI) | COMMON | 410142103 | $359 | 19,281 | 0.0% |
| Petrochina Co LTD ADR | DEPOSITORY RECEI | 71646E100 | $390 | 3,550 | 0.0% |
| Pimco Dynamic Cred Inc FD PCI | COMMON | 72202D106 | $391 | 17,400 | 0.0% |
| Nuveen Dividend Advantage Muni(NZF) | COMMON | 67070X101 | $402 | 32,560 | 0.0% |
| Nuveen Performance Plus Munici | COMMON | 67062P108 | $406 | 30,000 | 0.0% |
| Nuveen CA Investment Quality M | COMMON | 67062A101 | $410 | 31,103 | 0.0% |
| Asml Holding NV(ASML) | DEPOSITORY RECEI | N07059210 | $415 | 4,425 | 0.0% |
| Carrizo Oil & Gas Inc(CRZOEUR) | COMMON | 144577103 | $416 | 9,300 | 0.0% |
| Devon Energy Corp(DVN) | COMMON | 25179M103 | $416 | 6,720 | 0.0% |
| Allianz SE | DEPOSITORY RECEI | 018805101 | $417 | 23,025 | 0.0% |